X0305 4 2006-12-22 0000014693 BROWN FORMAN CORP BFA/BFB 0001362478 Brown George Garvin IV 850 DIXIE HWY LOUISVILLE KY 40210 1 1 0 0 Executive Vice President Class A Common 120000 D Class A Common 402155 I GGB4 2012 LLC Class A Common 2012-04-13 4 J 0 179964 D 402155 I GGB4 2012 LLC Class A Common 2012-04-13 4 J 0 179964 A 402155 I GGB4 2012 LLC Class A Common 2012-04-13 4 G 0 214148 D 402155 I GGB4 2012 LLC Class A Common 2012-04-13 4 G 0 214148 A 402155 I GGB4 2012 LLC Class A Common 2642357 I CBGB LLC Class A Common 34767 I Trust u/a FBO Geo. Garvin Brown IV Class A Common 353036 I GGB4 2010#1 LLC Class A Common 71429 I GGB4 2010 #2 LLC Class A Common 2006-12-22 4 J 0 3419 0 A 3419 I Crumney Trust Class A Common 1271 I By Spouse Class A Common 14 I By G. Garvin Brown III estate Class B Common 147369 D Class B Common 19229 I GGB4 2012 LLC Class B Common 2012-04-13 4 J 0 8605 D 19229 I GGB4 2012 LLC Class B Common 2012-04-13 4 J 0 8605 A 19229 I GGB4 2012 LLC Class B Common 2012-04-13 4 G 0 10239 D 19229 I GGB4 2012 LLC Class B Common 2012-04-13 4 G 0 10239 A 19229 I GGB4 2012 LLC Class B Common 360589 I CBGB, LLC Class B Common 10792 I Trust u/a FBO Geo. Garvin Brown IV Class B Common 52200 I GGB4 2010 #2 LLC Class B Common 2006-12-22 4 J 0 1513 0 A 1513 I Crumney Trust Class B Common 6838.006 I 401(k) Plan Class B Common 1831 I By G. Garvin Brown III estate Non-Qualified Stock Option (right to buy) 24.70 2005-05-01 2012-04-30 Class B Common 820 820 D Non-Qualified Stock Option (right to buy) 30.18 2006-05-01 2013-04-30 Class B Common 1179 1179 D Non-Qualified Stock Option (right to buy) 35.83 2007-05-01 2014-04-30 Class B Common 1938 1938 D Stock Appreciation Right 45.53 2008-05-01 2015-04-30 Class B Common 670 670 D Stock Appreciation Right 55.69 2009-05-01 2016-04-30 Class B Common 920 920 D Stock Appreciation Right 53.80 2010-05-01 2017-04-30 Class B Common 1053 1053 D Stock Appreciation Right 56.58 2011-05-01 2018-07-24 Class B Common 967 967 D Stock Appreciation Right 43.10 2012-05-01 2019-04-30 Class B Common 2957 2957 D Restricted Stock Unit Class B Common 545 545 D Restricted Stock Unit Class B Common 2078 2078 D On April 13, 2012, the reporting person contributed 402,155 Class A shares and LLC units representing a 50% interest in CBGB LLC to GGB4 2012 LLC in exchange for a pro rata interest in GGB4 2012 LLC. The reporting person disclaims beneficial ownership of the shares held by GGB4 2012 LLC and by CBGB LLC except to the extent of his pecuniary interest in those LLCs. On April 13, 2012, GGB4 2010 #2 LLC contributed 19,229 class B shares GGB4 2012 LLC in exchange for a pro rata interest in GGB4 2012 LLC. On April 13, 2012, the undersigned transferred non-voting LLC units representing a 44.75% interest in GGB4 2012 LLC to the GGB4 2012 Irrevocable Trust in exchange for installment payments. The reporting person disclaims beneficial ownership of the shares held by GGB4 2012 LLC except to the extent of his pecuniary interest therein. On April 13, 2012, the undersigned contributed non-voting LLC units representing a 44.75% interest in GGB4 2012 LLC to the G.Garvin Brown IV 2012 GRAT, and a 8.5% interest in GGB4 2012 LLC to the G. Garvin Brown IV Charitable Lead Trust. The reporting person acquired beneficial ownership of these shares in his capacity as co-executor of his father's estate, but disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. On December 22, 2006, the reporting person became the trustee of a trust for the benefit of certain immediate family members. Number of shares the reporting person has acquired under the Brown-Forman 401(k) plan as of April 13, 2012. Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock. The restricted stock units vest April 30, 2014. The restricted stock units vest April 30, 2015. Diane M. Barhorst, Atty. in Fact for George Garvin Brown IV 2012-04-17