X0304 4 2010-12-15 0000014693 BROWN FORMAN CORP BFA/BFB 0001362478 Brown George Garvin IV 850 DIXIE HWY LOUISVILLE KY 40210 1 1 0 0 Executive Vice President Class A Common 331250 D Class A Common 381811 I George Garvin Brown III Trust UW Class A Common 2642357 I CBGB LLC Class A Common 2010-12-15 4 G 0 580 0 D 37867 I Trust u/a FBO Geo. Garvin Brown IV Class A Common 353036 I GGB4 2010#1 LLC Class B Common 71429 I GGB4 2010 #2 LLC Class B Common 101911 D Class B Common 95452 I George Garvin Brown III Trust UW Class B Common 360589 I CBGB, LLC Class B Common 9987 I Trust u/a FBO Geo. Garvin Brown IV Class B Common 6567.64 I 401(k) Plan Non-Qualified Stock Option (right to buy) 24.70 2005-05-01 2012-04-30 Class B Common 820 820 D Non-Qualified Stock Option (right to buy) 30.18 2006-05-01 2013-04-30 Class B Common 1179 1179 D Non-Qualified Stock Option (right to buy) 35.83 2007-05-01 2014-04-30 Class B Common 1938 1938 D Stock Appreciation Right 45.53 2008-05-01 2015-04-30 Class B Common 670 670 D Stock Appreciation Right 55.69 2009-05-01 2016-04-30 Class B Common 920 920 D Stock Appreciation Right 53.80 2010-05-01 2017-04-30 Class B Common 1053 1053 D Stock Appreciation Right 56.58 2011-05-01 2018-07-24 Class B Common 967 967 D Stock Appreciation Right 43.10 2012-05-01 2019-04-30 Class B Common 2957 2957 D Restricted Stock Unit Class B Common 545 545 D Restricted Stock Unit Class B Common 2078 2078 D Includes 1,134 shares that were previously held under the Brown-Forman Dividend Reinvestment Plan. On June 15, 2011, the reporting person's DRP account was closed and the shares are now held directly by the reporting person. Number of shares the reporting person has acquired under the Brown-Forman 401(k) plan as of July 29, 2011. Each restricted stock unit represents a contingent right to receive one share of Brown-Forman Class B common stock. The restricted stock units were granted July 22, 2010, and vest April 30, 2014. The restricted stock units vest April 30, 2015. Diane M. Barhorst, Atty. in Fact for George Garvin Brown IV 2011-08-15