0000919574-19-004570.txt : 20190711
0000919574-19-004570.hdr.sgml : 20190711
20190711171147
ACCESSION NUMBER: 0000919574-19-004570
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190516
FILED AS OF DATE: 20190711
DATE AS OF CHANGE: 20190711
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CROSS RIVER CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001403043
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35239
FILM NUMBER: 19951612
BUSINESS ADDRESS:
STREET 1: 31 BAILEY AVENUE
STREET 2: UNIT D
CITY: RIDGEFIELD
STATE: CT
ZIP: 06877
BUSINESS PHONE: 203-702-1875
MAIL ADDRESS:
STREET 1: 31 BAILEY AVENUE
STREET 2: UNIT D
CITY: RIDGEFIELD
STATE: CT
ZIP: 06877
FORMER NAME:
FORMER CONFORMED NAME: CROSS RIVER CAPITAL LLC
DATE OF NAME CHANGE: 20070613
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cross River Management LLC
CENTRAL INDEX KEY: 0001659129
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35239
FILM NUMBER: 19951613
BUSINESS ADDRESS:
STREET 1: 31 BAILEY AVENUE
STREET 2: UNIT D
CITY: RIDGEFIELD
STATE: CT
ZIP: 06877
BUSINESS PHONE: 203-702-1875
MAIL ADDRESS:
STREET 1: 31 BAILEY AVENUE
STREET 2: UNIT D
CITY: RIDGEFIELD
STATE: CT
ZIP: 06877
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cross River Partners LP
CENTRAL INDEX KEY: 0001362224
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35239
FILM NUMBER: 19951614
BUSINESS ADDRESS:
STREET 1: C/O CROSS RIVER MANAGEMENT LLC
STREET 2: 31 BAILEY AVENUE, SUITE D
CITY: RIDGEFIELD
STATE: CT
ZIP: 06877
BUSINESS PHONE: 203-438-0023
MAIL ADDRESS:
STREET 1: C/O CROSS RIVER MANAGEMENT LLC
STREET 2: 31 BAILEY AVENUE, SUITE D
CITY: RIDGEFIELD
STATE: CT
ZIP: 06877
FORMER NAME:
FORMER CONFORMED NAME: CROSS RIVER PARTNERS L P
DATE OF NAME CHANGE: 20060509
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MURPHY RICHARD
CENTRAL INDEX KEY: 0001450103
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35239
FILM NUMBER: 19951615
MAIL ADDRESS:
STREET 1: C/O CROSS RIVER CAPITAL MANAGEMENT LLC
STREET 2: 31 BAILEY AVENUE, UNIT D
CITY: RIDGEFIELD
STATE: CT
ZIP: 06877
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Francesca's Holdings CORP
CENTRAL INDEX KEY: 0001399935
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600]
IRS NUMBER: 208874704
FISCAL YEAR END: 0202
BUSINESS ADDRESS:
STREET 1: 8760 CLAY ROAD
CITY: Houston
STATE: TX
ZIP: 77080
BUSINESS PHONE: 713-864-1358
MAIL ADDRESS:
STREET 1: 8760 CLAY ROAD
CITY: Houston
STATE: TX
ZIP: 77080
4
1
ownership.xml
X0306
4
2019-05-16
0
0001399935
Francesca's Holdings CORP
FRAN
0001403043
CROSS RIVER CAPITAL MANAGEMENT LLC
31 BAILEY AVENUE
UNIT D
RIDGEFIELD
CT
06877
0
0
1
0
0001659129
Cross River Management LLC
31 BAILEY AVENUE
UNIT D
RIDGEFIELD
CT
06877
0
0
1
0
0001362224
Cross River Partners LP
C/O CROSS RIVER CAPITAL MANAGEMENT LLC
31 BAILEY AVENUE, UNIT D
RIDGEFIELD
CT
06877
0
0
1
0
0001450103
MURPHY RICHARD
C/O CROSS RIVER CAPITAL MANAGEMENT LLC
31 BAILEY AVENUE, UNIT D
RIDGEFIELD
CT
06877
0
0
1
0
Common Stock
2019-05-16
4
P
0
20000
0.55
A
3653800
D
Common Stock
2019-05-16
4
P
0
0
0
A
3653800
I
See Footnote
Common Stock
2019-05-20
4
P
0
78000
0.56
A
3731800
D
Common Stock
2019-05-20
4
P
0
0
0
A
3731800
I
See Footnote
Common Stock
2019-05-21
4
P
0
78200
0.57
A
3810000
D
Common Stock
2019-05-21
4
P
0
0
0
A
3810000
I
See Footnote
Common Stock
2019-05-22
4
P
0
175000
0.54
A
3985000
D
Common Stock
2019-05-22
4
P
0
0
0
A
3985000
I
See Footnote
Common Stock
2019-05-23
4
P
0
80000
0.51
A
4065000
D
Common Stock
2019-05-23
4
P
0
0
0
A
4065000
I
See Footnote
Common Stock
2019-05-24
4
P
0
25000
0.52
A
4090000
D
Common Stock
2019-05-24
4
P
0
0
0
A
4090000
I
See Footnote
Common Stock
2019-05-29
4
P
0
20000
0.50
A
4110000
D
Common Stock
2019-05-29
4
P
0
0
0
A
4110000
I
See Footnote
Common Stock
2019-06-03
4
P
0
15000
0.49
A
4125000
D
Common Stock
2019-06-03
4
P
0
0
0
A
4125000
I
See Footnote
Common Stock
2019-06-04
4
P
0
10000
0.51
A
4135000
D
Common Stock
2019-06-04
4
P
0
0
0
A
4135000
I
See Footnote
Common Stock
2019-06-05
4
P
0
5000
0.50
A
4140000
D
Common Stock
2019-06-05
4
P
0
0
0
A
4140000
I
See Footnote
Common Stock
2019-06-06
4
P
0
70000
0.46
A
4210000
D
Common Stock
2019-06-06
4
P
0
0
0
A
4210000
I
See Footnote
Common Stock
2019-06-10
4
P
0
15000
0.50
A
4225000
D
Common Stock
2019-06-10
4
P
0
0
0
A
4225000
I
See Footnote
Common Stock
2019-06-11
4
P
0
45000
0.48
A
4270000
D
Common Stock
2019-06-11
4
P
0
0
0
A
4270000
I
See Footnote
Common Stock
2019-06-12
4
P
0
15000
0.49
A
4285000
D
Common Stock
2019-06-12
4
P
0
0
0
A
4285000
I
See Footnote
Common Stock
2019-06-18
4
P
0
5000
0.42
A
4290000
D
Common Stock
2019-06-18
4
P
0
0
0
A
4290000
I
See Footnote
The reported securities are directly owned by Cross River Partners LP.
The reported securities are directly owned by Cross River Partners LP (the "Partnership"), and may be deemed to be indirectly beneficially owned by: (i) Cross River Capital Management LLC, as the general partner of the Partnership (the "General Partner"); (ii) Cross River Management LLC, as the investment manager of the Partnership (the "Investment Manager"); and (iii) Richard Murphy, as the managing member of both the General Partner and the Investment Manager. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
This constitutes the weighted average purchase price. The prices range from $0.54 to $0.55. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
This constitutes the weighted average purchase price. The prices range from $0.56 to $0.57. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
This constitutes the weighted average purchase price. The prices range from $0.55 to $0.58. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
This constitutes the weighted average purchase price. The prices range from $0.53 to $0.55. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
This constitutes the weighted average purchase price. The prices range from $0.50 to $0.53. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
This constitutes the weighted average purchase price. The prices range from $0.50 to $0.53. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
This constitutes the weighted average purchase price. The prices range from $0.49 to $0.50. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
This constitutes the weighted average purchase price. The prices range from $0.48 to $0.53. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
This constitutes the weighted average purchase price. The prices range from $0.51 to $0.52. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
This constitutes the weighted average purchase price. The prices range from $0.50 to $0.50. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
This constitutes the weighted average purchase price. The prices range from $0.45 to $0.48. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
This constitutes the weighted average purchase price. The prices range from $0.49 to $0.50. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
This constitutes the weighted average purchase price. The prices range from $0.47 to $0.49. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
This constitutes the weighted average purchase price. The prices range from $0.49 to $0.50. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
This constitutes the weighted average purchase price. The prices range from $0.42 to $0.42. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
This is the first part of a Form 4 filing for the Reporting Persons. There are two parts to this Form 4 filing because of the constraint of a 30 transaction line maximum for tables in a Form 4.
Cross River Capital Management LLC By: /s/ Richard Murphy, Managing Member
2019-07-11
Cross River Management LLC By: /s/ Richard Murphy, Managing Member
2019-07-11
Cross River Partners LP By: /s/ Richard Murphy, Managing Member of Cross River Capital Management LLC, its General Partner
2019-07-11
/s/ Richard Murphy
2019-07-11