0001415889-24-026891.txt : 20241114 0001415889-24-026891.hdr.sgml : 20241114 20241114174720 ACCESSION NUMBER: 0001415889-24-026891 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241112 FILED AS OF DATE: 20241114 DATE AS OF CHANGE: 20241114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moradi David CENTRAL INDEX KEY: 0001658843 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38640 FILM NUMBER: 241464756 MAIL ADDRESS: STREET 1: 379 WEST BROADWAY CITY: NEW YORK STATE: NY ZIP: 10021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUDIOEYE INC CENTRAL INDEX KEY: 0001362190 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5210 E. WILLIAMS CIRCLE STREET 2: SUITE 750 CITY: TUCSON STATE: AZ ZIP: 85711 BUSINESS PHONE: 866-331-5324 MAIL ADDRESS: STREET 1: 5210 E. WILLIAMS CIRCLE STREET 2: SUITE 750 CITY: TUCSON STATE: AZ ZIP: 85711 4 1 form4-11142024_101115.xml X0508 4 2024-11-12 0001362190 AUDIOEYE INC AEYE 0001658843 Moradi David 119 WASHINGTON AVE. SUITE 403 MIAMI BEACH FL 33139 true true true false CHIEF EXECUTIVE OFFICER 0 Common Stock 2024-11-12 4 S 0 38132 28.7572 D 2860201 I Through Sero Capital LLC Common Stock 2024-11-12 4 S 0 18397 29.7152 D 2841804 I Through Sero Capital LLC Common Stock 2024-11-12 4 S 0 5125 30.7184 D 2836679 I Through Sero Capital LLC Common Stock 2024-11-12 4 S 0 4445 31.7554 D 2832234 I Through Sero Capital LLC Common Stock 2024-11-12 4 S 0 2199 32.6837 D 2830035 I Through Sero Capital LLC Common Stock 2024-11-13 4 S 0 40228 26.5574 D 2789807 I Through Sero Capital LLC Common Stock 2024-11-13 4 S 0 9267 27.5734 D 2780540 I Through Sero Capital LLC Common Stock 2024-11-13 4 S 0 2189 28.3966 D 2778351 I Through Sero Capital LLC Common Stock 2024-11-14 4 S 0 7132 25.7222 D 2771219 I Through Sero Capital LLC Common Stock 2024-11-14 4 S 0 6718 26.5395 D 2764501 I Through Sero Capital LLC Common Stock 2024-11-14 4 S 0 211 27.2584 D 2764290 I Through Sero Capital LLC Common Stock 862906 D Reflects the weighted average price of 38,132 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 12, 2024 with sale prices ranging from $28.21 to $29.20 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital. Reflects the weighted average price of 18,397 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 12, 2024 with sale prices ranging from $29.21 to $30.20 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average price of 5,125 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 12, 2024 with sale prices ranging from $30.21 to $31.20 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average price of 4,445 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 12, 2024 with sale prices ranging from $31.24 to $32.21 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average price of 2,199 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 12, 2024 with sale prices ranging from $32.24 to $33.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average price of 40,228 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 13, 2024 with sale prices ranging from $26.30 to $27.21 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average price of 9,267 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 13, 2024 with sale prices ranging from $27.23 to $28.20 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average price of 2,189 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 13, 2024 with sale prices ranging from $28.25 to $28.68 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average price of 7,132 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 14, 2024 with sale prices ranging from $25.21 to $26.175 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average price of 6,718 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 14, 2024 with sale prices ranging from $26.22 to $27.155 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average price of 211 shares of common stock of AudioEye, Inc. sold by the reporting person in multiple transactions on November 14, 2024 with sale prices ranging from $27.23 to $27.27 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. /s/ Christine G. Long, Attorney-in-Fact 2024-11-14