0001179110-21-005526.txt : 20210518 0001179110-21-005526.hdr.sgml : 20210518 20210518173815 ACCESSION NUMBER: 0001179110-21-005526 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210514 FILED AS OF DATE: 20210518 DATE AS OF CHANGE: 20210518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bettis Carr CENTRAL INDEX KEY: 0001586216 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38640 FILM NUMBER: 21937493 MAIL ADDRESS: STREET 1: 9070 S. RITA ROAD, SUITE 1450 CITY: TUCSON STATE: AZ ZIP: 85747 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUDIOEYE INC CENTRAL INDEX KEY: 0001362190 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5210 E. WILLIAMS CIRCLE STREET 2: SUITE 750 CITY: TUCSON STATE: AZ ZIP: 85711 BUSINESS PHONE: 866-331-5324 MAIL ADDRESS: STREET 1: 5210 E. WILLIAMS CIRCLE STREET 2: SUITE 750 CITY: TUCSON STATE: AZ ZIP: 85711 4 1 edgar.xml FORM 4 - X0306 4 2021-05-14 0 0001362190 AUDIOEYE INC AEYE 0001586216 Bettis Carr C/O AUDIOEYE INC 5210 E. WILLIAMS CIRCLE, SUITE 750 TUCSON AZ 85711 1 1 0 0 Exec Chrmn/Chrmn of the Board Common Stock 2021-05-14 4 M 0 4480 6.25 A 430804 I CSB IV US Holdings LLC Common Stock 2021-05-17 4 S 0 20000 16.1098 D 410804 I CSB IV US Holdings LLC Common Stock 27593 I J. Carr & Stephanie V. Bettis Revocable Trust, Dated January 1, 2003 Common Stock 18600 I Carr Bettis IRA Common Stock 407314 D Warrants (right to buy) 6.25 2021-05-14 4 M 0 4480 0 D 2016-05-17 2021-05-16 Common Stock 4480 0 I CSB IV US Holdings LLC Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC. Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021. Reflects the weighted average price of 20,000 shares of common stock of AudioEye, Inc. sold in multiple transactions on May 17, 2021 with sale prices ranging from $15.90 to $16.555 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, fullinformation regarding the number of shares sold at each separate price. Dr. Bettis is deemed to be a beneficial owner of the J. Carr & Stephanie V. Bettis Revocable Trust, dated January 1, 2003. Dr. Bettis is deemed to be the beneficial owner of the Carr Bettis IRA. /s/ James Spolar, Attorney-in-Fact 2021-05-18