0001104659-20-065508.txt : 20200522
0001104659-20-065508.hdr.sgml : 20200522
20200522185601
ACCESSION NUMBER: 0001104659-20-065508
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200520
FILED AS OF DATE: 20200522
DATE AS OF CHANGE: 20200522
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ZYNGIER ALEXANDRE
CENTRAL INDEX KEY: 0001679876
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38640
FILM NUMBER: 20907559
MAIL ADDRESS:
STREET 1: 5700 W. PLANO PARKWAY
STREET 2: SUITE 3600
CITY: PLANO
STATE: TX
ZIP: 75093
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AUDIOEYE INC
CENTRAL INDEX KEY: 0001362190
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5210 E. WILLIAMS CIRCLE
STREET 2: SUITE 750
CITY: TUCSON
STATE: AZ
ZIP: 85711
BUSINESS PHONE: 866-331-5324
MAIL ADDRESS:
STREET 1: 5210 E. WILLIAMS CIRCLE
STREET 2: SUITE 750
CITY: TUCSON
STATE: AZ
ZIP: 85711
4
1
tm2020814-6_4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-05-20
0
0001362190
AUDIOEYE INC
AEYE
0001679876
ZYNGIER ALEXANDRE
C/O AUDIOEYE, INC.
5210 E. WILLIAMS CIRCLE, SUITE 750
TUCSON
AZ
85711
1
0
0
0
Common Stock
2020-05-20
4
A
0
16920
0
A
57680
D
Common Stock
123430
I
Equity Trust Custodian, FBO Alexandre Zyngier IRA
Common Stock
10400
I
HZ Investments Family LP
Reflects the grant of restricted stock units ("RSUs") under the AudioEye, Inc. 2019 Equity Incentive Plan (as amended and restated on May 18, 2020), which RSUs will vest on the first anniversary of the Grant Date (i.e., on May 20, 2021), subject to the Reporting Person's continuing service with the Issuer through such date, and, if vested, will be settled on the earlier of (i) the 7th anniversary of the Grant Date (i.e., on May 20, 2027) and (ii) immediately prior to a "change in control event" within the meaning of Treasury Regulation Section 1.409A-3(i)(5).
Mr. Zyngier is deemed the beneficial owner of Equity Trust Custodian, FBO Alexandre Zyngier IRA.
Mr. Zyngier is deemed the beneficial owner of HZ Investments Family LP.
/s/ Alexandre Zyngier
2020-05-22