0001441557-14-000029.txt : 20140627 0001441557-14-000029.hdr.sgml : 20140627 20140627143056 ACCESSION NUMBER: 0001441557-14-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140625 FILED AS OF DATE: 20140627 DATE AS OF CHANGE: 20140627 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PSM HOLDINGS INC CENTRAL INDEX KEY: 0001362180 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 900332127 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 5900 MOSTELLER DR., #11 CITY: OKLAHOMA CITY STATE: OK ZIP: 73112 BUSINESS PHONE: (405) 753-1900 MAIL ADDRESS: STREET 1: 5900 MOSTELLER DR., #11 CITY: OKLAHOMA CITY STATE: OK ZIP: 73112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Jeffrey R. CENTRAL INDEX KEY: 0001580343 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54988 FILM NUMBER: 14945517 MAIL ADDRESS: STREET 1: 5900 MOSTELLER DR. STREET 2: SUITE #3 CITY: OKLAHOMA CITY STATE: OK ZIP: 73112 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-06-25 0 0001362180 PSM HOLDINGS INC PSMH 0001580343 Smith Jeffrey R. 5900 MOSTELLER DR. SUITE #3 OKLAHOMA CITY OK 73112 1 1 1 0 Executive Vice President Common Stock 2014-06-25 4 P 0 20000 0.0829 A 1010990 D Common Stock 2014-06-25 4 P 0 15000 0.102 A 1025990 D Common Stock 2014-06-26 4 P 0 20000 0.1071 A 1045990 D Common Stock 1960000 I Spouse Common Stock 50000 I Entity Common Stock 20000 I Entity Common Stock 347801 I Broker Warrants 1 2010-05-25 2015-05-25 Common Stock 2000000 2000000 D Warrants 0.4 2014-03-13 2019-03-13 Common Stock 50000 50000 D Shares are held by Spectrum Development, an entity in which Mr. Smiths holds 50% ownership. Shares are held by Delaware Investment Company, an entity in which Mr. Smith holds 50% ownership. /s/ Jeffrey R. Smith 2014-06-27