0001441557-13-000091.txt : 20131206
0001441557-13-000091.hdr.sgml : 20131206
20131206184736
ACCESSION NUMBER: 0001441557-13-000091
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131127
FILED AS OF DATE: 20131206
DATE AS OF CHANGE: 20131206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PSM HOLDINGS INC
CENTRAL INDEX KEY: 0001362180
STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162]
IRS NUMBER: 900332127
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 5900 MOSTELLER DR., #11
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73112
BUSINESS PHONE: (405) 753-1900
MAIL ADDRESS:
STREET 1: 5900 MOSTELLER DR., #11
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARGOLIES MICHAEL
CENTRAL INDEX KEY: 0001493340
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54988
FILM NUMBER: 131264210
MAIL ADDRESS:
STREET 1: 1615 CONGRESS AVE.
STREET 2: SUITE 103
CITY: DELRAY BEACH
STATE: FL
ZIP: 33445
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-11-27
0
0001362180
PSM HOLDINGS INC
PSMH
0001493340
MARGOLIES MICHAEL
1615 CONGRESS AVE.
SUITE 103
DELRAY BEACH
FL
33445
1
0
1
0
Common Stock
823130
D
Common Stock
39741
I
By LLC
Common Stock
2013-11-27
4
P
0
20000
0.29
A
843130
D
Common Stock
2013-12-03
4
P
0
25000
0.29
A
868130
D
Common Stock
2013-12-05
4
P
0
2500
0.26
A
870630
D
Preferred Series A Stock
2013-02-04
Common Stock
9250000
9250000
I
By LLC
Shares held by LB Consulting, LLC of which Mr. Margolies is the managing member. Mr. Margolies disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.
No expiration date.
The 3,700 shares of Series A Preferred Stock are convertible at the rate of 2,500 common for each share of preferred converted. The conversion rate is subject to change in the event of stock splits, dividends, reorganizations, or similar transactions, or if the Issuer issues shares below the conversion price.
Preferred Series A Stock is convertible at no cost to the Preferred Shareholder.
Preferred shares held by LB Merchant PSMH-1, LLC, of which Mr. Margolies is the managing member. Mr. Margolies disclaims beneficial ownership of such shares of common stock except to the extent of his pecuniary interest therein.
/s/Michael Margolies
2013-12-06