0001849820-24-000274.txt : 20241126 0001849820-24-000274.hdr.sgml : 20241126 20241126174618 ACCESSION NUMBER: 0001849820-24-000274 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241122 FILED AS OF DATE: 20241126 DATE AS OF CHANGE: 20241126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FLORES WILLIAM CENTRAL INDEX KEY: 0001361918 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40611 FILM NUMBER: 241505663 MAIL ADDRESS: STREET 1: 25 BEACON HILL CITY: SUGAR LAND STATE: TX ZIP: 77479 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nauticus Robotics, Inc. CENTRAL INDEX KEY: 0001849820 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569] ORGANIZATION NAME: 06 Technology IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 17146 FEATHERCRAFT LANE STREET 2: SUITE 450 CITY: WEBSTER STATE: TX ZIP: 77598 BUSINESS PHONE: 281-942-9069 MAIL ADDRESS: STREET 1: 17146 FEATHERCRAFT LANE STREET 2: SUITE 450 CITY: WEBSTER STATE: TX ZIP: 77598 FORMER COMPANY: FORMER CONFORMED NAME: cleantech Acquisition Corp. DATE OF NAME CHANGE: 20210308 4 1 wk-form4_1732661172.xml FORM 4 X0508 4 2024-11-22 0 0001849820 Nauticus Robotics, Inc. KITT 0001361918 FLORES WILLIAM 17146 FEATHERCRAFT LANE SUITE 450 WEBSTER TX 77598 1 0 0 0 0 Common Stock 2024-11-22 4 P 0 1000 1.0384 A 5117 D Common Stock 2024-11-25 4 P 0 2055 0.9889 A 7172 D Common Stock 2024-11-25 4 P 0 3828 0.9567 A 11000 D Restricted Stock Units Common Stock 29501 29501 D Holdings reflect 1-for-36 reverse stock split on July 18, 2024. Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries. The RSUs vest on the earlier of (i) May 28, 2025, or (ii) the date immediately preceding the Company's 2025 annual meeting of stockholders /s/ Victoria Hay, Attorney in Fact 2024-11-26