X0306 4 2018-11-05 1 0000356028 CA, INC. CA 0001361486 FLAHERTY LAUREN PATRICIA 520 MADISON AVENUE NEW YORK NY 10022 0 1 0 0 EVP, Chief Marketing Officer Common Stock, $.10 par value 2018-11-05 4 D 0 70474 D 0 D Common Stock, $.10 par value 2018-11-05 4 D 0 4604 D 0 D Common Stock, $.10 par value 2018-11-05 4 D 0 3842 D 0 D Common Stock, $.10 par value 2018-11-05 4 D 0 9788 D 0 D Common Stock, $.10 par value 2018-11-05 4 D 0 13321 D 0 D Common Stock, $.10 par value 2018-11-05 4 D 0 1144.727 D 0 I See footnote Employee Stock Option (right to buy) 30.12 2018-11-05 4 D 0 49103 0.00 D 2023-08-01 Common Stock, $.10 par value 49103 0 D Employee Stock Option (right to buy) 30.12 2018-11-05 4 D 0 243265 0.00 D 2023-08-01 Common Stock, $.10 par value 243265 0 D Employee Stock Option (right to buy) 28.69 2018-11-05 4 D 0 58975 0.00 D 2024-06-02 Common Stock, $.10 par value 58975 0 D Employee Stock Option (right to buy) 31.06 2018-11-05 4 D 0 2553 0.00 D 2025-01-14 Common Stock, $.10 par value 2553 0 D Employee Stock Option (right to buy) 30.45 2018-11-05 4 D 0 61989 0.00 D 2025-05-29 Common Stock, $.10 par value 61989 0 D Employee Stock Option (right to buy) 31.53 2018-11-05 4 D 0 97684 0.00 D 2026-05-15 Common Stock, $.10 par value 97684 0 D Employee Stock Option (right to buy) 34.35 2018-11-05 4 D 0 40756 0.00 D 2026-08-15 Common Stock, $.10 par value 40756 0 D Employee Stock Option (right to buy) 31.69 2018-11-05 4 D 0 97885 0.00 D 2027-05-15 Common Stock, $.10 par value 97885 0 D Employee Stock Option (right to buy) 35.28 2018-11-05 4 D 0 82596 0.00 D 2028-05-15 Common Stock, $.10 par value 82596 0 D Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Broadcom Inc. ("Broadcom") and Collie Acquisition Corp., dated as of July 11, 2018 (the "Merger Agreement"), in exchange for a cash payment of $44.50 per share without interest thereon (the "Merger Consideration"). This restricted stock award ("RSA"), originally for 13,954 shares, of which 9,350 shares have vested, provided for vesting over three years as follows: 34% on May 15, 2017, 33% on May 15, 2018 and 33% on May 15, 2019. Pursuant to a letter agreement between the Issuer, Broadcom and the Reporting Person (the "Letter Agreement"), immediately prior to the effective time of the transactions contemplated by the Merger Agreement (the "Merger"), all unvested Issuer RSAs held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such RSA, less applicable tax withholdings. This RSA, originally for 5,822 shares, of which 3,901 shares have vested, provided for vesting over three years as follows: 34% on August 15, 2018, 33% on August 15, 2019 and 33% on August 15, 2020. Pursuant to the Letter Agreement, immediately prior to the effective time of Merger, all unvested Issuer RSAs held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such RSA, less applicable tax withholdings. This RSA, originally for 14,831 shares, of which 5,043 shares have vested, provided for vesting over three years as follows: 34% on May 15, 2018, 33% on May 15, 2019 and 33% on May 15, 2020. Pursuant to the Letter Agreement, immediately prior to the effective time of the Merger, all unvested Issuer RSAs held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such RSA, less applicable tax withholdings. This RSA provided for vesting over three years as follows: 34% on May 15, 2019, 33% on May 15, 2020 and 33% on May 15, 2021. Pursuant to the Letter Agreement, immediately prior to the effective time of the Merger, all unvested Issuer RSAs held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such RSA, less applicable tax withholdings. The shares are held in the CA Savings Harvest Plan, a 401(k) Plan. These fully vested option shares were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares. This option provided for vesting over three years as follows: 34% on May 15, 2017, 33% on May 15, 2018 and 33% on May 15, 2019. 65,449 vested option shares were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares. Pursuant to the Letter Agreement, immediately prior to the effective time of the Merger, all unvested options held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such unvested option, less the aggregate exercise price corresponding to such Issuer option and less applicable tax withholdings. This option provided for vesting over three years as follows: 34% on August 15, 2017, 33% on August 15, 2018 and 33% on August 15, 2019. 13,858 vested option shares were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares. Pursuant to the Letter Agreement, immediately prior to the effective time of the Merger, all unvested options held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such unvested option, less the aggregate exercise price corresponding to such Issuer option and less applicable tax withholdings. This option provided for vesting over three years as follows: 34% on May 15, 2018, 33% on May 15, 2019 and 33% on May 15, 2020. 33,281 vested option shares were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares. Pursuant to the Letter Agreement, immediately prior to the effective time of the Merger, all unvested options held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such unvested option, less the aggregate exercise price corresponding to such Issuer option and less applicable tax withholdings. This option provided for vesting over three years as follows: 34% on May 15, 2019, 33% on May 15, 2020 and 33% on May 15, 2021. Pursuant to the Letter Agreement, immediately prior to the effective time of the Merger, all unvested options held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such unvested option, less the aggregate exercise price corresponding to such Issuer option and less applicable tax withholdings. /s/ Lauren P. Flaherty by Kristen W. Prohl as Attorney-in-Fact 2018-11-05