0001193125-19-020085.txt : 20190129 0001193125-19-020085.hdr.sgml : 20190129 20190129103335 ACCESSION NUMBER: 0001193125-19-020085 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20190129 DATE AS OF CHANGE: 20190129 GROUP MEMBERS: GENESIS VC PARTNERS X, LLC GROUP MEMBERS: JEFFREY CROWE GROUP MEMBERS: JON E. KOSSOW GROUP MEMBERS: NVP ASSOCIATES, LLC GROUP MEMBERS: PROMOD HAQUE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MOBILEIRON, INC. CENTRAL INDEX KEY: 0001470099 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 260866846 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-88597 FILM NUMBER: 19547477 BUSINESS ADDRESS: STREET 1: 401 EAST MIDDLEFIELD ROAD CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650-919-8100 MAIL ADDRESS: STREET 1: 401 EAST MIDDLEFIELD ROAD CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 FORMER COMPANY: FORMER CONFORMED NAME: MOBILE IRON, INC. DATE OF NAME CHANGE: 20110603 FORMER COMPANY: FORMER CONFORMED NAME: Mobile Iron, Inc. DATE OF NAME CHANGE: 20090811 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NORWEST VENTURE PARTNERS X L P CENTRAL INDEX KEY: 0001361181 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 525 UNIVERSITY AVE SUITE 800 CITY: PALO ALTO STATE: CA ZIP: 94301 MAIL ADDRESS: STREET 1: 525 UNIVERSITY AVE SUITE 800 CITY: PALO ALTO STATE: CA ZIP: 94301 SC 13G/A 1 d700337dsc13ga.htm AMENDMENT NO. 3 TO SCHEDULE 13G Amendment No. 3 to Schedule 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 4)*

 

 

MobileIron, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

60739U204

(CUSIP Number)

December 31, 2018

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

  ☐

Rule 13d-1(b)

  ☐

Rule 13d-1(c)

  ☒

Rule 13d-1(d)

 

*

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

13G

 

CUSIP No. 60739U204   Page 2 of 12 Pages

 

  1)   

NAME OF REPORTING PERSON

 

Norwest Venture Partners X, LP

  2)  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☐

 

  3)  

SEC USE ONLY

 

  4)  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5)    

SOLE VOTING POWER

 

8,322,294    

   6)   

SHARED VOTING POWER

 

0    

   7)   

SOLE DISPOSITIVE POWER

 

8,322,294    

   8)   

SHARED DISPOSITIVE POWER

 

0    

  9)  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

8,322,294    

10)  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11)  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

7.88%    

12)  

TYPE OF REPORTING PERSON

 

PN    

 

13G

 

CUSIP No. 60739U204   Page 3 of 12 Pages

 

  1)   

NAME OF REPORTING PERSON

 

Genesis VC Partners X, LLC

  2)  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☐

 

  3)  

SEC USE ONLY

 

  4)  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5)    

SOLE VOTING POWER

 

8,322,294    

   6)   

SHARED VOTING POWER

 

0    

   7)   

SOLE DISPOSITIVE POWER

 

8,322,294    

   8)   

SHARED DISPOSITIVE POWER

 

0    

  9)  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

8,322,294    

10)  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11)  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

7.88%    

12)  

TYPE OF REPORTING PERSON

 

PN    

13G

 

CUSIP No. 60739U204   Page 4 of 12 Pages

 

  1)   

NAME OF REPORTING PERSON

 

NVP Associates, LLC

  2)  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☐

 

  3)  

SEC USE ONLY

 

  4)  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5)    

SOLE VOTING POWER

 

8,322,294    

   6)   

SHARED VOTING POWER

 

0    

   7)   

SOLE DISPOSITIVE POWER

 

8,322,294    

   8)   

SHARED DISPOSITIVE POWER

 

0    

  9)  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

8,322,294    

10)  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11)  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

7.88%    

12)  

TYPE OF REPORTING PERSON

 

PN    

13G

 

CUSIP No. 60739U204   Page 5 of 12 Pages

 

  1)   

NAME OF REPORTING PERSON

 

Promod Haque

  2)  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☐

 

  3)  

SEC USE ONLY

 

  4)  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5)    

SOLE VOTING POWER

 

8,322,294    

   6)   

SHARED VOTING POWER

 

0    

   7)   

SOLE DISPOSITIVE POWER

 

8,322,294    

   8)   

SHARED DISPOSITIVE POWER

 

0    

  9)  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

8,322,294    

10)  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11)  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

7.88%    

12)  

TYPE OF REPORTING PERSON

 

IN    

13G

 

CUSIP No. 60739U204   Page 6 of 12 Pages

 

  1)   

NAME OF REPORTING PERSON

 

Jeffrey Crowe

  2)  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☐

 

  3)  

SEC USE ONLY

 

  4)  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5)    

SOLE VOTING POWER

 

8,322,294    

   6)   

SHARED VOTING POWER

 

0    

   7)   

SOLE DISPOSITIVE POWER

 

8,322,294    

   8)   

SHARED DISPOSITIVE POWER

 

0    

  9)  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

8,322,294    

10)  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11)  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

7.88%    

12)  

TYPE OF REPORTING PERSON

 

IN    

13G

 

CUSIP No. 60739U204   Page 7 of 12 Pages

 

  1)   

NAME OF REPORTING PERSON

 

Jon E. Kossow

  2)  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)  ☐        (b)  ☐

 

  3)  

SEC USE ONLY

 

  4)  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5)    

SOLE VOTING POWER

 

8,322,294    

   6)   

SHARED VOTING POWER

 

0    

   7)   

SOLE DISPOSITIVE POWER

 

8,322,294    

   8)   

SHARED DISPOSITIVE POWER

 

0    

  9)  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

8,322,294    

10)  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

11)  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

7.88%    

12)  

TYPE OF REPORTING PERSON

 

IN    

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

 

Item 1(a)

Name of Issuer:

 

 

MobileIron, Inc.

 

Item 1(b)

Address of Issuer’s Principal Executive Offices:

 

 

415 East Middlefield Road

 

Mountain View, California 94043

 

Item 2(a)

Name of Person Filing:

 

 

1. Norwest Venture Partners X, LP

 

2. Genesis VC Partners X, LLC

 

3. NVP Associates, LLC

 

4. Promod Haque

 

5. Jeffrey Crowe

 

6. Jon E. Kossow

 

Item 2(b)

Address of Principal Business Office or, if None, Residence:

 

 

1. Norwest Venture Partners X, LP

 

    525 University Ave, Suite 800

 

    Palo Alto, CA 94301

 

 

2. Genesis VC Partners X, LLC

 

    525 University Ave, Suite 800

 

    Palo Alto, CA 94301

 

 

3. NVP Associates, LLC

 

    525 University Ave, Suite 800

 

    Palo Alto, CA 94301

 

 

4. Promod Haque

 

    525 University Ave, Suite 800

 

    Palo Alto, CA 94301

 

 

5. Jeffrey Crowe

 

    525 University Ave, Suite 800

 

    Palo Alto, CA 94301

 

 

6. Jon E. Kossow

 

    525 University Ave, Suite 800

 

    Palo Alto, CA 94301

This statement is filed by Norwest Venture Partners X, LP on behalf of all of the persons listed above pursuant to Rule 13d-1(d) and Rule 13d-1(k). Norwest Venture Partners X, LP is a Delaware limited partnership, whose general partner is Genesis VC Partners X, LLC. NVP Associates, LLC is the managing member of Genesis VC Partners X, LLC. Promod Haque, Jeffrey Crowe and Jon E. Kossow are co-Chief Executive Officers of NVP Associates, LLC.

 

8

Item 2(c)

Citizenship:

 

 

1. Norwest Venture Partners X, LP: Delaware

 

 

2. Genesis VC Partners X, LLC: Delaware

 

 

3. NVP Associates, LLC: Delaware

 

 

4. Promod Haque: United States of America

 

 

5. Jeffrey Crowe: United States of America

 

 

6. Jon E. Kossow: United States of America

 

Item 2(d)

Title of Class of Securities:

 

 

Common Stock

 

Item 2(e)

CUSIP Number:

 

 

60739U204

 

Item 3

Not Applicable

 

Item 4

Ownership:

(1) Norwest Venture Partners X, LP (“NVP X”): At December 31, 2018, NVP X owned of record 8,322,294 shares of Issuer’s common stock (“Common Stock”). This amount represents 7.88% of the total shares of Common Stock outstanding at this date.

(2) Genesis VC Partners X, LLC (“Genesis X”): At December 31, 2018, Genesis X may be deemed to have beneficially owned, by virtue of its status as general partner of NVP X, 8,322,294 shares of Common Stock. This amount represents 7.88% of the total shares of Common Stock outstanding at this date.

(3) NVP Associates, LLC (“NVP Associates”): At December 31, 2018, NVP Associates may be deemed to have beneficially owned 8,322,294 shares of Common Stock by virtue of its status as managing member of Genesis X, the general partner of NVP X, the record owner of such shares. This amount represents 7.88% of the total shares of Common Stock outstanding at this date.

(4) Promod Haque: At December 31, 2018, Promod Haque may be deemed to have beneficially owned 8,322,294 shares of Common Stock by virtue of his status as co-Chief Executive Officer of NVP Associates, the managing member of Genesis X, which is the general partner of NVP X, the record owner of such shares. This amount represents 7.88% of the total shares of Common Stock outstanding at this date.

(5) Jeffrey Crowe: At December 31, 2018, Jeffrey Crowe may be deemed to have beneficially owned 8,322,294 shares of Common Stock by virtue of his status as co-Chief Executive Officer of NVP Associates, the managing member of Genesis X, which is the general partner of NVP X, the record owner of such shares. This amount represents 7.88% of the total shares of Common Stock outstanding at this date.

(6) Jon E. Kossow: At December 31, 2018, Jon E. Kossow may be deemed to have beneficially owned 8,322,294 shares of Common Stock by virtue of his status as co-Chief Executive Officer of NVP Associates, the managing member of Genesis X, which is the general partner of NVP X, the record owner of such shares. This amount represents 7.88% of the total shares of Common Stock outstanding at this date.

 

9

Item 5

Ownership of Five Percent or Less of a Class:

 

 

If this statement is being filed to report the fact that as of the date hereof the reporting persons have ceased to be beneficial owners of more than five percent of the class of securities, check the following  ☐.

 

Item 6

Ownership of More than Five Percent on Behalf of Another Person:

 

 

Not Applicable

 

Item 7

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:

 

 

Not Applicable

 

Item 8

Identification and Classification of Members of the Group:

 

 

Not Applicable

 

Item 9

Notice of Dissolution of Group:

 

 

Not Applicable

 

Item 10

Certification:

 

 

Not applicable

 

10

Signature.

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct.

Date: January 23, 2019

NORWEST VENTURE PARTNERS X, LP

By Genesis VC Partners X, LLC, as general partner

By NVP Associates, LLC, as managing member

 

By:   /s/ Matthew De Dominicis
  Matthew De Dominicis, Chief Financial Officer

 

11

AGREEMENT

The undersigned hereby agree that this Schedule 13G to which this Agreement is attached shall be filed by Norwest Venture Partners X, LP on its own behalf and on behalf of (a) Genesis VC Partners X, LLC, a Delaware limited liability company, (b) NVP Associates, LLC, a Delaware limited liability company, (c) Promod Haque, (d) Jeffrey Crowe and (e) Jon E. Kossow.

Dated: January 23, 2019

Norwest Venture Partners X, LP

By Genesis VC Partners X, LLC, as general partner

By NVP Associates, LLC, as managing member

 

By:   /s/ Matthew De Dominicis
  Matthew De Dominicis, Chief Financial Officer

Genesis VC Partners X, LLC

By NVP Associates, LLC, as managing member

By:   /s/ Matthew De Dominicis
  Matthew De Dominicis, Chief Financial Officer

NVP Associates, LLC

By:   /s/ Matthew De Dominicis
  Matthew De Dominicis, Chief Financial Officer

 

/s/ Matthew De Dominicis
Matthew De Dominicis, as Attorney-in-fact for Promod Haque

 

/s/ Matthew De Dominicis
Matthew De Dominicis, as Attorney-in-fact for Jeffrey Crowe

 

/s/ Matthew De Dominicis
Matthew De Dominicis, as Attorney-in-fact for Jon E. Kossow

 

12