0001181431-11-059447.txt : 20111208 0001181431-11-059447.hdr.sgml : 20111208 20111208131324 ACCESSION NUMBER: 0001181431-11-059447 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111206 FILED AS OF DATE: 20111208 DATE AS OF CHANGE: 20111208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WAITE CHARLES P JR CENTRAL INDEX KEY: 0001134570 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34939 FILM NUMBER: 111250415 MAIL ADDRESS: STREET 1: OVP VENTURE PARTNERS STREET 2: 1010 MARKET STREET CITY: KIRKLAND STATE: WA ZIP: 98033 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMPLETE GENOMICS INC CENTRAL INDEX KEY: 0001361103 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 203226545 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2071 STIERLIN COURT CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: (650) 943-2843 MAIL ADDRESS: STREET 1: 2071 STIERLIN COURT CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OVP VENTURE PARTNERS VI LP CENTRAL INDEX KEY: 0001160835 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34939 FILM NUMBER: 111250416 BUSINESS ADDRESS: STREET 1: 1010 MARKET STREET CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: (425) 889-9192 MAIL ADDRESS: STREET 1: 1010 MARKET STREET CITY: KIRKLAND STATE: WA ZIP: 98033 4 1 rrd327629.xml X0304 4 2011-12-06 0 0001361103 COMPLETE GENOMICS INC GNOM 0001160835 OVP VENTURE PARTNERS VI LP C/O OVP VENTURE PARTNER 1010 MARKET STREET KIRKLAND WA 98033 0 0 1 0 0001134570 WAITE CHARLES P JR C/O OVP VENTURE PARTNER 1010 MARKET STREET KIRKLAND WA 98033 1 0 1 0 Common Stock, par value $0.001 2011-12-06 4 S 0 42575 3.1279 D 2626895 D Common Stock, par value $0.001 32079 I See Footnote The transaction was executed in multiple trades in prices ranging from $3.10 to $3.16, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected. The shares are owned by OVP VI Entrepreneurs Fund, L.P. ("OVP VI Entrepreneurs"). OVMC VI LLC serves as the general partner of OVP VI Entrepreneurs. Charles P. Waite, Jr. is a managing member of OVMC VI LLC and shares voting and investment power of the shares held by OVP VI Entrepreneurs. The Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of his proportionate pecuniary interest therein. /s/ Maureen Monahan, Attorney in Fact for OVP Venture Partners VI, L.P. 2011-12-08