0001209191-22-061714.txt : 20221216 0001209191-22-061714.hdr.sgml : 20221216 20221216171948 ACCESSION NUMBER: 0001209191-22-061714 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221215 FILED AS OF DATE: 20221216 DATE AS OF CHANGE: 20221216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altman Roger C CENTRAL INDEX KEY: 0001369899 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32975 FILM NUMBER: 221468909 MAIL ADDRESS: STREET 1: EVERCORE PARTNERS INC. STREET 2: 55 EAST 52ND STREET, 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Evercore Inc. CENTRAL INDEX KEY: 0001360901 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 204748747 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212-857-3100 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 FORMER COMPANY: FORMER CONFORMED NAME: Evercore Partners Inc. DATE OF NAME CHANGE: 20060427 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-12-15 0 0001360901 Evercore Inc. EVR 0001369899 Altman Roger C C/O EVERCORE INC. 55 EAST 52ND STREET NEW YORK NY 10055 1 1 0 0 Founder and Senior Chairman Shares of Class B common stock, par value $0.01 per share 2022-12-15 5 G 0 E 1 0.00 D 0 I Shares held in trust. Shares of Class B common stock, par value $0.01 per share 1 D Partnership units of Evercore LP 2022-12-15 5 G 0 E 287536 0.00 D Shares of Class A common stock, par value $0.01 per share 287536 0 I Shares held in trust. Partnership units of Evercore LP Shares of Class A common stock, par value $0.01 per share 333384 333384 D These securities were held in trust for the benefit of members of Mr. Altman's family. Mr. Altman does not have an economic interest in the trust and disclaims beneficial ownership of these securities, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose. Represents a distribution of securities by that trust to the trust's beneficiaries in connection with a distribution of all of the trust's assets. Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications. /s/ Jason Klurfeld, as Attorney-in-Fact 2022-12-16