0001181431-12-016823.txt : 20120313 0001181431-12-016823.hdr.sgml : 20120313 20120313161037 ACCESSION NUMBER: 0001181431-12-016823 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120220 FILED AS OF DATE: 20120313 DATE AS OF CHANGE: 20120313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Altman Roger C CENTRAL INDEX KEY: 0001369899 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32975 FILM NUMBER: 12687266 MAIL ADDRESS: STREET 1: EVERCORE PARTNERS INC. STREET 2: 55 EAST 52ND STREET, 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Evercore Partners Inc. CENTRAL INDEX KEY: 0001360901 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 204748747 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212-857-3100 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 4 1 rrd338271.xml FORM 4 X0304 4 2012-02-20 0 0001360901 Evercore Partners Inc. EVR 0001369899 Altman Roger C C/O EVERCORE PARTNERS INC. 55 EAST 52ND STREET, 38TH FLOOR NEW YORK NY 10055 1 1 0 0 Executive Chairman and Co-CEO Shares of Class A common stock, par value $0.01 per share 2012-02-20 4 F 0 4673 28.73 D 395335 D Shares of Class A common stock, par value $0.01 per share 2012-03-09 4 A 0 147 0 A 395482 D Shares of Class A common stock, par value $0.01 per share 2012-03-09 4 A 0 683 0 A 396165 D Shares of Class A common stock, par value $0.01 per share 2012-03-09 4 A 0 326 0 A 396491 D Shares of Class A common stock, par value $0.01 per share 2012-03-09 4 A 0 202 0 A 396693 D Shares of Class A common stock, par value $0.01 per share 2012-03-09 4 A 0 682 0 A 397375 D Shares of Class A common stock, par value $0.01 per share 2012-03-09 4 A 0 292 0 A 397667 D Shares of Class B common stock, par value $0.01 per share 1 D Shares of Class B common stock, par value $0.01 per share 1 I Share held by trust. These shares were surrendered to Evercore Partners Inc. for the payment of taxes in connection with the vesting of a previously granted restricted stock unit award. Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 19,834 unvested underlying RSUs awarded on February 9, 2009. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 9, 2009. Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 92,593 unvested underlying RSUs awarded on February 4, 2010. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 4, 2010. Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 44,151 unvested underlying RSUs awarded on February 4, 2011. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 4, 2011. Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 27,289 unvested underlying RSUs awarded on February 18, 2011. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 18, 2011. Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 92,514 unvested underlying RSUs awarded on February 6, 2012. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 6, 2012. Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 39,491 unvested underlying RSUs awarded on February 15, 2012. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 15, 2012. This share of Class B common stock is held in trust for the benefit of Mr. Altman's family. Mr. Altman disclaims beneficial ownership of this share of Class B common stock, and the filing of this report is not an admission that Mr. Altman is the beneficial owner of this share of Class B common stock for the purposes of Section 16 or any other purpose. /s/ Adam B. Frankel, as Attorney-in-Fact 2012-03-13