0001181431-11-049069.txt : 20110913 0001181431-11-049069.hdr.sgml : 20110913 20110913161518 ACCESSION NUMBER: 0001181431-11-049069 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110909 FILED AS OF DATE: 20110913 DATE AS OF CHANGE: 20110913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHLOSSTEIN RALPH CENTRAL INDEX KEY: 0001059227 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32975 FILM NUMBER: 111088252 MAIL ADDRESS: STREET 1: EVERCORE PARTNERS INC. STREET 2: 55 EAST 52ND STREET, 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Evercore Partners Inc. CENTRAL INDEX KEY: 0001360901 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 204748747 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212-857-3100 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 4 1 rrd321820.xml FORM 4 X0304 4 2011-09-09 0 0001360901 Evercore Partners Inc. EVR 0001059227 SCHLOSSTEIN RALPH C/O EVERCORE PARTNERS INC. 55 EAST 52ND STREET, 38TH FLOOR NEW YORK NY 10055 1 1 0 0 President and CEO Shares of Class A common stock, par value $0.01 per share 2011-09-09 4 A 0 251 0 A 1008563 D Shares of Class A common stock, par value $0.01 per share 2011-09-09 4 A 0 327 0 A 1008890 D Shares of Class A common stock, par value $0.01 per share 2011-09-09 4 A 0 230 0 A 1009120 D Shares of Class B common stock, par value $0.01 per share 1 D Shares of Class B common stock, par value $0.01 per share 1 I Share held by trust. Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 33,069 unvested underlying RSUs awarded on February 4, 2010. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 4, 2010. Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 43,073 unvested underlying RSUs awarded on February 4, 2011. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 4, 2011. Shares of Class A common stock are dividend equivalents in the form of restricted stock units on 30,321 unvested underlying RSUs awarded on February 18, 2011. The dividend equivalent RSUs will vest concurrent with the vesting of the unvested underlying RSUs awarded on February 18, 2011. This share of Class B common stock is held in trust for the benefit of Mr. Schlosstein's family. Mr. Schlosstein disclaims beneficial ownership of this share of Class B common stock and the filing of this report is not an admission that Mr. Schlosstein is the beneficial owner of this share of Class B common stock for the purposes of Section 16 or any other purpose. /s/ Adam B. Frankel, as Attorney-in-Fact 2011-09-13