-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JDEZHD70YAi+Oo27xg3LtD+kJ7E+Kj3vj0wB68M//1eE6hBHNnlT6S4qO+dUz9fs tVWbFgkl1FW94Y6zG+bjLg== 0001181431-07-044211.txt : 20070703 0001181431-07-044211.hdr.sgml : 20070703 20070703194353 ACCESSION NUMBER: 0001181431-07-044211 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070523 FILED AS OF DATE: 20070703 DATE AS OF CHANGE: 20070703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Evercore Partners Inc. CENTRAL INDEX KEY: 0001360901 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 204748747 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 212-857-3100 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET STREET 2: 43RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BEUTNER AUSTIN M CENTRAL INDEX KEY: 0001245035 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32975 FILM NUMBER: 07962950 BUSINESS ADDRESS: STREET 1: C/O EVERCORE PARTNERS INC STREET 2: 65 EAST 55TH STREET 33RD FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128573100 4 1 rrd165012.xml FORM 4 X0202 4 2007-05-23 0 0001360901 Evercore Partners Inc. EVR 0001245035 BEUTNER AUSTIN M C/O EVERCORE PARTNERS INC. 55 EAST 52ND STREET, 43RD FLOOR NEW YORK NY 10055 1 1 0 0 President, Co-CEO, CIO Shares of Class A common stock, par value $0.01 per share 2007-05-23 4 C 0 364636 A 364636 D Shares of Class A common stock, par value $0.01 per share 2007-05-23 4 C 0 75000 A 75000 I Shares held by a trust Shares of Class A common stock, par value $0.01 per share 2007-05-23 4 C 0 4278 A 4278 I Shares held by a trust Shares of Class A common stock, par value $0.01 per share 2007-05-23 4 S 0 364636 27.9513 D 0 D Shares of Class A common stock, par value $0.01 per share 2007-05-23 4 S 0 75000 27.9513 D 0 I Shares held by a trust Shares of Class A common stock, par value $0.01 per share 2007-05-23 4 S 0 4278 27.9513 D 0 I Shares held by a trust Shares of Class B common stock, par value $0.01 per share 1 D Shares of Class B common stock, par value $0.01 per share 1 I Share held by a trust Shares of Class B common stock, par value $0.01 per share 1 I Share held by a trust Partnership units of Evercore LP 2007-05-23 4 C 0 364636 D Shares of Class A common stock, par value $0.01 per share 364636 2420378 D Partnership units of Evercore LP 2007-05-23 4 C 0 75000 D Shares of Class A common stock, par value $0.01 per share 75000 611627 I Partnership units held by trust Partnership units of Evercore LP 2007-05-23 4 C 0 4278 D Shares of Class A common stock, par value $0.01 per share 4278 0 I Partnership units held by trust Shares of Class A common stock were acquired upon exchange of Evercore LP partnership units, in accordance with the Evercore LP partnership agreement. These shares of Class A common stock are held by a grantor retained annuity trust of which Mr. Beutner is the investment trustee. These shares of Class A common stock are held in trust for the benefit of Mr. Beutner's family. Mr. Beutner disclaims beneficial ownership of these shares of Class A common stock, and the filing of this report is not an admission that Mr. Beutner is the beneficial owner of these shares of Class A common stock for the purposes of Section 16 or any other purpose. Sale by reporting persons pursuant to an underwritten public offering. This share of Class B common stock is held by a grantor retained annuity trust of which Mr. Beutner is the investment trustee. This share of Class B common stock is held in trust for the benefit of Mr. Beutner's family. Mr. Beutner disclaims beneficial ownership of this share of Class B common stock, and the filing of this report is not an admission that Mr. Beutner is the beneficial owner of this share of Class B common stock for the purposes of Section 16 or any other purpose. Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-for-one basis for shares of Evercore Partners Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications. These Evercore LP partnership units are held by a grantor retained annuity trust of which Mr. Beutner is the investment trustee. These Evercore LP partnership units are held in trust for the benefit of Mr. Beutner's family. Mr. Beutner disclaims beneficial ownership of these Evercore LP partnership units, and the filing of this report is not an admission that Mr. Beutner is the beneficial owner of these Evercore LP partnership units for the purposes of Section 16 or any other purpose. /s/ Adam B. Frankel, as Attorney-in-fact 2007-07-03 -----END PRIVACY-ENHANCED MESSAGE-----