0001383838-17-000011.txt : 20171122
0001383838-17-000011.hdr.sgml : 20171122
20171122160611
ACCESSION NUMBER: 0001383838-17-000011
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171120
FILED AS OF DATE: 20171122
DATE AS OF CHANGE: 20171122
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHAH CAPITAL MANAGEMENT
CENTRAL INDEX KEY: 0001383838
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34507
FILM NUMBER: 171219945
BUSINESS ADDRESS:
STREET 1: 8601 SIX FORKS ROAD
STREET 2: SUITE 630
CITY: RALEIGH
STATE: NC
ZIP: 27615
BUSINESS PHONE: 919 719 6360
MAIL ADDRESS:
STREET 1: 8601 SIX FORKS ROAD
STREET 2: SUITE 630
CITY: RALEIGH
STATE: NC
ZIP: 27615
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Vitamin Shoppe, Inc.
CENTRAL INDEX KEY: 0001360530
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FOOD STORES [5400]
IRS NUMBER: 113664322
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1229
BUSINESS ADDRESS:
STREET 1: THE VITAMIN SHOPPE
STREET 2: 300 HARMON MEADOW BLVD.
CITY: SECAUCUS
STATE: NJ
ZIP: 07094
BUSINESS PHONE: 2018685959
MAIL ADDRESS:
STREET 1: THE VITAMIN SHOPPE
STREET 2: 300 HARMON MEADOW BLVD.
CITY: SECAUCUS
STATE: NJ
ZIP: 07094
FORMER COMPANY:
FORMER CONFORMED NAME: VS HOLDINGS, INC.
DATE OF NAME CHANGE: 20060425
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2017-11-20
0
0001360530
Vitamin Shoppe, Inc.
VSI
0001383838
SHAH CAPITAL MANAGEMENT
8601 SIX FORKS ROAD
SUITE 630
RALEIGH
NC
27615
0
0
1
0
COMMON STOCK
171000
I
See Footnote 1
COMMON STOCK
2914500
I
See Footnote 2
COMMON STOCK
29000
D
Represent shares of common stock deemed to be owned beneficially by Shah Capital Management, Inc. (SCM) solely as a result of its discretionary power over such shares as investment adviser to its separately managed account clients.
Represents shares of common stock owned by Shah Capital Opportunity Fund LP (the "Fund") which could be deemed to be owned beneficially by (i) SCM solely as a result of its discretionary power over such shares as investment adviser to the Fund, and (ii) Shah Capital LLC as general partner to the Fund.
Represents shares held by Himanshu H. Shah directly. Mr. Shah is President of SCM and the Managing Member of Shah Capital LLC and holds a controlling percentage of the outstanding voting securities of both entities. As a result of his position with and ownership of these entities he could be deemed the beneficiary of the shares beneficially owned by Shah Capital LLC on behalf of the Fund, and SCM for separately managed account clients and those held by the Fund. Mr. Shah disclaims beneficial ownership of shares beneficially owned by SCM, Shah Capital LLC and the Fund except to the extent of his pecuniary interest in such shares.
This filing is being made by SCM, Shah Capital LLC, the Fund and Mr. Shah. Holdings reported herein are current as of November 20, 2017.
The Joint Filing Agreement of Shah Capital Management, Inc, Shah Capital LLC, Shah Capital Opportunity Fund and Himanshu H. Shah is attached hereto as Exhibit 99
Himanshu H. Shah
2017-11-21
EX-99
2
jointfilingagreement.txt
JOINT FILING AGREEMENT
EX-99
JOINT FILING AGREEMENT
The undersigned acknowledge and agree than any filings,
including, without limitation, amended filings, with
respect to transactions by Shah Capital Opportunity
Fund LP, Shah Capital Management Inc
and Himanshu H. Shah, in shares of common stock of
Vitamin Shoppe Inc. that are required under
Section 16 of the Securities Exchange Act of 1934,
as amended, may be filed on behalf of each of the
undersigned without the necessity of filing additional
joint filing agreements. The undersigned further agree
to the filing, furnishing or incorporation by reference
of this joint filing agreement as an exhibit to
any joint filing made pursuant to Section 16, including
any amendments thereto, and for the completeness and
accuracy of the information concerning him or her
contained therein, but shall not be responsible for
the completeness and accuracy of the information
concerning any other, except to the extent that he
or she knows or has reason to believe that such
information is inaccurate. This joint filing
agreement shall remain in full force and effect
until revoked by any party hereto in a signed writing,
provided to such other party hereto,and then only with
respect to such revoking party.
This agreement may be executed in one or more counterparts,
each of which will be deemed an original but all of
which taken together will constitute one and the same
instrument.
IN WITNESS WHEREOF, the undersigned hereby executes this Joint
Filing Agreement as of this 21 day of November 2017.
/s/ Himanshu H. Shah
Himanshu H. Shah
SHAH CAPITAL MANAGEMENT, INC.
By: /s/ Himanshu H. Shah
Himanshu H. Shah, President
SHAH CAPITAL OPPORTUNITY FUND LP
By: /s/ Himanshu H. Shah
Himanshu H. Shah, Managing Member