The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 6,159 | 113,200 | SH | SOLE | 1,2 | 113,200 | 0 | 0 | |
ABBVIE INC | COM | 00287Y109 | 2,138 | 39,300 | SH | SOLE | 2 | 39,300 | 0 | 0 | |
AGROFRESH SOLUTIONS | *W EXP 07/31/202 | 00856G117 | 610 | 278,650 | SH | SOLE | 1,2 | 278,650 | 0 | 0 | |
AGROFRESH SOLUTIONS | *W EXP 07/31/202 | 00856G117 | 211 | 96,350 | SH | SOLE | 2 | 96,350 | 0 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 24,436 | 89,900 | SH | SOLE | 1,2 | 89,900 | 0 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 8,345 | 30,700 | SH | SOLE | 2 | 30,700 | 0 | 0 | |
ALLY FINL INC | COM | 02005N100 | 2,160 | 106,000 | SH | SOLE | 1,2 | 106,000 | 0 | 0 | |
ALLY FINL INC | COM | 02005N100 | 795 | 39,000 | SH | SOLE | 2 | 39,000 | 0 | 0 | |
AMBAC FINL GROUP INC | COM NEW | 023139884 | 1,078 | 74,500 | SH | SOLE | 1,2 | 74,500 | 0 | 0 | |
AMBAC FINL GROUP INC | COM NEW | 023139884 | 369 | 25,500 | SH | SOLE | 2 | 25,500 | 0 | 0 | |
AMBAC FINL GROUP INC | COM NEW | 023139884 | 5,203 | 359,600 | SH | Call | SOLE | 1,2 | 359,600 | 0 | 0 |
AMBAC FINL GROUP INC | COM NEW | 023139884 | 1,815 | 125,400 | SH | Call | SOLE | 2 | 125,400 | 0 | 0 |
AIR PRODS & CHEMS INC | COM | 009158106 | 4,682 | 36,700 | SH | SOLE | 1,2 | 36,700 | 0 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 1,633 | 12,800 | SH | SOLE | 2 | 12,800 | 0 | 0 | |
AROWANA INC | UNIT 99/99/9999 | G05011138 | 6,061 | 594,200 | SH | SOLE | 1,2 | 594,200 | 0 | 0 | |
AROWANA INC | UNIT 99/99/9999 | G05011138 | 2,099 | 205,800 | SH | SOLE | 2 | 205,800 | 0 | 0 | |
AVAGO TECHNOLOGIES LTD | SHS | Y0486S104 | 2,063 | 16,500 | SH | SOLE | 1,2 | 16,500 | 0 | 0 | |
AVAGO TECHNOLOGIES LTD | SHS | Y0486S104 | 775 | 6,200 | SH | SOLE | 2 | 6,200 | 0 | 0 | |
AXIALL CORP | COM | 05463D100 | 1,153 | 73,500 | SH | SOLE | 1,2 | 73,500 | 0 | 0 | |
AXIALL CORP | COM | 05463D100 | 416 | 26,500 | SH | SOLE | 2 | 26,500 | 0 | 0 | |
BARINGTON HILCO ACQUISITION | UNIT 99/99/9999T | 06759V200 | 1,890 | 185,300 | SH | SOLE | 1,2 | 185,300 | 0 | 0 | |
BARINGTON HILCO ACQUISITION | UNIT 99/99/9999T | 06759V200 | 660 | 64,700 | SH | SOLE | 2 | 64,700 | 0 | 0 | |
BOULEVARD ACQUISITION | UNIT 99/99/9999 | 10157Q201 | 3,342 | 335,200 | SH | SOLE | 1,2 | 335,200 | 0 | 0 | |
BOULEVARD ACQUISITION | UNIT 99/99/9999 | 10157Q201 | 1,145 | 114,800 | SH | SOLE | 2 | 114,800 | 0 | 0 | |
BROADCOM CORP | CL A | 111320107 | 6,326 | 123,000 | SH | SOLE | 1,2 | 123,000 | 0 | 0 | |
BROADCOM CORP | CL A | 111320107 | 2,191 | 42,600 | SH | SOLE | 2 | 42,600 | 0 | 0 | |
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 3,019 | 28,400 | SH | SOLE | 1,2 | 28,400 | 0 | 0 | |
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 1,042 | 9,800 | SH | SOLE | 2 | 9,800 | 0 | 0 | |
DT ASIA INVTS LTD | UNIT 03/29/2021T | G2615J120 | 3,027 | 296,200 | SH | SOLE | 1,2 | 296,200 | 0 | 0 | |
DT ASIA INVTS LTD | UNIT 03/29/2021T | G2615J120 | 1,061 | 103,800 | SH | SOLE | 2 | 103,800 | 0 | 0 | |
CAMBRIDGE CAP ACQUISITION CO | COM | 13215Q106 | 2,041 | 204,100 | SH | SOLE | 1,2 | 204,100 | 0 | 0 | |
CAMBRIDGE CAP ACQUISITION CO | COM | 13215Q106 | 709 | 70,900 | SH | SOLE | 2 | 70,900 | 0 | 0 | |
C B PHARMA ACQUISITION CORP | UNIT 12/17/2021 | G2029P100 | 1,167 | 111,500 | SH | SOLE | 1,2 | 111,500 | 0 | 0 | |
C B PHARMA ACQUISITION CORP | UNIT 12/17/2021 | G2029P100 | 403 | 38,500 | SH | SOLE | 2 | 38,500 | 0 | 0 | |
DEPOMED INC | COM | 249908104 | 221 | 11,700 | SH | SOLE | 1,2 | 11,700 | 0 | 0 | |
DEPOMED INC | COM | 249908104 | 74 | 3,900 | SH | SOLE | 2 | 3,900 | 0 | 0 | |
ELECTRUM SPL ACQUISITION COR | UNIT 99/99/9999 | G3105C120 | 5,494 | 556,100 | SH | SOLE | 1,2 | 556,100 | 0 | 0 | |
ELECTRUM SPL ACQUISITION COR | UNIT 99/99/9999 | G3105C120 | 1,916 | 193,900 | SH | SOLE | 2 | 193,900 | 0 | 0 | |
ENDO INTL PLC | SHS | G30401106 | 1,753 | 25,300 | SH | SOLE | 1,2 | 25,300 | 0 | 0 | |
ENDO INTL PLC | SHS | G30401106 | 630 | 9,100 | SH | SOLE | 2 | 9,100 | 0 | 0 | |
FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 31620R303 | 2,380 | 67,100 | SH | SOLE | 1,2 | 67,100 | 0 | 0 | |
FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 31620R303 | 841 | 23,700 | SH | SOLE | 2 | 23,700 | 0 | 0 | |
FINTECH ACQUISITION CORP | UNIT 99/99/9999 | 31809H209 | 2,980 | 296,500 | SH | SOLE | 1,2 | 296,500 | 0 | 0 | |
FINTECH ACQUISITION CORP | UNIT 99/99/9999 | 31809H209 | 1,040 | 103,500 | SH | SOLE | 2 | 103,500 | 0 | 0 | |
GARNERO GROUP ACQUISITION CO | UNIT 06/25/2016 | G5866L124 | 2,979 | 293,800 | SH | SOLE | 1,2 | 293,800 | 0 | 0 | |
GARNERO GROUP ACQUISITION CO | UNIT 06/25/2016 | G5866L124 | 1,077 | 106,200 | SH | SOLE | 2 | 106,200 | 0 | 0 | |
GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 466 | 16,700 | SH | SOLE | 1,2 | 16,700 | 0 | 0 | |
GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 162 | 5,800 | SH | SOLE | 2 | 5,800 | 0 | 0 | |
GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 1,690 | 60,600 | SH | Call | SOLE | 2 | 60,600 | 0 | 0 |
GRACE W R & CO DEL NEW | COM | 38388F108 | 3,396 | 36,500 | SH | SOLE | 1,2 | 36,500 | 0 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 1,191 | 12,800 | SH | SOLE | 2 | 12,800 | 0 | 0 | |
HENNESSY CAP ACQUISITION COR | UNIT 99/99/9999 | 42588J209 | 1,468 | 148,900 | SH | SOLE | 1,2 | 148,900 | 0 | 0 | |
HENNESSY CAP ACQUISITION COR | UNIT 99/99/9999 | 42588J209 | 504 | 51,100 | SH | SOLE | 2 | 51,100 | 0 | 0 | |
BLOCK H & R INC | COM | 093671105 | 10,484 | 289,600 | SH | SOLE | 1,2 | 289,600 | 0 | 0 | |
BLOCK H & R INC | COM | 093671105 | 3,598 | 99,400 | SH | SOLE | 2 | 99,400 | 0 | 0 | |
BLOCK H & R INC | COM | 093671105 | 9,162 | 253,100 | SH | Call | SOLE | 1,2 | 253,100 | 0 | 0 |
BLOCK H & R INC | COM | 093671105 | 3,146 | 86,900 | SH | Call | SOLE | 2 | 86,900 | 0 | 0 |
HARMONY MERGER CORP | UNIT 99/99/9999 | 413247206 | 1,513 | 148,300 | SH | SOLE | 1,2 | 148,300 | 0 | 0 | |
HARMONY MERGER CORP | UNIT 99/99/9999 | 413247206 | 527 | 51,700 | SH | SOLE | 2 | 51,700 | 0 | 0 | |
JASON INDS INC | *W EXP 06/30/201 | 471172114 | 112 | 372,500 | SH | SOLE | 1,2 | 372,500 | 0 | 0 | |
JASON INDS INC | *W EXP 06/30/201 | 471172114 | 38 | 127,500 | SH | SOLE | 2 | 127,500 | 0 | 0 | |
MADISON SQUARE GARDEN CO | CL A | 55826P100 | 1,825 | 25,300 | SH | SOLE | 1,2 | 25,300 | 0 | 0 | |
MADISON SQUARE GARDEN CO | CL A | 55826P100 | 628 | 8,700 | SH | SOLE | 2 | 8,700 | 0 | 0 | |
MYLAN N V | SHS EURO | N59465109 | 5,371 | 133,400 | SH | SOLE | 1,2 | 133,400 | 0 | 0 | |
MYLAN N V | SHS EURO | N59465109 | 1,844 | 45,800 | SH | SOLE | 2 | 45,800 | 0 | 0 | |
PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 1,684 | 133,100 | SH | SOLE | 1,2 | 133,100 | 0 | 0 | |
PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 597 | 47,156 | SH | SOLE | 2 | 47,156 | 0 | 0 | |
PERRIGO CO PLC | SHS | G97822103 | 9,122 | 58,000 | SH | SOLE | 1,2 | 58,000 | 0 | 0 | |
PERRIGO CO PLC | SHS | G97822103 | 3,130 | 19,900 | SH | SOLE | 2 | 19,900 | 0 | 0 | |
QUINPARIO ACQUISITION CORP 2 | UNIT 01/01/2023 | 74874U200 | 3,807 | 370,300 | SH | SOLE | 1,2 | 370,300 | 0 | 0 | |
QUINPARIO ACQUISITION CORP 2 | UNIT 01/01/2023 | 74874U200 | 1,333 | 129,700 | SH | SOLE | 2 | 129,700 | 0 | 0 | |
SEALED AIR CORP NEW | COM | 81211K100 | 14,659 | 312,700 | SH | SOLE | 1,2 | 312,700 | 0 | 0 | |
SEALED AIR CORP NEW | COM | 81211K100 | 5,077 | 108,300 | SH | SOLE | 2 | 108,300 | 0 | 0 | |
SERITAGE GROWTH PPTYS | CL A | 81752R100 | 2,760 | 74,100 | SH | SOLE | 1,2 | 74,100 | 0 | 0 | |
SERITAGE GROWTH PPTYS | CL A | 81752R100 | 965 | 25,900 | SH | SOLE | 2 | 25,900 | 0 | 0 | |
SS&C TECHNOLOGIES HLDGS INC | COM | 78467J100 | 4,847 | 69,200 | SH | SOLE | 1,2 | 69,200 | 0 | 0 | |
SS&C TECHNOLOGIES HLDGS INC | COM | 78467J100 | 1,667 | 23,800 | SH | SOLE | 2 | 23,800 | 0 | 0 | |
MOLSON COORS BREWING CO | CL B | 60871R209 | 4,002 | 48,200 | SH | SOLE | 1,2 | 48,200 | 0 | 0 | |
MOLSON COORS BREWING CO | CL B | 60871R209 | 1,395 | 16,800 | SH | SOLE | 2 | 16,800 | 0 | 0 | |
TIME WARNER CABLE INC | COM | 88732J207 | 3,354 | 18,700 | SH | SOLE | 1,2 | 18,700 | 0 | 0 | |
TIME WARNER CABLE INC | COM | 88732J207 | 1,130 | 6,300 | SH | SOLE | 2 | 6,300 | 0 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 2,097 | 30,500 | SH | SOLE | 1,2 | 30,500 | 0 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 736 | 10,700 | SH | SOLE | 2 | 10,700 | 0 | 0 | |
VEREIT INC | COM | 92339V100 | 6,311 | 817,500 | SH | SOLE | 1,2 | 817,500 | 0 | 0 | |
VEREIT INC | COM | 92339V100 | 2,212 | 286,500 | SH | SOLE | 2 | 286,500 | 0 | 0 | |
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 4,703 | 56,600 | SH | SOLE | 1,2 | 56,600 | 0 | 0 | |
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 1,612 | 19,400 | SH | SOLE | 2 | 19,400 | 0 | 0 | |
YAHOO INC | COM | 984332106 | 14,764 | 510,700 | SH | SOLE | 1,2 | 510,700 | 0 | 0 | |
YAHOO INC | COM | 984332106 | 5,074 | 175,500 | SH | SOLE | 2 | 175,500 | 0 | 0 | |
YUM BRANDS INC | COM | 988498101 | 8,147 | 101,900 | SH | SOLE | 1,2 | 101,900 | 0 | 0 | |
YUM BRANDS INC | COM | 988498101 | 2,790 | 34,902 | SH | SOLE | 2 | 34,902 | 0 | 0 | |
ZOETIS INC | CL A | 98978V103 | 1,268 | 30,800 | SH | SOLE | 1,2 | 30,800 | 0 | 0 | |
ZOETIS INC | CL A | 98978V103 | 461 | 11,200 | SH | SOLE | 2 | 11,200 | 0 | 0 |