0001062993-15-006224.txt : 20151116
0001062993-15-006224.hdr.sgml : 20151116
20151116160143
ACCESSION NUMBER: 0001062993-15-006224
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151116
DATE AS OF CHANGE: 20151116
EFFECTIVENESS DATE: 20151116
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SENECA CAPITAL INVESTMENTS, L.P.
CENTRAL INDEX KEY: 0001360505
IRS NUMBER: 061764524
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12387
FILM NUMBER: 151234218
BUSINESS ADDRESS:
STREET 1: 900 THIRD AVENUE
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-888-2999
MAIL ADDRESS:
STREET 1: 900 THIRD AVENUE
STREET 2: 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001360505
XXXXXXXX
09-30-2015
09-30-2015
SENECA CAPITAL INVESTMENTS, L.P.
900 THIRD AVENUE
22ND FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-12387
N
Michael R. Anastasio, Jr.
Chief Financial Officer
212-888-2999
/s/ Michael R. Anastasio, Jr.
New York
NY
11-16-2015
2
93
278438
false
1
28-03497
Seneca Capital Advisors, LLC
2
28-14863
Douglas A. Hirsch
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
ABBVIE INC
COM
00287Y109
6159
113200
SH
SOLE
1,2
113200
0
0
ABBVIE INC
COM
00287Y109
2138
39300
SH
SOLE
2
39300
0
0
AGROFRESH SOLUTIONS
*W EXP 07/31/202
00856G117
610
278650
SH
SOLE
1,2
278650
0
0
AGROFRESH SOLUTIONS
*W EXP 07/31/202
00856G117
211
96350
SH
SOLE
2
96350
0
0
ALLERGAN PLC
SHS
G0177J108
24436
89900
SH
SOLE
1,2
89900
0
0
ALLERGAN PLC
SHS
G0177J108
8345
30700
SH
SOLE
2
30700
0
0
ALLY FINL INC
COM
02005N100
2160
106000
SH
SOLE
1,2
106000
0
0
ALLY FINL INC
COM
02005N100
795
39000
SH
SOLE
2
39000
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
1078
74500
SH
SOLE
1,2
74500
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
369
25500
SH
SOLE
2
25500
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
5203
359600
SH
Call
SOLE
1,2
359600
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
1815
125400
SH
Call
SOLE
2
125400
0
0
AIR PRODS & CHEMS INC
COM
009158106
4682
36700
SH
SOLE
1,2
36700
0
0
AIR PRODS & CHEMS INC
COM
009158106
1633
12800
SH
SOLE
2
12800
0
0
AROWANA INC
UNIT 99/99/9999
G05011138
6061
594200
SH
SOLE
1,2
594200
0
0
AROWANA INC
UNIT 99/99/9999
G05011138
2099
205800
SH
SOLE
2
205800
0
0
AVAGO TECHNOLOGIES LTD
SHS
Y0486S104
2063
16500
SH
SOLE
1,2
16500
0
0
AVAGO TECHNOLOGIES LTD
SHS
Y0486S104
775
6200
SH
SOLE
2
6200
0
0
AXIALL CORP
COM
05463D100
1153
73500
SH
SOLE
1,2
73500
0
0
AXIALL CORP
COM
05463D100
416
26500
SH
SOLE
2
26500
0
0
BARINGTON HILCO ACQUISITION
UNIT 99/99/9999T
06759V200
1890
185300
SH
SOLE
1,2
185300
0
0
BARINGTON HILCO ACQUISITION
UNIT 99/99/9999T
06759V200
660
64700
SH
SOLE
2
64700
0
0
BOULEVARD ACQUISITION
UNIT 99/99/9999
10157Q201
3342
335200
SH
SOLE
1,2
335200
0
0
BOULEVARD ACQUISITION
UNIT 99/99/9999
10157Q201
1145
114800
SH
SOLE
2
114800
0
0
BROADCOM CORP
CL A
111320107
6326
123000
SH
SOLE
1,2
123000
0
0
BROADCOM CORP
CL A
111320107
2191
42600
SH
SOLE
2
42600
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
3019
28400
SH
SOLE
1,2
28400
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
1042
9800
SH
SOLE
2
9800
0
0
DT ASIA INVTS LTD
UNIT 03/29/2021T
G2615J120
3027
296200
SH
SOLE
1,2
296200
0
0
DT ASIA INVTS LTD
UNIT 03/29/2021T
G2615J120
1061
103800
SH
SOLE
2
103800
0
0
CAMBRIDGE CAP ACQUISITION CO
COM
13215Q106
2041
204100
SH
SOLE
1,2
204100
0
0
CAMBRIDGE CAP ACQUISITION CO
COM
13215Q106
709
70900
SH
SOLE
2
70900
0
0
C B PHARMA ACQUISITION CORP
UNIT 12/17/2021
G2029P100
1167
111500
SH
SOLE
1,2
111500
0
0
C B PHARMA ACQUISITION CORP
UNIT 12/17/2021
G2029P100
403
38500
SH
SOLE
2
38500
0
0
DEPOMED INC
COM
249908104
221
11700
SH
SOLE
1,2
11700
0
0
DEPOMED INC
COM
249908104
74
3900
SH
SOLE
2
3900
0
0
ELECTRUM SPL ACQUISITION COR
UNIT 99/99/9999
G3105C120
5494
556100
SH
SOLE
1,2
556100
0
0
ELECTRUM SPL ACQUISITION COR
UNIT 99/99/9999
G3105C120
1916
193900
SH
SOLE
2
193900
0
0
ENDO INTL PLC
SHS
G30401106
1753
25300
SH
SOLE
1,2
25300
0
0
ENDO INTL PLC
SHS
G30401106
630
9100
SH
SOLE
2
9100
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
2380
67100
SH
SOLE
1,2
67100
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
841
23700
SH
SOLE
2
23700
0
0
FINTECH ACQUISITION CORP
UNIT 99/99/9999
31809H209
2980
296500
SH
SOLE
1,2
296500
0
0
FINTECH ACQUISITION CORP
UNIT 99/99/9999
31809H209
1040
103500
SH
SOLE
2
103500
0
0
GARNERO GROUP ACQUISITION CO
UNIT 06/25/2016
G5866L124
2979
293800
SH
SOLE
1,2
293800
0
0
GARNERO GROUP ACQUISITION CO
UNIT 06/25/2016
G5866L124
1077
106200
SH
SOLE
2
106200
0
0
GOLAR LNG LTD BERMUDA
SHS
G9456A100
466
16700
SH
SOLE
1,2
16700
0
0
GOLAR LNG LTD BERMUDA
SHS
G9456A100
162
5800
SH
SOLE
2
5800
0
0
GOLAR LNG LTD BERMUDA
SHS
G9456A100
1690
60600
SH
Call
SOLE
2
60600
0
0
GRACE W R & CO DEL NEW
COM
38388F108
3396
36500
SH
SOLE
1,2
36500
0
0
GRACE W R & CO DEL NEW
COM
38388F108
1191
12800
SH
SOLE
2
12800
0
0
HENNESSY CAP ACQUISITION COR
UNIT 99/99/9999
42588J209
1468
148900
SH
SOLE
1,2
148900
0
0
HENNESSY CAP ACQUISITION COR
UNIT 99/99/9999
42588J209
504
51100
SH
SOLE
2
51100
0
0
BLOCK H & R INC
COM
093671105
10484
289600
SH
SOLE
1,2
289600
0
0
BLOCK H & R INC
COM
093671105
3598
99400
SH
SOLE
2
99400
0
0
BLOCK H & R INC
COM
093671105
9162
253100
SH
Call
SOLE
1,2
253100
0
0
BLOCK H & R INC
COM
093671105
3146
86900
SH
Call
SOLE
2
86900
0
0
HARMONY MERGER CORP
UNIT 99/99/9999
413247206
1513
148300
SH
SOLE
1,2
148300
0
0
HARMONY MERGER CORP
UNIT 99/99/9999
413247206
527
51700
SH
SOLE
2
51700
0
0
JASON INDS INC
*W EXP 06/30/201
471172114
112
372500
SH
SOLE
1,2
372500
0
0
JASON INDS INC
*W EXP 06/30/201
471172114
38
127500
SH
SOLE
2
127500
0
0
MADISON SQUARE GARDEN CO
CL A
55826P100
1825
25300
SH
SOLE
1,2
25300
0
0
MADISON SQUARE GARDEN CO
CL A
55826P100
628
8700
SH
SOLE
2
8700
0
0
MYLAN N V
SHS EURO
N59465109
5371
133400
SH
SOLE
1,2
133400
0
0
MYLAN N V
SHS EURO
N59465109
1844
45800
SH
SOLE
2
45800
0
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
1684
133100
SH
SOLE
1,2
133100
0
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
597
47156
SH
SOLE
2
47156
0
0
PERRIGO CO PLC
SHS
G97822103
9122
58000
SH
SOLE
1,2
58000
0
0
PERRIGO CO PLC
SHS
G97822103
3130
19900
SH
SOLE
2
19900
0
0
QUINPARIO ACQUISITION CORP 2
UNIT 01/01/2023
74874U200
3807
370300
SH
SOLE
1,2
370300
0
0
QUINPARIO ACQUISITION CORP 2
UNIT 01/01/2023
74874U200
1333
129700
SH
SOLE
2
129700
0
0
SEALED AIR CORP NEW
COM
81211K100
14659
312700
SH
SOLE
1,2
312700
0
0
SEALED AIR CORP NEW
COM
81211K100
5077
108300
SH
SOLE
2
108300
0
0
SERITAGE GROWTH PPTYS
CL A
81752R100
2760
74100
SH
SOLE
1,2
74100
0
0
SERITAGE GROWTH PPTYS
CL A
81752R100
965
25900
SH
SOLE
2
25900
0
0
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
4847
69200
SH
SOLE
1,2
69200
0
0
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
1667
23800
SH
SOLE
2
23800
0
0
MOLSON COORS BREWING CO
CL B
60871R209
4002
48200
SH
SOLE
1,2
48200
0
0
MOLSON COORS BREWING CO
CL B
60871R209
1395
16800
SH
SOLE
2
16800
0
0
TIME WARNER CABLE INC
COM
88732J207
3354
18700
SH
SOLE
1,2
18700
0
0
TIME WARNER CABLE INC
COM
88732J207
1130
6300
SH
SOLE
2
6300
0
0
TIME WARNER INC
COM NEW
887317303
2097
30500
SH
SOLE
1,2
30500
0
0
TIME WARNER INC
COM NEW
887317303
736
10700
SH
SOLE
2
10700
0
0
VEREIT INC
COM
92339V100
6311
817500
SH
SOLE
1,2
817500
0
0
VEREIT INC
COM
92339V100
2212
286500
SH
SOLE
2
286500
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
4703
56600
SH
SOLE
1,2
56600
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
1612
19400
SH
SOLE
2
19400
0
0
YAHOO INC
COM
984332106
14764
510700
SH
SOLE
1,2
510700
0
0
YAHOO INC
COM
984332106
5074
175500
SH
SOLE
2
175500
0
0
YUM BRANDS INC
COM
988498101
8147
101900
SH
SOLE
1,2
101900
0
0
YUM BRANDS INC
COM
988498101
2790
34902
SH
SOLE
2
34902
0
0
ZOETIS INC
CL A
98978V103
1268
30800
SH
SOLE
1,2
30800
0
0
ZOETIS INC
CL A
98978V103
461
11200
SH
SOLE
2
11200
0
0