0001062993-14-006686.txt : 20141114 0001062993-14-006686.hdr.sgml : 20141114 20141114160044 ACCESSION NUMBER: 0001062993-14-006686 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SENECA CAPITAL INVESTMENTS, L.P. CENTRAL INDEX KEY: 0001360505 IRS NUMBER: 061764524 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12387 FILM NUMBER: 141223842 BUSINESS ADDRESS: STREET 1: 900 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-888-2999 MAIL ADDRESS: STREET 1: 900 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001360505 XXXXXXXX 09-30-2014 09-30-2014 SENECA CAPITAL INVESTMENTS, L.P.

900 THIRD AVENUE 22ND Floor NEW YORK NY 10022

13F HOLDINGS REPORT 028-12387 N Michael R. Anastasio, Jr. 212-888-2999 /s/ Michael R. Anastasio, Jr. New York NY 11-13-2014 2 98 456941 false 1 28-03497 Seneca Capital Advisors, LLC 2 28-14863 Douglas A. Hirsch INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ACTAVIS PLC SHS G0083B108 18096 75000 SH SOLE 1,2 75000 0 0 ACTAVIS PLC SHS G0083B108 6659 27600 SH SOLE 2 27600 0 0 ALLERGAN INC COM 018490102 16696 93700 SH SOLE 1,2 93700 0 0 ALLERGAN INC COM 018490102 6148 34500 SH SOLE 2 34500 0 0 ALLY FINL INC COM 02005N100 16303 704550 SH SOLE 1,2 704550 0 0 ALLY FINL INC COM 02005N100 6000 259300 SH SOLE 2 259300 0 0 AMBAC FINL GROUP INC COM NEW 023139884 8758 396300 SH SOLE 1,2 396300 0 0 AMBAC FINL GROUP INC COM NEW 023139884 3222 145812 SH SOLE 2 145812 0 0 AMREIT INC NEW CL B 03216B208 3946 171800 SH SOLE 1,2 171800 0 0 AMREIT INC NEW CL B 03216B208 1454 63300 SH SOLE 2 63300 0 0 AIR PRODS & CHEMS INC COM 009158106 9191 70600 SH SOLE 1,2 70600 0 0 AIR PRODS & CHEMS INC COM 009158106 3385 26000 SH SOLE 2 26000 0 0 AMERICAN RLTY CAP PPTYS INC COM 02917T104 7274 603129 SH SOLE 1,2 603129 0 0 AMERICAN RLTY CAP PPTYS INC COM 02917T104 2676 221900 SH SOLE 2 221900 0 0 AUXILIUM PHARMACEUTICALS INC COM 05334D107 5674 190100 SH SOLE 1,2 190100 0 0 AUXILIUM PHARMACEUTICALS INC COM 05334D107 2087 69900 SH SOLE 2 69900 0 0 BOULEVARD ACQUISITION CORP UNIT 99/99/9999 10157P203 5651 557300 SH SOLE 1,2 557300 0 0 BOULEVARD ACQUISITION CORP UNIT 99/99/9999 10157P203 1954 192700 SH SOLE 2 192700 0 0 CAMBRIDGE CAP ACQUISITION CO UNIT 03/17/2014 13215Q205 2069 204100 SH SOLE 1,2 204100 0 0 CAMBRIDGE CAP ACQUISITION CO UNIT 03/17/2014 13215Q205 719 70900 SH SOLE 2 70900 0 0 COCA COLA ENTERPRISES INC NE COM 19122T109 10744 242200 SH SOLE 1,2 242200 0 0 COCA COLA ENTERPRISES INC NE COM 19122T109 3949 89027 SH SOLE 2 89027 0 0 CIVEO CORP COM 178787107 339 29200 SH SOLE 1,2 29200 0 0 CIVEO CORP COM 178787107 125 10800 SH SOLE 2 10800 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 5246 73100 SH SOLE 1,2 73100 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 1930 26900 SH SOLE 2 26900 0 0 DOLLAR GEN CORP NEW COM 256677105 20050 328100 SH SOLE 1,2 328100 0 0 DOLLAR GEN CORP 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INC COM 093671105 3743 120700 SH SOLE 2 120700 0 0 HF2 FINL MGMT INC CL A 40421A104 3834 368700 SH SOLE 1,2 368700 0 0 HF2 FINL MGMT INC CL A 40421A104 1366 131300 SH SOLE 2 131300 0 0 JASON INDS INC COM 471172106 2693 260200 SH SOLE 1,2 260200 0 0 JASON INDS INC COM 471172106 992 95800 SH SOLE 2 95800 0 0 JASON INDS INC *W EXP 06/30/201 471172114 611 372500 SH SOLE 1,2 372500 0 0 JASON INDS INC *W EXP 06/30/201 471172114 209 127500 SH SOLE 2 127500 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 6407 156200 SH SOLE 1,2 156200 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 2358 57500 SH SOLE 2 57500 0 0 LIBERTY INTERACTIVE CORP INT COM SER A 53071M104 3631 127300 SH SOLE 1,2 127300 0 0 LIBERTY INTERACTIVE CORP INT COM SER A 53071M104 1335 46800 SH SOLE 2 46800 0 0 MONSANTO CO NEW COM 61166W101 12084 107400 SH SOLE 1,2 107400 0 0 MONSANTO CO NEW COM 61166W101 4455 39600 SH SOLE 2 39600 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 1473 109300 SH SOLE 1,2 109300 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 542 40200 SH SOLE 2 40200 0 0 MICRON TECHNOLOGY INC COM 595112103 18206 531400 SH SOLE 1,2 531400 0 0 MICRON TECHNOLOGY INC COM 595112103 6701 195600 SH SOLE 2 195600 0 0 OCWEN FINL CORP COM NEW 675746309 1914 73100 SH SOLE 1,2 73100 0 0 OCWEN FINL CORP COM NEW 675746309 704 26900 SH SOLE 2 26900 0 0 PLATFORM SPECIALTY PRODS COR COM 72766Q105 7821 312600 SH SOLE 1,2 312600 0 0 PLATFORM SPECIALTY PRODS COR COM 72766Q105 2875 114900 SH SOLE 2 114900 0 0 PENN WEST PETE LTD NEW COM 707887105 3622 536600 SH SOLE 1,2 536600 0 0 PENN WEST PETE LTD NEW COM 707887105 1332 197400 SH SOLE 2 197400 0 0 PENN WEST PETE LTD NEW COM 707887105 6186 916400 SH Call SOLE 1,2 916400 0 0 PENN WEST PETE LTD NEW COM 707887105 2252 333600 SH Call SOLE 2 333600 0 0 QUARTET MERGER CORP UNIT 11/01/2015T 747717304 3783 371000 SH SOLE 1,2 371000 0 0 QUARTET MERGER CORP UNIT 11/01/2015T 747717304 1315 129000 SH SOLE 2 129000 0 0 SANTANDER CONSUMER USA HDG I COM 80283M101 3339 187500 SH SOLE 1,2 187500 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