Chief Financial Officer

0001062993-14-003045.txt : 20140515 0001062993-14-003045.hdr.sgml : 20140515 20140515160037 ACCESSION NUMBER: 0001062993-14-003045 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140515 DATE AS OF CHANGE: 20140515 EFFECTIVENESS DATE: 20140515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SENECA CAPITAL INVESTMENTS, L.P. CENTRAL INDEX KEY: 0001360505 IRS NUMBER: 061764524 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12387 FILM NUMBER: 14847000 BUSINESS ADDRESS: STREET 1: 900 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-888-2999 MAIL ADDRESS: STREET 1: 900 THIRD AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001360505 XXXXXXXX 03-31-2014 03-31-2014 SENECA CAPITAL INVESTMENTS, L.P.

900 THIRD AVENUE 22ND FLOOR NEW YORK NY 10022

13F HOLDINGS REPORT 028-12387 N Michael R. Anastasio, Jr. Chief Financial Officer 212-888-2999 Michael R. Anastasio, Jr. New York NY 05-15-2014 2 90 424227 false 1 028-03497 Seneca Capital Advisors, LLC 2 028-14863 Douglas A. Hirsch INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ACTAVIS PLC SHS G0083B108 16828 81750 SH SOLE 1,2 81750 0 0 ACTAVIS PLC SHS G0083B108 5815 28250 SH SOLE 2 28250 0 0 ALLISON TRANSMISSION HLDGS I COM 01973R101 11790 393800 SH SOLE 1,2 393800 0 0 ALLISON TRANSMISSION HLDGS I COM 01973R101 4078 136200 SH SOLE 2 136200 0 0 AMBAC FINL GROUP INC COM NEW 023139884 35771 1152800 SH Call SOLE 1,2 1152800 0 0 AMBAC FINL GROUP INC COM NEW 023139884 12403 399700 SH Call SOLE 2 399700 0 0 AUTONAVI HLDGS LTD SPONSORED ADR 05330F106 3719 185600 SH SOLE 1,2 185600 0 0 AUTONAVI HLDGS LTD SPONSORED ADR 05330F106 1291 64400 SH SOLE 2 64400 0 0 AIR PRODS & CHEMS INC COM 009158106 7964 66900 SH SOLE 1,2 66900 0 0 AIR PRODS & CHEMS INC COM 009158106 2750 23100 SH SOLE 2 23100 0 0 AMERICAN RLTY CAP PPTYS INC COM 02917T104 7958 567652 SH SOLE 1,2 567652 0 0 AMERICAN RLTY CAP PPTYS INC COM 02917T104 2767 197377 SH SOLE 2 197377 0 0 BOULEVARD ACQUISITION CORP UNIT 99/99/9999 10157P203 5601 557300 SH SOLE 1,2 557300 0 0 BOULEVARD ACQUISITION CORP UNIT 99/99/9999 10157P203 1937 192700 SH SOLE 2 192700 0 0 CAMBRIDGE CAP ACQUISITION CO UNIT 03/17/2014 13215Q205 2059 204100 SH SOLE 1,2 204100 0 0 CAMBRIDGE CAP ACQUISITION CO UNIT 03/17/2014 13215Q205 715 70900 SH SOLE 2 70900 0 0 CBS CORP NEW CL B 124857202 6909 111800 SH SOLE 1,2 111800 0 0 CBS CORP NEW CL B 124857202 2361 38200 SH SOLE 2 38200 0 0 COCA COLA ENTERPRISES INC NE COM 19122T109 14892 311800 SH SOLE 1,2 311800 0 0 COCA COLA ENTERPRISES INC NE COM 19122T109 5178 108427 SH SOLE 2 108427 0 0 CALPINE CORP COM NEW 131347304 1556 74400 SH SOLE 1,2 74400 0 0 CALPINE CORP COM NEW 131347304 535 25600 SH SOLE 2 25600 0 0 DOW CHEM CO COM 260543103 5044 103800 SH SOLE 1,2 103800 0 0 DOW CHEM CO COM 260543103 1759 36200 SH SOLE 2 36200 0 0 FIDELITY NATIONAL FINANCIAL CL A 31620R105 6294 200200 SH SOLE 1,2 200200 0 0 FIDELITY NATIONAL FINANCIAL CL A 31620R105 2195 69800 SH SOLE 2 69800 0 0 FERRO CORP COM 315405100 8080 591500 SH SOLE 1,2 591500 0 0 FERRO CORP COM 315405100 2784 203776 SH SOLE 2 203776 0 0 GENERAL MTRS CO COM 37045V100 8054 234000 SH SOLE 1,2 234000 0 0 GENERAL MTRS CO COM 37045V100 2822 82000 SH SOLE 2 82000 0 0 GRACE W R & CO DEL NEW COM 38388F108 9788 98700 SH SOLE 1,2 98700 0 0 GRACE W R & CO DEL NEW COM 38388F108 3369 33666 SH SOLE 2 33666 0 0 BLOCK H & R INC COM 093671105 9528 315600 SH SOLE 1,2 315600 0 0 BLOCK H & R INC COM 093671105 3303 109400 SH SOLE 2 109400 0 0 HF2 FINL MGMT INC CL A 40421A104 3783 368700 SH SOLE 1,2 368700 0 0 HF2 FINL MGMT INC CL A 40421A104 1347 131300 SH SOLE 2 131300 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 6807 167200 SH SOLE 1,2 167200 0 0 LIBERTY GLOBAL PLC SHS CL C G5480U120 2312 56800 SH SOLE 2 56800 0 0 LIBERTY INTERACTIVE CORP INT COM SER A 53071M104 7064 244700 SH SOLE 1,2 244700 0 0 LIBERTY INTERACTIVE CORP INT COM SER A 53071M104 2414 83600 SH SOLE 2 83600 0 0 CHENIERE ENERGY INC COM NEW 16411R208 6576 118800 SH SOLE 1,2 118800 0 0 CHENIERE ENERGY INC COM NEW 16411R208 2280 41200 SH SOLE 2 41200 0 0 MCKESSON CORP COM 58155Q103 7857 44500 SH SOLE 1,2 44500 0 0 MCKESSON CORP COM 58155Q103 2737 15500 SH SOLE 2 15500 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 2046 129900 SH SOLE 1,2 129900 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 710 45100 SH SOLE 2 45100 0 0 MICRON TECHNOLOGY INC COM 595112103 878 37100 SH SOLE 1,2 37100 0 0 MICRON TECHNOLOGY INC COM 595112103 305 12900 SH SOLE 2 12900 0 0 MICRON TECHNOLOGY INC COM 595112103 2633 111300 SH Call SOLE 1,2 111300 0 0 MICRON TECHNOLOGY INC COM 595112103 916 38700 SH Call SOLE 2 38700 0 0 NORTHSTAR RLTY FIN CORP COM 66704R100 5991 371200 SH SOLE 1,2 371200 0 0 NORTHSTAR RLTY FIN CORP COM 66704R100 2079 128800 SH SOLE 2 128800 0 0 PLATFORM SPECIALTY PRODS COR COM 72766Q105 2760 144900 SH SOLE 1,2 144900 0 0 PLATFORM SPECIALTY PRODS COR COM 72766Q105 954 50100 SH SOLE 2 50100 0 0 PENN WEST PETE LTD NEW COM 707887105 4718 564300 SH SOLE 1,2 564300 0 0 PENN WEST PETE LTD NEW COM 707887105 1628 194700 SH SOLE 2 194700 0 0 PENN WEST PETE LTD NEW COM 707887105 3722 445200 SH Call SOLE 1,2 445200 0 0 PENN WEST PETE LTD NEW COM 707887105 1294 154800 SH Call SOLE 2 154800 0 0 QUINPARIO ACQUISITION CORP UNIT 99/99/9999 74874R207 4060 372500 SH SOLE 1,2 372500 0 0 QUINPARIO ACQUISITION CORP UNIT 99/99/9999 74874R207 1390 127500 SH SOLE 2 127500 0 0 QUARTET MERGER CORP UNIT 11/01/2015T 747717304 3762 371000 SH SOLE 1,2 371000 0 0 QUARTET MERGER CORP UNIT 11/01/2015T 747717304 1308 129000 SH SOLE 2 129000 0 0 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 1928 29700 SH Put SOLE 1,2 29700 0 0 QUESTCOR PHARMACEUTICALS INC COM 74835Y101 669 10300 SH Put SOLE 2 10300 0 0 SBA COMMUNICATIONS CORP COM 78388J106 6449 70900 SH SOLE 1,2 70900 0 0 SBA COMMUNICATIONS CORP COM 78388J106 2229 24500 SH SOLE 2 24500 0 0 SCIENTIFIC GAMES CORP CL A 80874P109 2782 202600 SH SOLE 1,2 202600 0 0 SCIENTIFIC GAMES CORP CL A 80874P109 967 70400 SH SOLE 2 70400 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 2619 92900 SH SOLE 1,2 92900 0 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 905 32100 SH SOLE 2 32100 0 0 SENSIENT TECHNOLOGIES CORP COM 81725T100 2098 37200 SH SOLE 1,2 37200 0 0 SENSIENT TECHNOLOGIES CORP COM 81725T100 722 12800 SH SOLE 2 12800 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 12493 103900 SH SOLE 1,2 103900 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 4341 36100 SH SOLE 2 36100 0 0 T-MOBILE US INC COM 872590104 3068 92900 SH SOLE 1,2 92900 0 0 T-MOBILE US INC COM 872590104 1060 32100 SH SOLE 2 32100 0 0 TIME WARNER CABLE INC COM 88732J207 12236 89200 SH SOLE 1,2 89200 0 0 TIME WARNER CABLE INC COM 88732J207 4225 30800 SH SOLE 2 30800 0 0 TIME WARNER INC COM NEW 887317303 6330 96900 SH SOLE 1,2 96900 0 0 TIME WARNER INC COM NEW 887317303 2162 33100 SH SOLE 2 33100 0 0 VISTEON CORP COM NEW 92839U206 5262 59500 SH SOLE 1,2 59500 0 0 VISTEON CORP COM NEW 92839U206 1813 20500 SH SOLE 2 20500 0 0 WALGREEN CO COM 931422109 18026 273000 SH SOLE 1,2 273000 0 0 WALGREEN CO COM 931422109 6273 95000 SH SOLE 2 95000 0 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 2194 126400 SH SOLE 1,2 126400 0 0 WEATHERFORD INTERNATIONAL LT REG SHS H27013103 757 43600 SH SOLE 2 43600 0 0 WILLIAMS COS INC DEL COM 969457100 10539 259700 SH SOLE 1,2 259700 0 0 WILLIAMS COS INC DEL COM 969457100 3664 90300 SH SOLE 2 90300 0 0 VCA ANTECH INC COM 918194101 4602 142800 SH SOLE 1,2 142800 0 0 VCA ANTECH INC COM 918194101 1586 49200 SH SOLE 2 49200 0 0