6-K 1 a8771d.htm TR-1 NOTIFICATION OF MAJOR HOLDINGS a8771d
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 
FORM 6-K
 
 
 
REPORT OF FOREIGN PRIVATE ISSUER
 
PURSUANT TO RULE 13A-16 OR 15D-16
 
UNDER THE SECURITIES EXCHANGE ACT OF 1934
 
 
 
For the Month of: October 2022
 
Commission File Number: 001-38187
 
MICRO FOCUS INTERNATIONAL PLC
(Exact name of registrant as specified in its charter)
 
 
The Lawn, 22-30 Old Bath Road
Newbury, Berkshire
RG14 1QN
United Kingdom
+44 (0) 1635-565-459
 (Address of principal executive office)
 
 
 
 
Indicate by check mark whether this registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
 

 
 
CONTENTS
 
 
Exhibit No.
Exhibit Description
99.1
TR-1 Notification of Major Holdings, dated 24 October 2022
 
 
 
 
 TR-1: Standard form for notification of major holdings
 
1. Issuer Details
 
ISIN
 
GB00BJ1F4N75
 
Issuer Name
 
MICRO FOCUS INTERNATIONAL PLC
 
UK or Non-UK Issuer
 
UK
 
2. Reason for Notification
 
An acquisition or disposal of voting rights
 
3. Details of person subject to the notification obligation
 
Name
 
JPMorgan Chase & Co.
 
City of registered office (if applicable)
 
 
 
Country of registered office (if applicable)
 
US
 
4. Details of the shareholder
 
 
Name
 
City of registered office
Country of registered office
 
J.P. Morgan Securities plc
 
 
 
 
5. Date on which the threshold was crossed or reached
 
19-Oct-2022
 
6. Date on which Issuer notified
 
21-Oct-2022
 
7. Total positions of person(s) subject to the notification obligation
 
 
 
% of voting rights attached to shares (total of 8.A)
 
 
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)
 
Total of both in % (8.A + 8.B)
Total number of voting rights held in issuer
 
Resulting situation on the date on which threshold was crossed or reached
 
 
0.301297
 
 
5.802735
 
 
6.104032
 
 
20514152
 
 
Position of previous notification (if applicable)
 
 
0.405033
 
 
4.915854
 
 
5.320887
 
 
 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
 
8A. Voting rights attached to shares
 
 
Class/Type of shares ISIN code(if possible)
 
 
 
Number of direct voting rights (DTR5.1)
 
Number of indirect voting rights (DTR5.2.1)
 
% of direct voting rights (DTR5.1)
% of indirect voting rights (DTR5.2.1)
 
GB00BJ1F4N75
 
 
 
1012586
 
 
 
0.301297
 
 
Sub Total 8.A
 
 
1012586
 
 
0.301297%
 
 
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
 
 
Type of financial instrument
 
Expiration date
Exercise/conversion period
 
Number of voting rights that may be acquired if the instrument is exercised/converted
 
% of voting rights
 
Depository Receipt
 
 
n/a
 
 
n/a
 
 
2348
 
 
0.000699
 
 
Sub Total 8.B1
 
 
 
2348
 
 
0.000699%
 
 
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
 
 
Type of financial instrument
 
 
Expiration date
 
Exercise/conversion period
Physical or cash settlement
Number of voting rights
% of voting rights
 
Cash-settled Equity Swap
 
 
02/11/2022
 
 
02/11/2022
 
 
Cash
 
 
928
 
 
0.000276
 
 
Cash-settled Equity Swap
 
 
02/12/2022
 
 
02/12/2022
 
 
Cash
 
 
1978
 
 
0.000589
 
 
Cash-settled Equity Swap
 
 
04/01/2023
 
 
04/01/2023
 
 
Cash
 
 
6982
 
 
0.002078
 
 
Cash-settled Equity Swap
 
 
18/01/2023
 
 
18/01/2023
 
 
Cash
 
 
426505
 
 
0.126907
 
 
Cash-settled Equity Swap
 
 
02/02/2023
 
 
02/02/2023
 
 
Cash
 
 
12968
 
 
0.003859
 
 
Cash-settled Equity Swap
 
 
07/02/2023
 
 
07/02/2023
 
 
Cash
 
 
2051464
 
 
0.610418
 
 
Cash-settled Equity Swap
 
 
02/03/2023
 
 
02/03/2023
 
 
Cash
 
 
15962
 
 
0.004750
 
 
Cash-settled Equity Swap
 
 
08/03/2023
 
 
08/03/2023
 
 
Cash
 
 
 3406259
 
 
1.013540
 
 
Cash-settled Equity Swap
 
 
17/03/2023
 
 
17/03/2023
 
 
Cash
 
 
3573637
 
 
1.063343
 
 
Cash-settled Equity Swap
 
 
23/03/2023
 
 
23/03/2023
 
 
Cash
 
 
2988139
 
 
0.889127
 
 
Cash-settled Equity Swap
 
 
04/04/2023
 
 
04/04/2023
 
 
Cash
 
 
20925
 
 
0.006226
 
 
Cash-settled Equity Swap
 
 
28/04/2023
 
 
28/04/2023
 
 
Cash
 
 
992460
 
 
0.295309
 
 
Cash-settled Equity Swap
 
 
03/05/2023
 
 
03/05/2023
 
 
Cash
 
 
3599
 
 
0.001071
 
 
Cash-settled Equity Swap
 
 
17/05/2023
 
 
17/05/2023
 
 
Cash
 
 
4988139
 
 
1.484231
 
 
Cash-settled Equity Swap
 
 
02/06/2023
 
 
02/06/2023
 
 
Cash
 
 
102367
 
 
0.030460
 
 
Cash-settled Equity Swap
 
 
05/07/2023
 
 
05/07/2023
 
 
Cash
 
 
6183
 
 
0.001840
 
 
Cash-settled Equity Swap
 
 
02/08/2023
 
 
02/08/2023
 
 
Cash
 
 
6319
 
 
0.001880
 
 
Cash-settled Equity Swap
 
 
11/08/2023
 
 
11/08/2023
 
 
Cash
 
 
2834
 
 
0.000843
 
 
Cash-settled Equity Swap
 
 
13/09/2023
 
 
13/09/2023
 
 
Cash
 
 
8145
 
 
0.002424
 
 
Cash-settled Equity Swap
 
 
03/10/2023
 
 
03/10/2023
 
 
Cash
 
 
447401
 
 
0.133125
 
 
Cash-settled Equity Swap
 
 
13/10/2023
 
 
13/10/2023
 
 
Cash
 
 
89778
 
 
0.026714
 
 
Cash-settled Equity Swap
 
 
18/10/2023
 
 
18/10/2023
 
 
Cash
 
 
105000
 
 
0.031243
 
 
Cash-settled Equity Swap
 
 
01/11/2023
 
 
01/11/2023
 
 
Cash
 
 
2436
 
 
0.000725
 
 
Cash-settled Equity Swap
 
 
02/11/2023
 
 
02/11/2023
 
 
Cash
 
 
165461
 
 
0.049233
 
 
Cash-settled Equity Swap
 
 
22/11/2023
 
 
22/11/2023
 
 
Cash
 
 
4527
 
 
0.001347
 
 
Cash-settled Equity Swap
 
 
15/12/2023
 
 
15/12/2023
 
 
Cash
 
 
65844
 
 
0.019592
 
 
Cash-settled Equity Swap
 
 
02/11/2027
 
 
02/11/2027
 
 
Cash
 
 
2978
 
 
0.000886
 
 
Sub Total 8.B2
 
 
 
19499218
 
 
5.802036%
 
 
9. Information in relation to the person subject to the notification obligation
 
 
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
 
 
 
Ultimate controlling person
Name of controlled undertaking
% of voting rights if it equals or is higher than the notifiable threshold
 
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
 
Total of both if it equals or is higher than the notifiable threshold
 
JPMorgan Chase & Co.
 
 
J.P. Morgan Securities plc
 
 
 
5.802038
 
 
5.802038%
 
 
JPMorgan Chase & Co.
 
 
JPMorgan Chase Bank, National Association
 
 
 
 
 
JPMorgan Chase & Co.
 
 
J.P. Morgan SE
 
 
 
 
 
JPMorgan Chase & Co.
 
 
J.P. Morgan Securities LLC
 
 
 
 
 
10. In case of proxy voting
 
Name of the proxy holder
 
 
 
The number and % of voting rights held
 
 
 
The date until which the voting rights will be held
 
 
 
11. Additional Information
 
 
Chain of controlled undertakings:JPMorgan Chase & Co.JPMorgan Chase Bank, National Association (100%)J.P. Morgan International Finance Limited (100%)J.P. Morgan Capital Holdings Limited (100%)J.P. Morgan Securities plc (100%)
 
 
12. Date of Completion
 
21-Oct-2022
 
13. Place Of Completion
 
London
 

               
 
 
SIGNATURE
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereto duly authorized.
 
Date: 24 October 2022
 
 
Micro Focus International plc
 
By:
/s/ Matt Ashley
Name:
Matt Ashley
Title:
Chief Financial Officer