0001209191-17-067663.txt : 20171229
0001209191-17-067663.hdr.sgml : 20171229
20171229171553
ACCESSION NUMBER: 0001209191-17-067663
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170915
FILED AS OF DATE: 20171229
DATE AS OF CHANGE: 20171229
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EDNIE STEVE
CENTRAL INDEX KEY: 0001503725
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33008
FILM NUMBER: 171282674
MAIL ADDRESS:
STREET 1: 4400 CARILLON POINT
CITY: KIRKLAND
STATE: WA
ZIP: 98033
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pendrell Corp
CENTRAL INDEX KEY: 0001359555
STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794]
IRS NUMBER: 980221142
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2300 CARILLON POINT
CITY: KIRKLAND
STATE: WA
ZIP: 98033
BUSINESS PHONE: (425) 278-7100
MAIL ADDRESS:
STREET 1: 2300 CARILLON POINT
CITY: KIRKLAND
STATE: WA
ZIP: 98033
FORMER COMPANY:
FORMER CONFORMED NAME: ICO Global Communications (Holdings) LTD
DATE OF NAME CHANGE: 20060417
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2017-09-15
2017-09-15
0
0001359555
Pendrell Corp
PCO
0001503725
EDNIE STEVE
2300 CARILLON POINT
KIRKLAND
WA
98033
0
1
0
0
VP and Chief Financial Officer
Class A Common Stock
2017-09-15
4
M
0
62
0.00
A
155
D
Class A Common Stock
2017-09-15
4
F
0
17
679.00
D
138
D
Restricted Stock Unit Award
0.00
2017-09-15
4
M
0
62
0.00
D
2017-09-15
2024-09-15
Common Stock
62
62
D
Vested restricted stock units were distributed to the Reporting Person, without payment, in shares of Class A Common Stock on a unit-for-share basis on the vesting date.
Shares deemed surrendered by the Reporting Person and withheld by the Issuer in payment of the tax liability resulting from the vesting of restricted stock units.
This surrender of shares in payment of the tax liability resulting from the vesting of restricted stock units was inadvertently omitted from the Reporting Person's September 15, 2017 Form 4.
Each restricted stock unit represents a contingent right to receive one share of Pendrell Corporation Class A Common Stock.
Converts into Class A Common Stock on a unit-for-share basis on the vesting date.
On September 15, 2014, the Reporting Person was granted 250 restricted stock units. 62 restricted stock units vested on each of September 15, 2015, September 15, 2016, and September 15, 2017. If the Reporting Person remains engaged, 62 restricted stock units will vest on September 15, 2018.
/s/ Timothy M. Dozois, Attorney-in-Fact
2017-12-29