0001209191-17-067663.txt : 20171229 0001209191-17-067663.hdr.sgml : 20171229 20171229171553 ACCESSION NUMBER: 0001209191-17-067663 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170915 FILED AS OF DATE: 20171229 DATE AS OF CHANGE: 20171229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EDNIE STEVE CENTRAL INDEX KEY: 0001503725 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33008 FILM NUMBER: 171282674 MAIL ADDRESS: STREET 1: 4400 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pendrell Corp CENTRAL INDEX KEY: 0001359555 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 980221142 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2300 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: (425) 278-7100 MAIL ADDRESS: STREET 1: 2300 CARILLON POINT CITY: KIRKLAND STATE: WA ZIP: 98033 FORMER COMPANY: FORMER CONFORMED NAME: ICO Global Communications (Holdings) LTD DATE OF NAME CHANGE: 20060417 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2017-09-15 2017-09-15 0 0001359555 Pendrell Corp PCO 0001503725 EDNIE STEVE 2300 CARILLON POINT KIRKLAND WA 98033 0 1 0 0 VP and Chief Financial Officer Class A Common Stock 2017-09-15 4 M 0 62 0.00 A 155 D Class A Common Stock 2017-09-15 4 F 0 17 679.00 D 138 D Restricted Stock Unit Award 0.00 2017-09-15 4 M 0 62 0.00 D 2017-09-15 2024-09-15 Common Stock 62 62 D Vested restricted stock units were distributed to the Reporting Person, without payment, in shares of Class A Common Stock on a unit-for-share basis on the vesting date. Shares deemed surrendered by the Reporting Person and withheld by the Issuer in payment of the tax liability resulting from the vesting of restricted stock units. This surrender of shares in payment of the tax liability resulting from the vesting of restricted stock units was inadvertently omitted from the Reporting Person's September 15, 2017 Form 4. Each restricted stock unit represents a contingent right to receive one share of Pendrell Corporation Class A Common Stock. Converts into Class A Common Stock on a unit-for-share basis on the vesting date. On September 15, 2014, the Reporting Person was granted 250 restricted stock units. 62 restricted stock units vested on each of September 15, 2015, September 15, 2016, and September 15, 2017. If the Reporting Person remains engaged, 62 restricted stock units will vest on September 15, 2018. /s/ Timothy M. Dozois, Attorney-in-Fact 2017-12-29