0001085146-19-002075.txt : 20190805 0001085146-19-002075.hdr.sgml : 20190805 20190805125433 ACCESSION NUMBER: 0001085146-19-002075 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190805 DATE AS OF CHANGE: 20190805 EFFECTIVENESS DATE: 20190805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 3D ASSET MANAGEMENT, INC CENTRAL INDEX KEY: 0001359371 IRS NUMBER: 203725583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14052 FILM NUMBER: 19998101 BUSINESS ADDRESS: STREET 1: 100 CONSTITUTION PLAZA SUITE 700 CITY: HARTFORD STATE: CT ZIP: 06103 BUSINESS PHONE: 860-291-1998 MAIL ADDRESS: STREET 1: 100 CONSTITUTION PLAZA SUITE 700 CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: 3D ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20060413 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001359371 XXXXXXXX 06-30-2019 06-30-2019 false 3D ASSET MANAGEMENT, INC

100 CONSTITUTION PLAZA SUITE 700 HARTFORD CT 06103

13F HOLDINGS REPORT 028-14052 N John O'Connor 860-291-1998 /s/ John O'Connor Hartford CT 08-05-2019 0 61 410376 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 450 20237 SH SOLE 20237 0 0 DBX ETF TR XTRACK MUN INFRA 233051705 7865 283875 SH SOLE 283875 0 0 FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 249 7097 SH SOLE 7097 0 0 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 19972 386456 SH SOLE 386456 0 0 FLEXSHARES TR MSTAR EMKT FAC 33939L308 17546 338407 SH SOLE 338407 0 0 FLEXSHARES TR CUR HDG EM IDX 33939L712 258 9180 SH SOLE 9180 0 0 FLEXSHARES TR GLB QLT R/E IDX 33939L787 14842 233885 SH SOLE 233885 0 0 FLEXSHARES TR INTL QLTDV IDX 33939L837 21707 942974 SH SOLE 942974 0 0 FLEXSHARES TR QLT DIV DEF IDX 33939L845 30791 684697 SH SOLE 684697 0 0 GLOBAL X FDS GLB X MLP ENRG I 37950E226 14398 1112671 SH SOLE 1112671 0 0 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 350 16872 SH SOLE 16872 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 28850 1005936 SH SOLE 1005936 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 271 12806 SH SOLE 12806 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 983 46467 SH SOLE 46467 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 635 29995 SH SOLE 29995 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 423 19784 SH SOLE 19784 0 0 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 1100 19984 SH SOLE 19984 0 0 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 771 34018 SH SOLE 34018 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 592 3170 SH SOLE 3170 0 0 ISHARES INC EM MKT SM-CP ETF 464286475 17621 397134 SH SOLE 397134 0 0 ISHARES INC CORE MSCI EMKT 46434G103 508 9885 SH SOLE 9885 0 0 ISHARES TR CORE S&P500 ETF 464287200 922 3127 SH SOLE 3127 0 0 ISHARES TR COHEN STEER REIT 464287564 343 3044 SH SOLE 3044 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 518 4075 SH SOLE 4075 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 338 2805 SH SOLE 2805 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 382 1900 SH SOLE 1900 0 0 ISHARES TR S&P SML 600 GWT 464287887 498 2727 SH SOLE 2727 0 0 ISHARES TR NATIONAL MUN ETF 464288414 7349 64980 SH SOLE 64980 0 0 ISHARES TR INTRM TR CRP ETF 464288638 447 7853 SH SOLE 7853 0 0 ISHARES TR MIN VOL USA ETF 46429B697 1802 29188 SH SOLE 29188 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 230 2286 SH SOLE 2286 0 0 ISHARES TR USA MOMENTUM FCT 46432F396 2002 16877 SH SOLE 16877 0 0 ISHARES TR INTL MOMENTUM FT 46434V449 433 14563 SH SOLE 14563 0 0 ISHARES TR INTL VALUE FACTR 46435G409 34073 1478200 SH SOLE 1478200 0 0 JACOBS ENGR GROUP INC COM 469814107 378 4485 SH SOLE 4485 0 0 JOHN HANCOCK ETF TRUST MULTIFACTOR MI 47804J206 2260 61919 SH SOLE 61919 0 0 JP MORGAN EXCHANGE TRADED FD ULTRA SHT MUNCPL 46641Q654 7073 140273 SH SOLE 140273 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 372 14167 SH SOLE 14167 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 317 9867 SH SOLE 9867 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 697 15679 SH SOLE 15679 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 324 5760 SH SOLE 5760 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 607 16971 SH SOLE 16971 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 503 16793 SH SOLE 16793 0 0 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 1032 33538 SH SOLE 33538 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 224 2272 SH SOLE 2272 0 0 SPDR SERIES TRUST BLOMBERG BRC INV 78468R200 3207 104361 SH SOLE 104361 0 0 SPDR SERIES TRUST S&P KENSHO FUTRE 78468R671 385 10272 SH SOLE 10272 0 0 SPDR SERIES TRUST S&P KENSHO INTLG 78468R697 364 12039 SH SOLE 12039 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1077 7214 SH SOLE 7214 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 41879 377563 SH SOLE 377563 0 0 WISDOMTREE INVTS INC COM 97717P104 63 10166 SH SOLE 10166 0 0 WISDOMTREE TR EMERG CUR STR FD 97717W133 581 30880 SH SOLE 30880 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 683 14506 SH SOLE 14506 0 0 WISDOMTREE TR EMER MKT HIGH FD 97717W315 452 10126 SH SOLE 10126 0 0 WISDOMTREE TR US SMALLCAP FUND 97717W562 16873 470272 SH SOLE 470272 0 0 WISDOMTREE TR US MIDCAP FUND 97717W570 22124 553096 SH SOLE 553096 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 36017 553943 SH SOLE 553943 0 0 WISDOMTREE TR INTL MIDCAP DV 97717W778 281 4543 SH SOLE 4543 0 0 WISDOMTREE TR GLB US QTLY DIV 97717W844 560 9728 SH SOLE 9728 0 0 WISDOMTREE TR YIELD ENHANCD US 97717X511 42228 824117 SH SOLE 824117 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 296 4478 SH SOLE 4478 0 0