0001085146-19-001295.txt : 20190501 0001085146-19-001295.hdr.sgml : 20190501 20190501145341 ACCESSION NUMBER: 0001085146-19-001295 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190501 DATE AS OF CHANGE: 20190501 EFFECTIVENESS DATE: 20190501 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 3D ASSET MANAGEMENT, INC CENTRAL INDEX KEY: 0001359371 IRS NUMBER: 203725583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14052 FILM NUMBER: 19786872 BUSINESS ADDRESS: STREET 1: 100 CONSTITUTION PLAZA SUITE 700 CITY: HARTFORD STATE: CT ZIP: 06103 BUSINESS PHONE: 860-291-1998 MAIL ADDRESS: STREET 1: 100 CONSTITUTION PLAZA SUITE 700 CITY: HARTFORD STATE: CT ZIP: 06103 FORMER COMPANY: FORMER CONFORMED NAME: 3D ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20060413 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001359371 XXXXXXXX 03-31-2019 03-31-2019 false 3D ASSET MANAGEMENT, INC

100 CONSTITUTION PLAZA SUITE 700 HARTFORD CT 06103

13F HOLDINGS REPORT 028-14052 N John O'Connor 860-291-1998 /s/ John O'Connor Hartford CT 04-29-2019 0 60 424460 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 458 20207 SH SOLE 20207 0 0 DBX ETF TR XTRACK MUN INFRA 233051705 11960 439711 SH SOLE 439711 0 0 FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 252 7097 SH SOLE 7097 0 0 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 20448 398761 SH SOLE 398761 0 0 FLEXSHARES TR MSTAR EMKT FAC 33939L308 18349 345451 SH SOLE 345451 0 0 FLEXSHARES TR CUR HDG EM IDX 33939L712 265 9180 SH SOLE 9180 0 0 FLEXSHARES TR GLB QLT R/E IDX 33939L787 15770 246720 SH SOLE 246720 0 0 FLEXSHARES TR INTL QLTDV IDX 33939L837 22191 959808 SH SOLE 959808 0 0 FLEXSHARES TR QLT DIV DEF IDX 33939L845 32348 724488 SH SOLE 724488 0 0 GLOBAL X FDS GLB X MLP ENRG I 37950E226 15956 1209687 SH SOLE 1209687 0 0 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 337 16765 SH SOLE 16765 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 29895 1065781 SH SOLE 1065781 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 283 13439 SH SOLE 13439 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 948 46097 SH SOLE 46097 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 619 29770 SH SOLE 29770 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 415 19645 SH SOLE 19645 0 0 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 1114 21164 SH SOLE 21164 0 0 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 773 34155 SH SOLE 34155 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 568 3164 SH SOLE 3164 0 0 ISHARES INC EM MKT SM-CP ETF 464286475 18411 409125 SH SOLE 409125 0 0 ISHARES INC CORE MSCI EMKT 46434G103 532 10279 SH SOLE 10279 0 0 ISHARES TR CORE S&P500 ETF 464287200 1064 3738 SH SOLE 3738 0 0 ISHARES TR COHEN STEER REIT 464287564 343 3081 SH SOLE 3081 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 504 4083 SH SOLE 4083 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 336 2804 SH SOLE 2804 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 375 1906 SH SOLE 1906 0 0 ISHARES TR S&P SML 600 GWT 464287887 474 2653 SH SOLE 2653 0 0 ISHARES TR NATIONAL MUN ETF 464288414 11194 100674 SH SOLE 100674 0 0 ISHARES TR INTRM TR CRP ETF 464288638 446 8096 SH SOLE 8096 0 0 ISHARES TR MIN VOL USA ETF 46429B697 1860 31634 SH SOLE 31634 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 226 2270 SH SOLE 2270 0 0 ISHARES TR USA MOMENTUM FCT 46432F396 2016 17970 SH SOLE 17970 0 0 ISHARES TR INTL MOMENTUM FT 46434V449 406 14219 SH SOLE 14219 0 0 ISHARES TR INTL VALUE FACTR 46435G409 36058 1518120 SH SOLE 1518120 0 0 JACOBS ENGR GROUP INC COM 469814107 337 4485 SH SOLE 4485 0 0 JOHN HANCOCK ETF TRUST MULTIFACTOR MI 47804J206 2151 61214 SH SOLE 61214 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 391 15017 SH SOLE 15017 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 323 10323 SH SOLE 10323 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 744 16738 SH SOLE 16738 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 316 5738 SH SOLE 5738 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 596 16669 SH SOLE 16669 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 481 15875 SH SOLE 15875 0 0 SPDR SER TR BLOMBERG BRC INV 78468R200 3299 107471 SH SOLE 107471 0 0 SPDR SER TR KENSHO FUTURE 78468R671 364 10370 SH SOLE 10370 0 0 SPDR SER TR KENSHO INTELGN 78468R697 333 11922 SH SOLE 11922 0 0 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 1034 33835 SH SOLE 33835 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 231 2337 SH SOLE 2337 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 1074 7523 SH SOLE 7523 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 42533 395182 SH SOLE 395182 0 0 WISDOMTREE INVTS INC COM 97717P104 71 10118 SH SOLE 10118 0 0 WISDOMTREE TR EMERG CUR STR FD 97717W133 568 30966 SH SOLE 30966 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 716 15188 SH SOLE 15188 0 0 WISDOMTREE TR EMER MKT HIGH FD 97717W315 444 10133 SH SOLE 10133 0 0 WISDOMTREE TR US SMALLCAP FUND 97717W562 17361 480793 SH SOLE 480793 0 0 WISDOMTREE TR US MIDCAP FUND 97717W570 22259 565808 SH SOLE 565808 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 38245 581148 SH SOLE 581148 0 0 WISDOMTREE TR INTL MIDCAP DV 97717W778 281 4530 SH SOLE 4530 0 0 WISDOMTREE TR GLB US QTLY DIV 97717W844 571 10228 SH SOLE 10228 0 0 WISDOMTREE TR YIELD ENHANCD US 97717X511 42239 847660 SH SOLE 847660 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 304 4751 SH SOLE 4751 0 0