SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Village Ventures Capital Management, LLC

(Last) (First) (Middle)
C/O VILLAGE VENTURES
ONE BANK STREET, 2ND FLOOR

(Street)
WILLIAMSTOWN MA 01267

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/16/2014
3. Issuer Name and Ticker or Trading Symbol
On Deck Capital Inc [ ONDK ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Series A Preferred Stock (1) (1) Common Stock 1,756,754 (1) I See footnotes(2)(7)
Series A Preferred Stock (1) (1) Common Stock 300,860 (1) I See footnotes(3)(7)
Series B Preferred Stock (4) (4) Common Stock 2,121,414 (4) I See footnotes(2)(7)
Series B Preferred Stock (4) (4) Common Stock 363,310 (4) I See footnotes(3)(7)
Series C Preferred Stock (5) (5) Common Stock 1,288,044 (5) I See footnotes(2)(7)
Series C Preferred Stock (5) (5) Common Stock 70,846 (5) I See footnotes(6)(7)
Series C Preferred Stock (5) (5) Common Stock 172,910 (5) I See footnotes(3)(7)
1. Name and Address of Reporting Person*
Village Ventures Capital Management, LLC

(Last) (First) (Middle)
C/O VILLAGE VENTURES
ONE BANK STREET, 2ND FLOOR

(Street)
WILLIAMSTOWN MA 01267

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Village Ventures, Inc.

(Last) (First) (Middle)
C/O VILLAGE VENTURES
ONE BANK STREET, 2ND FLOOR

(Street)
WILLIAMSTOWN MA 01267

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Village Ventures Capital Partners II, LLC

(Last) (First) (Middle)
C/O VILLAGE VENTURES
ONE BANK STREET, 2ND FLOOR

(Street)
WILLIAMSTOWN MA 01267

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
VILLAGE VENTURES FUND II, L.P.

(Last) (First) (Middle)
C/O VILLAGE VENTURES
ONE BANK STREET, 2ND FLOOR

(Street)
WILLIAMSTOWN MA 01267

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Village Ventures Fund II-A, L.P.

(Last) (First) (Middle)
C/O VILLAGE VENTURES
ONE BANK STREET, 2ND FLOOR

(Street)
WILLIAMSTOWN MA 01267

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
VILLAGE VENTURES FUND II-B, L.P.

(Last) (First) (Middle)
C/O VILLAGE VENTURES
ONE BANK STREET, 2ND FLOOR

(Street)
WILLIAMSTOWN MA 01267

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Harris Matthew C

(Last) (First) (Middle)
C/O VILLAGE VENTURES
ONE BANK STREET, 2ND FLOOR

(Street)
WILLIAMSTOWN MA 01267

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Peabody William S Jr

(Last) (First) (Middle)
C/O VILLAGE VENTURES
ONE BANK STREET, 2ND FLOOR

(Street)
WILLIAMSTOWN MA 01267

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. The Series A Preferred Stock shall automatically convert into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date.
2. The reported shares are held of record by Village Ventures Fund II, L.P. ("VVF II").
3. The reported shares are held of record by Village Ventures Fund II-B, L.P. ("VVF II-B").
4. The Series B Preferred Stock shall automatically convert into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date.
5. The Series C Preferred Stock shall automatically convert into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date.
6. The reported shares are held of record by Village Ventures Fund II-A, L.P. ("VVF II-A").
7. Village Ventures Capital Partners II, LLC ("VVCP") is the general partner of VVF II, VVF II-A and VVF II-B. Village Ventures Capital Management, LLC ("VVCM") is the manager of VVCP. Matthew C. Harris and William Bo S. Peabody, as the Class A members of VVCM, share voting and dispositive power with respect to the shares held by VVF II, VVF II-A and VVF II-B. Village Ventures, Inc., a corporation controlled by Messrs. Harris and Peabody, is the advisor to VVCM. Messrs. Harris and Peabody disclaim beneficial ownership of the securities reported herein, except to the extent of his individual pecuniary interest therein.
Remarks:
/s/ Matthew C. Harris, Class A member of Village Ventures Capital Management, LLC 12/16/2014
/s/ Matthew C. Harris, Director of Village Ventures, Inc. 12/16/2014
/s/ Matthew C. Harris, Class A member of Village Ventures Capital Management, LLC, the Manager of Village Ventures Capital Partners II, LLC 12/16/2014
/s/ Matthew C. Harris, Class A member of Village Ventures Capital Management, LLC, the Manager of Village Ventures Capital Partners II, LLC, the General Partner of Village Ventures Fund II, L.P. 12/16/2014
/s/ Matthew C. Harris, Class A member of Village Ventures Capital Management, LLC, the Manager of Village Ventures Capital Partners II, LLC, the General Partner of Village Ventures Fund II-A, L.P. 12/16/2014
/s/ Matthew C. Harris, Class A member of Village Ventures Capital Management, LLC, the Manager of Village Ventures Capital Partners II, LLC, the General Partner of Village Ventures Fund II-B, L.P. 12/16/2014
/s/ Matthew C. Harris 12/16/2014
/s/ William Bo S. Peabody 12/16/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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