0001209191-14-076026.txt : 20141216 0001209191-14-076026.hdr.sgml : 20141216 20141216193013 ACCESSION NUMBER: 0001209191-14-076026 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141216 FILED AS OF DATE: 20141216 DATE AS OF CHANGE: 20141216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: On Deck Capital Inc CENTRAL INDEX KEY: 0001420811 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 421709682 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 BROADWAY STREET 2: 25TH FLOOR CITY: New York STATE: ny ZIP: 10018 BUSINESS PHONE: 888-269-4246 MAIL ADDRESS: STREET 1: 1400 BROADWAY STREET 2: 25TH FLOOR CITY: New York STATE: ny ZIP: 10018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peabody William S Jr CENTRAL INDEX KEY: 0001627653 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 141290898 MAIL ADDRESS: STREET 1: 1 BANK STREET STREET 2: 2ND FLOOR CITY: WILLIAMSTOWN STATE: MA ZIP: 01267 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VILLAGE VENTURES FUND II-B, L.P. CENTRAL INDEX KEY: 0001359250 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 141290900 BUSINESS ADDRESS: STREET 1: 1 BANK STREET STREET 2: 2ND FLOOR CITY: WILLIAMSTOWN STATE: MA ZIP: 02167 BUSINESS PHONE: 413-458-1113 MAIL ADDRESS: STREET 1: 1 BANK STREET STREET 2: 2ND FLOOR CITY: WILLIAMSTOWN STATE: MA ZIP: 02167 FORMER NAME: FORMER CONFORMED NAME: VILLAGE VENTURES FUND II-B L P DATE OF NAME CHANGE: 20060413 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Village Ventures Fund II-A, L.P. CENTRAL INDEX KEY: 0001627406 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 141290901 BUSINESS ADDRESS: STREET 1: 1 BANK STREET STREET 2: 2ND FLOOR CITY: WILLIAMSTOWN STATE: MA ZIP: 01267 BUSINESS PHONE: 413-458-1177 MAIL ADDRESS: STREET 1: 1 BANK STREET STREET 2: 2ND FLOOR CITY: WILLIAMSTOWN STATE: MA ZIP: 01267 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VILLAGE VENTURES FUND II, L.P. CENTRAL INDEX KEY: 0001359460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 141290902 BUSINESS ADDRESS: STREET 1: 1 BANK STREET STREET 2: 2ND FLOOR CITY: WILLIAMSTOWN STATE: MA ZIP: 01267 BUSINESS PHONE: 413-458-1113 MAIL ADDRESS: STREET 1: 1 BANK STREET STREET 2: 2ND FLOOR CITY: WILLIAMSTOWN STATE: MA ZIP: 01267 FORMER NAME: FORMER CONFORMED NAME: VILLAGE VENTURES FUND II L P DATE OF NAME CHANGE: 20060413 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Village Ventures Capital Partners II, LLC CENTRAL INDEX KEY: 0001627702 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 141290903 BUSINESS ADDRESS: STREET 1: 1 BANK STREET STREET 2: 2ND FLOOR CITY: WILLIAMSTOWN STATE: MA ZIP: 01267 BUSINESS PHONE: 4134581113 MAIL ADDRESS: STREET 1: 1 BANK STREET STREET 2: 2ND FLOOR CITY: WILLIAMSTOWN STATE: MA ZIP: 01267 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Village Ventures Capital Management, LLC CENTRAL INDEX KEY: 0001627701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 141290905 BUSINESS ADDRESS: STREET 1: 1 BANK STREET STREET 2: 2ND FLOOR CITY: WILLIAMSTOWN STATE: MA ZIP: 01267 BUSINESS PHONE: 413-458-1113 MAIL ADDRESS: STREET 1: 1 BANK STREET STREET 2: 2ND FLOOR CITY: WILLIAMSTOWN STATE: MA ZIP: 01267 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harris Matthew C CENTRAL INDEX KEY: 0001627602 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 141290899 MAIL ADDRESS: STREET 1: 1 BANK STREET STREET 2: 2ND FLOOR CITY: WILLIAMSTOWN STATE: MA ZIP: 01267 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Village Ventures, Inc. CENTRAL INDEX KEY: 0001627719 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 141290904 BUSINESS ADDRESS: STREET 1: 1 BANK STREET STREET 2: 2ND FLOOR CITY: WILLIAMSTOWN STATE: MA ZIP: 01267 BUSINESS PHONE: 4134581113 MAIL ADDRESS: STREET 1: 1 BANK STREET STREET 2: 2ND FLOOR CITY: WILLIAMSTOWN STATE: MA ZIP: 01267 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2014-12-16 0 0001420811 On Deck Capital Inc ONDK 0001627701 Village Ventures Capital Management, LLC C/O VILLAGE VENTURES ONE BANK STREET, 2ND FLOOR WILLIAMSTOWN MA 01267 0 0 1 0 0001627719 Village Ventures, Inc. C/O VILLAGE VENTURES ONE BANK STREET, 2ND FLOOR WILLIAMSTOWN MA 01267 0 0 1 0 0001627702 Village Ventures Capital Partners II, LLC C/O VILLAGE VENTURES ONE BANK STREET, 2ND FLOOR WILLIAMSTOWN MA 01267 0 0 1 0 0001359460 VILLAGE VENTURES FUND II, L.P. C/O VILLAGE VENTURES ONE BANK STREET, 2ND FLOOR WILLIAMSTOWN MA 01267 0 0 1 0 0001627406 Village Ventures Fund II-A, L.P. C/O VILLAGE VENTURES ONE BANK STREET, 2ND FLOOR WILLIAMSTOWN MA 01267 0 0 1 0 0001359250 VILLAGE VENTURES FUND II-B, L.P. C/O VILLAGE VENTURES ONE BANK STREET, 2ND FLOOR WILLIAMSTOWN MA 01267 0 0 1 0 0001627602 Harris Matthew C C/O VILLAGE VENTURES ONE BANK STREET, 2ND FLOOR WILLIAMSTOWN MA 01267 0 0 1 0 0001627653 Peabody William S Jr C/O VILLAGE VENTURES ONE BANK STREET, 2ND FLOOR WILLIAMSTOWN MA 01267 0 0 1 0 Series A Preferred Stock Common Stock 1756754 I See footnotes Series A Preferred Stock Common Stock 300860 I See footnotes Series B Preferred Stock Common Stock 2121414 I See footnotes Series B Preferred Stock Common Stock 363310 I See footnotes Series C Preferred Stock Common Stock 1288044 I See footnotes Series C Preferred Stock Common Stock 70846 I See footnotes Series C Preferred Stock Common Stock 172910 I See footnotes The Series A Preferred Stock shall automatically convert into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date. The reported shares are held of record by Village Ventures Fund II, L.P. ("VVF II"). The reported shares are held of record by Village Ventures Fund II-B, L.P. ("VVF II-B"). The Series B Preferred Stock shall automatically convert into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date. The Series C Preferred Stock shall automatically convert into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date. The reported shares are held of record by Village Ventures Fund II-A, L.P. ("VVF II-A"). Village Ventures Capital Partners II, LLC ("VVCP") is the general partner of VVF II, VVF II-A and VVF II-B. Village Ventures Capital Management, LLC ("VVCM") is the manager of VVCP. Matthew C. Harris and William Bo S. Peabody, as the Class A members of VVCM, share voting and dispositive power with respect to the shares held by VVF II, VVF II-A and VVF II-B. Village Ventures, Inc., a corporation controlled by Messrs. Harris and Peabody, is the advisor to VVCM. Messrs. Harris and Peabody disclaim beneficial ownership of the securities reported herein, except to the extent of his individual pecuniary interest therein. /s/ Matthew C. Harris, Class A member of Village Ventures Capital Management, LLC 2014-12-16 /s/ Matthew C. Harris, Director of Village Ventures, Inc. 2014-12-16 /s/ Matthew C. Harris, Class A member of Village Ventures Capital Management, LLC, the Manager of Village Ventures Capital Partners II, LLC 2014-12-16 /s/ Matthew C. Harris, Class A member of Village Ventures Capital Management, LLC, the Manager of Village Ventures Capital Partners II, LLC, the General Partner of Village Ventures Fund II, L.P. 2014-12-16 /s/ Matthew C. Harris, Class A member of Village Ventures Capital Management, LLC, the Manager of Village Ventures Capital Partners II, LLC, the General Partner of Village Ventures Fund II-A, L.P. 2014-12-16 /s/ Matthew C. Harris, Class A member of Village Ventures Capital Management, LLC, the Manager of Village Ventures Capital Partners II, LLC, the General Partner of Village Ventures Fund II-B, L.P. 2014-12-16 /s/ Matthew C. Harris 2014-12-16 /s/ William Bo S. Peabody 2014-12-16