0001209191-14-076026.txt : 20141216
0001209191-14-076026.hdr.sgml : 20141216
20141216193013
ACCESSION NUMBER: 0001209191-14-076026
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141216
FILED AS OF DATE: 20141216
DATE AS OF CHANGE: 20141216
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: On Deck Capital Inc
CENTRAL INDEX KEY: 0001420811
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 421709682
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1400 BROADWAY
STREET 2: 25TH FLOOR
CITY: New York
STATE: ny
ZIP: 10018
BUSINESS PHONE: 888-269-4246
MAIL ADDRESS:
STREET 1: 1400 BROADWAY
STREET 2: 25TH FLOOR
CITY: New York
STATE: ny
ZIP: 10018
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Peabody William S Jr
CENTRAL INDEX KEY: 0001627653
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36779
FILM NUMBER: 141290898
MAIL ADDRESS:
STREET 1: 1 BANK STREET
STREET 2: 2ND FLOOR
CITY: WILLIAMSTOWN
STATE: MA
ZIP: 01267
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VILLAGE VENTURES FUND II-B, L.P.
CENTRAL INDEX KEY: 0001359250
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36779
FILM NUMBER: 141290900
BUSINESS ADDRESS:
STREET 1: 1 BANK STREET
STREET 2: 2ND FLOOR
CITY: WILLIAMSTOWN
STATE: MA
ZIP: 02167
BUSINESS PHONE: 413-458-1113
MAIL ADDRESS:
STREET 1: 1 BANK STREET
STREET 2: 2ND FLOOR
CITY: WILLIAMSTOWN
STATE: MA
ZIP: 02167
FORMER NAME:
FORMER CONFORMED NAME: VILLAGE VENTURES FUND II-B L P
DATE OF NAME CHANGE: 20060413
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Village Ventures Fund II-A, L.P.
CENTRAL INDEX KEY: 0001627406
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36779
FILM NUMBER: 141290901
BUSINESS ADDRESS:
STREET 1: 1 BANK STREET
STREET 2: 2ND FLOOR
CITY: WILLIAMSTOWN
STATE: MA
ZIP: 01267
BUSINESS PHONE: 413-458-1177
MAIL ADDRESS:
STREET 1: 1 BANK STREET
STREET 2: 2ND FLOOR
CITY: WILLIAMSTOWN
STATE: MA
ZIP: 01267
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VILLAGE VENTURES FUND II, L.P.
CENTRAL INDEX KEY: 0001359460
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36779
FILM NUMBER: 141290902
BUSINESS ADDRESS:
STREET 1: 1 BANK STREET
STREET 2: 2ND FLOOR
CITY: WILLIAMSTOWN
STATE: MA
ZIP: 01267
BUSINESS PHONE: 413-458-1113
MAIL ADDRESS:
STREET 1: 1 BANK STREET
STREET 2: 2ND FLOOR
CITY: WILLIAMSTOWN
STATE: MA
ZIP: 01267
FORMER NAME:
FORMER CONFORMED NAME: VILLAGE VENTURES FUND II L P
DATE OF NAME CHANGE: 20060413
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Village Ventures Capital Partners II, LLC
CENTRAL INDEX KEY: 0001627702
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36779
FILM NUMBER: 141290903
BUSINESS ADDRESS:
STREET 1: 1 BANK STREET
STREET 2: 2ND FLOOR
CITY: WILLIAMSTOWN
STATE: MA
ZIP: 01267
BUSINESS PHONE: 4134581113
MAIL ADDRESS:
STREET 1: 1 BANK STREET
STREET 2: 2ND FLOOR
CITY: WILLIAMSTOWN
STATE: MA
ZIP: 01267
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Village Ventures Capital Management, LLC
CENTRAL INDEX KEY: 0001627701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36779
FILM NUMBER: 141290905
BUSINESS ADDRESS:
STREET 1: 1 BANK STREET
STREET 2: 2ND FLOOR
CITY: WILLIAMSTOWN
STATE: MA
ZIP: 01267
BUSINESS PHONE: 413-458-1113
MAIL ADDRESS:
STREET 1: 1 BANK STREET
STREET 2: 2ND FLOOR
CITY: WILLIAMSTOWN
STATE: MA
ZIP: 01267
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Harris Matthew C
CENTRAL INDEX KEY: 0001627602
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36779
FILM NUMBER: 141290899
MAIL ADDRESS:
STREET 1: 1 BANK STREET
STREET 2: 2ND FLOOR
CITY: WILLIAMSTOWN
STATE: MA
ZIP: 01267
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Village Ventures, Inc.
CENTRAL INDEX KEY: 0001627719
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36779
FILM NUMBER: 141290904
BUSINESS ADDRESS:
STREET 1: 1 BANK STREET
STREET 2: 2ND FLOOR
CITY: WILLIAMSTOWN
STATE: MA
ZIP: 01267
BUSINESS PHONE: 4134581113
MAIL ADDRESS:
STREET 1: 1 BANK STREET
STREET 2: 2ND FLOOR
CITY: WILLIAMSTOWN
STATE: MA
ZIP: 01267
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2014-12-16
0
0001420811
On Deck Capital Inc
ONDK
0001627701
Village Ventures Capital Management, LLC
C/O VILLAGE VENTURES
ONE BANK STREET, 2ND FLOOR
WILLIAMSTOWN
MA
01267
0
0
1
0
0001627719
Village Ventures, Inc.
C/O VILLAGE VENTURES
ONE BANK STREET, 2ND FLOOR
WILLIAMSTOWN
MA
01267
0
0
1
0
0001627702
Village Ventures Capital Partners II, LLC
C/O VILLAGE VENTURES
ONE BANK STREET, 2ND FLOOR
WILLIAMSTOWN
MA
01267
0
0
1
0
0001359460
VILLAGE VENTURES FUND II, L.P.
C/O VILLAGE VENTURES
ONE BANK STREET, 2ND FLOOR
WILLIAMSTOWN
MA
01267
0
0
1
0
0001627406
Village Ventures Fund II-A, L.P.
C/O VILLAGE VENTURES
ONE BANK STREET, 2ND FLOOR
WILLIAMSTOWN
MA
01267
0
0
1
0
0001359250
VILLAGE VENTURES FUND II-B, L.P.
C/O VILLAGE VENTURES
ONE BANK STREET, 2ND FLOOR
WILLIAMSTOWN
MA
01267
0
0
1
0
0001627602
Harris Matthew C
C/O VILLAGE VENTURES
ONE BANK STREET, 2ND FLOOR
WILLIAMSTOWN
MA
01267
0
0
1
0
0001627653
Peabody William S Jr
C/O VILLAGE VENTURES
ONE BANK STREET, 2ND FLOOR
WILLIAMSTOWN
MA
01267
0
0
1
0
Series A Preferred Stock
Common Stock
1756754
I
See footnotes
Series A Preferred Stock
Common Stock
300860
I
See footnotes
Series B Preferred Stock
Common Stock
2121414
I
See footnotes
Series B Preferred Stock
Common Stock
363310
I
See footnotes
Series C Preferred Stock
Common Stock
1288044
I
See footnotes
Series C Preferred Stock
Common Stock
70846
I
See footnotes
Series C Preferred Stock
Common Stock
172910
I
See footnotes
The Series A Preferred Stock shall automatically convert into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date.
The reported shares are held of record by Village Ventures Fund II, L.P. ("VVF II").
The reported shares are held of record by Village Ventures Fund II-B, L.P. ("VVF II-B").
The Series B Preferred Stock shall automatically convert into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date.
The Series C Preferred Stock shall automatically convert into Common Stock on a one for one basis immediately prior to the completion of the Issuer's initial public offering of common stock and has no expiration date.
The reported shares are held of record by Village Ventures Fund II-A, L.P. ("VVF II-A").
Village Ventures Capital Partners II, LLC ("VVCP") is the general partner of VVF II, VVF II-A and VVF II-B. Village Ventures Capital Management, LLC ("VVCM") is the manager of VVCP. Matthew C. Harris and William Bo S. Peabody, as the Class A members of VVCM, share voting and dispositive power with respect to the shares held by VVF II, VVF II-A and VVF II-B. Village Ventures, Inc., a corporation controlled by Messrs. Harris and Peabody, is the advisor to VVCM. Messrs. Harris and Peabody disclaim beneficial ownership of the securities reported herein, except to the extent of his individual pecuniary interest therein.
/s/ Matthew C. Harris, Class A member of Village Ventures Capital Management, LLC
2014-12-16
/s/ Matthew C. Harris, Director of Village Ventures, Inc.
2014-12-16
/s/ Matthew C. Harris, Class A member of Village Ventures Capital Management, LLC, the Manager of Village Ventures Capital Partners II, LLC
2014-12-16
/s/ Matthew C. Harris, Class A member of Village Ventures Capital Management, LLC, the Manager of Village Ventures Capital Partners II, LLC, the General Partner of Village Ventures Fund II, L.P.
2014-12-16
/s/ Matthew C. Harris, Class A member of Village Ventures Capital Management, LLC, the Manager of Village Ventures Capital Partners II, LLC, the General Partner of Village Ventures Fund II-A, L.P.
2014-12-16
/s/ Matthew C. Harris, Class A member of Village Ventures Capital Management, LLC, the Manager of Village Ventures Capital Partners II, LLC, the General Partner of Village Ventures Fund II-B, L.P.
2014-12-16
/s/ Matthew C. Harris
2014-12-16
/s/ William Bo S. Peabody
2014-12-16