0001972362-23-000621.txt : 20230810 0001972362-23-000621.hdr.sgml : 20230810 20230810174612 ACCESSION NUMBER: 0001972362-23-000621 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230810 DATE AS OF CHANGE: 20230810 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Moelis & Co CENTRAL INDEX KEY: 0001596967 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 464500216 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-36418 FILM NUMBER: 231160894 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 883-3800 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Shropshire Kenneth CENTRAL INDEX KEY: 0001358892 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O MOELIS & COMPANY STREET 2: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10011 144 1 primary_doc.xml 144 0001358892 XXXXXXXX LIVE 0001596967 Moelis & Co 001-36418 399 PARK AVENUE 4TH FLOOR NEW YORK NY 10022 (212) 883-3800 Shropshire Kenneth Director COMMON ETRADE FINANCIAL CORPORATION

3 EDISON DRIVE ALPHARETTA GA 30005

1417 68145.09 66600000 08/10/2023 NYSE COMMON 07/01/2019 RESTRICTED STOCK ISSUER N 1417 07/01/2019 COMPENSATION Y 08/10/2023 /s/ Kenneth L Shropshire