0001209191-23-045738.txt : 20230814 0001209191-23-045738.hdr.sgml : 20230814 20230814195013 ACCESSION NUMBER: 0001209191-23-045738 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230810 FILED AS OF DATE: 20230814 DATE AS OF CHANGE: 20230814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shropshire Kenneth CENTRAL INDEX KEY: 0001358892 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36418 FILM NUMBER: 231172858 MAIL ADDRESS: STREET 1: C/O MOELIS & COMPANY STREET 2: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Moelis & Co CENTRAL INDEX KEY: 0001596967 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 464500216 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 883-3800 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-08-10 0 0001596967 Moelis & Co MC 0001358892 Shropshire Kenneth C/O MOELIS & COMPANY 399 PARK AVENUE, 5TH FLOOR NEW YORK NY 10022 1 0 0 0 0 Class A Common Stock 2023-08-10 4 S 0 1417 48.09 D 7157 D Mr. Shropshire's ownership of 7,157 shares of Class A common stock is in addition to 5,044 units of unvested or restricted equity granted to Mr. Shropshire as compensation for his role as an Independent Director. /s/ Osamu Watanabe as attorney-in-fact for Kenneth Shropshire 2023-08-14