0001209191-23-041599.txt : 20230706
0001209191-23-041599.hdr.sgml : 20230706
20230706171114
ACCESSION NUMBER: 0001209191-23-041599
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230703
FILED AS OF DATE: 20230706
DATE AS OF CHANGE: 20230706
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shropshire Kenneth
CENTRAL INDEX KEY: 0001358892
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36418
FILM NUMBER: 231074381
MAIL ADDRESS:
STREET 1: C/O MOELIS & COMPANY
STREET 2: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10011
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Moelis & Co
CENTRAL INDEX KEY: 0001596967
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 464500216
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 883-3800
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-07-03
0
0001596967
Moelis & Co
MC
0001358892
Shropshire Kenneth
C/O MOELIS & COMPANY
399 PARK AVENUE, 5TH FLOOR
NEW YORK
NY
10022
1
0
0
0
0
2023 Annual Restricted Stock Units
2023-07-03
4
A
0
2446
A
2446
D
2023 Elective Restricted Stock Units
2023-07-03
4
A
0
289
A
289
D
Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.
The 2023 Annual Restricted Stock Units vested on July 3, 2023 and settlement is within 60 days following July 1, 2025.
Restricted Stock Units granted to Non-Employee Director based on $44.96 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 30, 2023.
The 2023 Elective Restricted Stock Units vest in equal fourths at the beginning of each quarter, ending on July 1, 2024 and settlement is within 60 days following the applicable vesting date.
/s/ Osamu Watanabe as attorney-in-fact for Kenneth
Shropshire
2023-07-06