0001104659-12-086812.txt : 20121228 0001104659-12-086812.hdr.sgml : 20121228 20121228183137 ACCESSION NUMBER: 0001104659-12-086812 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121226 FILED AS OF DATE: 20121228 DATE AS OF CHANGE: 20121228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown Dale A CENTRAL INDEX KEY: 0001385049 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33249 FILM NUMBER: 121292054 MAIL ADDRESS: STREET 1: C/O LEGACY RESERVES GP, LLC STREET 2: 303 W. WALL STREET, SUITE 1600 CITY: MIDLAND STATE: TX ZIP: 79701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEGACY RESERVES LP CENTRAL INDEX KEY: 0001358831 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1227 BUSINESS ADDRESS: STREET 1: 303 W WALL STREET 2: SUITE 1400 CITY: MIDLAND STATE: TX ZIP: 79701 BUSINESS PHONE: 432-689-5200 MAIL ADDRESS: STREET 1: 303 W WALL STREET 2: SUITE 1400 CITY: MIDLAND STATE: TX ZIP: 79701 FORMER COMPANY: FORMER CONFORMED NAME: LEGACY RESERVES L P DATE OF NAME CHANGE: 20060410 4 1 a4.xml 4 X0306 4 2012-12-26 0 0001358831 LEGACY RESERVES LP LGCY 0001385049 Brown Dale A 303 W. WALL, SUITE 1400 MIDLAND TX 79701 1 0 1 0 Units representing limited partner interests 2012-12-26 4 J 0 1600000 0.00 D 3367361 I See Footnote Units representing limited partner interests 2012-12-26 4 J 0 800000 0.00 A 1194591 D Units representing limited partner interests 2012-12-26 4 J 0 800000 0.00 D 394591 D Units representing limited partner interests 2012-12-26 4 J 0 800000 0.00 A 4167361 I See Footnote Units representing limited partner interests 2012-12-26 4 S 0 800000 D 4167361 I See Footnote Reflects the pro rata distribution, not for value, of 800,000 units representing limited partner interests in Legacy Reserves, LP ("Legacy") to each of Mr. Dale A. Brown (the reporting person, or "Mr. D. Brown") and Mr. Cary D. Brown ("Mr. C. Brown") as the two limited partners of Moriah Properties, Ltd. ("Moriah Properties") and as the two shareholders of Moriah Resources, Inc. ("Moriah Resources"), the general partner of Moriah Properties, or an aggregate distribution of 1,600,000 units. Moriah Properties and Moriah Resources are both controlled by Mr. D. Brown and Mr. C. Brown. As a result of the pro rata distribution, Mr. D. Brown's beneficial ownership in 800,000 units changed from indirect to direct. In prior reports, the reporting person reported indirect beneficial ownership of these units. Includes 2,791,408 units held by Moriah Properties, 33,672 units held by Moriah Resources, and 542,281 units held by DAB Resources, Ltd. ("DAB Resources"). DAB Resources is an entity partially owned by Mr. D. Brown. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and the inclusion of these units in this report shall not be deemed an admission of beneficial ownership of all of the reported units for purposes of Section 16 or for any other purpose. Reflects the contribution of units representing limited partner interests in Legacy to DAB Family Properties, Ltd. ("DAB Family Properties") in exchange for limited partner interests in DAB Family Properties. This transaction changed Mr. D. Brown's beneficial ownership in 800,000 units from direct to indirect. DAB 1999 Corp. (the "Corporation") is the sole general partner of DAB Family Properties, and Mr. D. Brown and his wife, Rita F. Brown ("Mrs. Brown"), are the sole shareholders of the Corporation. Includes 2,791,408 units held by Moriah Properties, 33,672 units held by Moriah Resources, 542,281 units held by DAB Resources, and 800,000 units held by DAB Family Properties. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and the inclusion of these units in this report shall not be deemed an admission of beneficial ownership of all of the reported units for purposes of Section 16 or for any other purpose. On 12/26/12, Mr. D. Brown and Mrs. Brown (i) gifted a portion of the limited partnership interest in DAB Family Properties to the Brown Heirs 2012 Trust (the "Trust"), of which Mr. D. Brown is not a trustee or beneficiary, and (ii) sold the remaining 56.46% limited partnership interest in DAB Family Properties to the Trust for an aggregate purchase price of $10,000.000.00. Director of Legacy Reserves GP, LLC, the general partner of Legacy Reserves LP /S/ Dale A. Brown 2012-12-27