0001209191-19-051083.txt : 20190930
0001209191-19-051083.hdr.sgml : 20190930
20190930151824
ACCESSION NUMBER: 0001209191-19-051083
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190927
FILED AS OF DATE: 20190930
DATE AS OF CHANGE: 20190930
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Huff James Warren
CENTRAL INDEX KEY: 0001662411
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37785
FILM NUMBER: 191125832
MAIL ADDRESS:
STREET 1: C/O REATA PHARMACEUTICALS, INC.
STREET 2: 2801 GATEWAY DR. SUITE 150
CITY: IRVING
STATE: TX
ZIP: 75063
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: REATA PHARMACEUTICALS INC
CENTRAL INDEX KEY: 0001358762
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 113651945
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2801 GATEWAY DRIVE SUITE 150
CITY: IRVING
STATE: TX
ZIP: 75063
BUSINESS PHONE: 972-865-2206
MAIL ADDRESS:
STREET 1: 2801 GATEWAY DRIVE SUITE 150
CITY: IRVING
STATE: TX
ZIP: 75063
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-09-27
0
0001358762
REATA PHARMACEUTICALS INC
RETA
0001662411
Huff James Warren
2801 GATEWAY DRIVE
SUITE 150
IRVING
TX
75063
1
1
0
0
Chief Executive Officer
Class A common stock
2019-09-23
5
G
0
E
12500
0.00
D
164157
D
Class A common stock
2019-09-23
5
G
0
E
12500
0.00
A
12500
I
By spouse
Class A common stock
2019-09-23
5
G
0
E
7000
0.00
D
157157
D
Class A common stock
2019-09-27
4
S
0
63000
86.605
D
94157
D
Class A common stock
3166
I
By Huff 2010 Descendants' Trust
This transaction, undertaken as part of the reporting person's estate planning, involved the partition of community property so that 12,500 shares of Class A common stock became separate property of the reporting person's spouse. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose. Although this transaction is reported as a gift, the reporting person also claims the exception provided by Rule 16a-13.
This transaction, undertaken as part of the reporting person's estate planning, represents the donative transfer of shares of Class A common stock to trusts for the benefit of immediate family members, which trusts have an independent trustee.
This transaction, undertaken as part of the reporting person's estate planning, represents the private transfer of shares of Class A common stock to trusts for the benefit of immediate family members, which trusts have an independent trustee.
/s/ Michael D. Wortley, attorney-in-fact
2019-09-30