0001209191-19-051083.txt : 20190930 0001209191-19-051083.hdr.sgml : 20190930 20190930151824 ACCESSION NUMBER: 0001209191-19-051083 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190927 FILED AS OF DATE: 20190930 DATE AS OF CHANGE: 20190930 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Huff James Warren CENTRAL INDEX KEY: 0001662411 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37785 FILM NUMBER: 191125832 MAIL ADDRESS: STREET 1: C/O REATA PHARMACEUTICALS, INC. STREET 2: 2801 GATEWAY DR. SUITE 150 CITY: IRVING STATE: TX ZIP: 75063 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REATA PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001358762 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 113651945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2801 GATEWAY DRIVE SUITE 150 CITY: IRVING STATE: TX ZIP: 75063 BUSINESS PHONE: 972-865-2206 MAIL ADDRESS: STREET 1: 2801 GATEWAY DRIVE SUITE 150 CITY: IRVING STATE: TX ZIP: 75063 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-09-27 0 0001358762 REATA PHARMACEUTICALS INC RETA 0001662411 Huff James Warren 2801 GATEWAY DRIVE SUITE 150 IRVING TX 75063 1 1 0 0 Chief Executive Officer Class A common stock 2019-09-23 5 G 0 E 12500 0.00 D 164157 D Class A common stock 2019-09-23 5 G 0 E 12500 0.00 A 12500 I By spouse Class A common stock 2019-09-23 5 G 0 E 7000 0.00 D 157157 D Class A common stock 2019-09-27 4 S 0 63000 86.605 D 94157 D Class A common stock 3166 I By Huff 2010 Descendants' Trust This transaction, undertaken as part of the reporting person's estate planning, involved the partition of community property so that 12,500 shares of Class A common stock became separate property of the reporting person's spouse. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose. Although this transaction is reported as a gift, the reporting person also claims the exception provided by Rule 16a-13. This transaction, undertaken as part of the reporting person's estate planning, represents the donative transfer of shares of Class A common stock to trusts for the benefit of immediate family members, which trusts have an independent trustee. This transaction, undertaken as part of the reporting person's estate planning, represents the private transfer of shares of Class A common stock to trusts for the benefit of immediate family members, which trusts have an independent trustee. /s/ Michael D. Wortley, attorney-in-fact 2019-09-30