0001140361-17-047654.txt : 20171228 0001140361-17-047654.hdr.sgml : 20171228 20171228190751 ACCESSION NUMBER: 0001140361-17-047654 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171226 FILED AS OF DATE: 20171228 DATE AS OF CHANGE: 20171228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Traweek James W JR CENTRAL INDEX KEY: 0001665299 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37785 FILM NUMBER: 171279445 MAIL ADDRESS: STREET 1: 2000 MCKINNEY AVE STREET 2: SUITE 2125 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REATA PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001358762 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 113651945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2801 GATEWAY DRIVE SUITE 150 CITY: IRVING STATE: TX ZIP: 75063 BUSINESS PHONE: 972-865-2206 MAIL ADDRESS: STREET 1: 2801 GATEWAY DRIVE SUITE 150 CITY: IRVING STATE: TX ZIP: 75063 4 1 form4.xml FORM 4 X0306 4 2017-12-26 0001358762 REATA PHARMACEUTICALS INC RETA 0001665299 Traweek James W JR C/O CPMG, INC. 2000 MCKINNEY AVE, STE 2125 DALLAS TX 75201 true Class A common stock 2017-12-26 4 P 0 12000 26.0605 A 2880323 I See Footnote Class A common stock 2017-12-27 4 P 0 15000 25.8296 A 2895323 I See Footnote Class A common stock 2017-12-28 4 P 0 200 26.1 A 2895523 I See Footnote Class A common stock 16645 I By JET Land & Cattle Company, Ltd. Class A common stock 7056 I By 1 Thessalonians 5:18 Trust Class A common stock 572 I By Esme Grace McGaughy Trust Class A common stock 572 I By Mary Frances McGaughy Trust Class A common stock 2739 I See footnote Class A common stock 35 D These shares of Class A common stock are held in various funds for which CPMG, Inc. serves as investment manager. The Reporting Person is a co-director and co-shareholder of CPMG, Inc. The Reporting Person is the sole owner of the general partner of JET Land & Cattle Company, Ltd. The Reporting Person is trustee of 1 Thessalonians 5:18 Trust. The Reporting Person is trustee of Esme Grace McGaughy Trust. The Reporting Person is trustee of Mary Frances McGaughy Trust. These shares of Class A common stock are held in escrow for a charitable donee by American Stock Transfer & Trust Company, LLC. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. This price reflects the weighted average purchase price for open-market purchases on December 26, 2017, within a $1.00 range. The actual prices for these transactions range from $25.72 to $26.14 inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares purchased at each separate price within the ranges set forth in footnotes (8) and (9) to this Form 4. This price reflects the weighted average purchase price for open-market purchases on December 27, 2017, within a $1.00 range. The actual prices for these transactions range from $25.595 to $26.00 inclusive. /s/ James W. Traweek, Jr. 2017-12-28