0000905148-19-001035.txt : 20191216 0000905148-19-001035.hdr.sgml : 20191216 20191216161709 ACCESSION NUMBER: 0000905148-19-001035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191212 FILED AS OF DATE: 20191216 DATE AS OF CHANGE: 20191216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Traweek James W JR CENTRAL INDEX KEY: 0001665299 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37785 FILM NUMBER: 191287320 MAIL ADDRESS: STREET 1: 2000 MCKINNEY AVE STREET 2: SUITE 2125 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REATA PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001358762 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 113651945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5320 LEGACY DRIVE CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 972-865-2219 MAIL ADDRESS: STREET 1: 5320 LEGACY DRIVE CITY: PLANO STATE: TX ZIP: 75024 4 1 form4.xml X0306 4 2019-12-12 0001358762 REATA PHARMACEUTICALS INC RETA 0001665299 Traweek James W JR C/O CPMG, INC. 2000 MCKINNEY AVE., SUITE 2125 DALLAS TX 75201 true Class A common stock 2019-12-12 4 C 0 30478 A 33217 I See footnote Class A common stock 3063567 I See footnote Class A common stock 16645 I By JET Land & Cattle Company, Ltd. Class A common stock 7056 I By 1 Thessalonians 5:18 Trust Class A common stock 572 I By Esme Grace McGaughy Trust Class A common stock 572 I By Mary Frances McGaughy Trust Class A common stock 35 D Class B Common Stock 2019-12-12 4 C 0 30478 0 D Class A Common Stock 30478 0 I See footnote Class B Common Stock Class A Common Stock 0 1692857 I See footnote Class B Common Stock Class A Common Stock 0 185263 I By JET Land & Cattle Company, Ltd. Class B Common Stock Class A Common Stock 0 78539 I By 1 Thessalonians 5:18 Trust Class B Common Stock Class A Common Stock 0 6364 I By Esme Grace McGaughy Trust Class B Common Stock Class A Common Stock 0 6364 I By Mary Frances McGaughy Trust Class B Common Stock Class A Common Stock 0 380 D These shares of Class A common stock and Class B common stock are held in various funds for which CPMG, Inc. serves as investment manager. The Reporting Person is a co-director and co-shareholder of CPMG, Inc. The Reporting Person is the sole owner of the general partner of JET Land & Cattle Company, Ltd. The Reporting Person is trustee of 1 Thessalonians 5:18 Trust. The Reporting Person is trustee of Esme Grace McGaughy Trust. The Reporting Person is trustee of Mary Frances McGaughy Trust. These shares of Class A common stock and Class B common stock are held in escrow for a charitable donee by American Stock Transfer & Trust Company, LLC. These shares of Class B common stock are convertible into Class A common stock on a one-for-one basis at the holder's election at any time for no additional consideration, and have no expiration date. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. /s/ James W. Traweek, Jr. 2019-12-16