0000905148-19-001034.txt : 20191216
0000905148-19-001034.hdr.sgml : 20191216
20191216161600
ACCESSION NUMBER: 0000905148-19-001034
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191212
FILED AS OF DATE: 20191216
DATE AS OF CHANGE: 20191216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McGaughy R Kent Jr
CENTRAL INDEX KEY: 0001402856
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37785
FILM NUMBER: 191287298
MAIL ADDRESS:
STREET 1: 500 CRESCENT COURT
STREET 2: SUITE 250
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: REATA PHARMACEUTICALS INC
CENTRAL INDEX KEY: 0001358762
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 113651945
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5320 LEGACY DRIVE
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: 972-865-2219
MAIL ADDRESS:
STREET 1: 5320 LEGACY DRIVE
CITY: PLANO
STATE: TX
ZIP: 75024
4
1
form4.xml
X0306
4
2019-12-12
0001358762
REATA PHARMACEUTICALS INC
RETA
0001402856
McGaughy R Kent Jr
C/O CPMG, INC.
2000 MCKINNEY AVE, STE 2125
DALLAS
TX
75201
true
true
Class A common stock
2019-12-12
4
C
0
30478
A
33217
I
See footnote
Class A common stock
3063567
I
See footnote
Class A common stock
4591
I
By Lagos Trust
Class A common stock
280
I
By Traweek Children's Trust
Class A common stock
25004
D
Class B Common Stock
2019-12-12
4
C
0
30478
0
D
Class A Common Stock
30478
0
I
See footnote
Class B Common Stock
Class A Common Stock
0
1692857
I
See footnote
Class B Common Stock
Class A Common Stock
0
51095
I
By Lagos Trust
Class B Common Stock
Class A Common Stock
0
3109
I
By Traweek Children's Trust
Class B Common Stock
Class A Common Stock
0
278309
D
These shares of Class A common stock and Class B common stock are held in various funds for which CPMG, Inc. serves as investment manager. The Reporting Person is a co-director and co-shareholder of CPMG, Inc.
The Reporting Person is trustee of Lagos Trust.
The Reporting Person is trustee of Traweek Children's Trust.
These shares of Class A common stock and Class B common stock are held in escrow for a charitable donee by American Stock Transfer & Trust Company, LLC.
These shares of Class B common stock are convertible into Class A common stock on a one-for-one basis at the holder's election at any time for no additional consideration, and have no expiration date.
The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
/s/ R. Kent McGaughy, Jr.
2019-12-16