0001104659-25-035511.txt : 20250416 0001104659-25-035511.hdr.sgml : 20250416 20250416162218 ACCESSION NUMBER: 0001104659-25-035511 CONFORMED SUBMISSION TYPE: SCHEDULE 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20250416 DATE AS OF CHANGE: 20250416 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Athira Pharma, Inc. CENTRAL INDEX KEY: 0001620463 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] ORGANIZATION NAME: 03 Life Sciences EIN: 453368487 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SCHEDULE 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-91705 FILM NUMBER: 25843081 BUSINESS ADDRESS: STREET 1: 18706 NORTH CREEK PARKWAY, SUITE 104 CITY: BOTHELL STATE: WA ZIP: 98011 BUSINESS PHONE: (425) 620-8501 MAIL ADDRESS: STREET 1: 18706 NORTH CREEK PARKWAY, SUITE 104 CITY: BOTHELL STATE: WA ZIP: 98011 FORMER COMPANY: FORMER CONFORMED NAME: M3 Biotechnology, Inc. DATE OF NAME CHANGE: 20140924 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Oliveira Steven Michael CENTRAL INDEX KEY: 0001358629 ORGANIZATION NAME: FILING VALUES: FORM TYPE: SCHEDULE 13G MAIL ADDRESS: STREET 1: 18 FIELDSTONE COURT CITY: NEW CITY STATE: NY ZIP: 10956 SCHEDULE 13G 1 primary_doc.xml SCHEDULE 13G 0001358629 XXXXXXXX LIVE Common Stock 04/14/2025 0001620463 Athira Pharma, Inc. 04746L104 18706 NORTH CREEK PARKWAY SUITE 104 BOTHELL WA 98011 Rule 13d-1(c) Steven Michael Oliveira b X1 0.00 1994649.00 0.00 1994649.00 1994649.00 N 5.109 IN Nemean Asset Management, LLC b FL 0.00 1644649.00 0.00 1644649.00 1644649.00 N 4.212 CO South Ocean Capital Management LLC b FL 0.00 250000.00 0.00 250000.00 250000.00 N 0.006 CO South Ocean Capital LLC b FL 0.00 100000.00 0.00 100000.00 100000.00 N 0.003 CO Athira Pharma, Inc. 18706 NORTH CREEK PARKWAY, SUITE 104, BOTHELL, WA 98011 Steven Michael Oliveira Neaman Asset Management, LLC South Ocean Capital Management LLC South Ocean Capital LLC 207 Commodore Drive, Jupiter FL 33477 (for all filers) US FL FL FL Y 1,994,649 5.109 Steven Oliveira - 0 Neaman Asset Management, LLC - 0 South Ocean Capital Management LLC - 0 South Ocean Capital LLC - 0 Steven Oliveira - 1,994,649 Neaman Asset Management, LLC - 1,644,649 South Ocean Capital Management LLC - 250,000 South Ocean Capital LLC - 100,000 Steven Oliveira - 0 Neaman Asset Management, LLC - 0 South Ocean Capital Management LLC - 0 South Ocean Capital LLC - 0 1,994,649 Y Y Y Y Y N By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under ?? 240.14a-11. Steven Michael Oliveira /s/ Steven Michael Oliveira 04/16/2025 Nemean Asset Management, LLC /s/ Steven Oliveira 04/16/2025 South Ocean Capital Management LLC /s/ Steven Oliveira 04/16/2025 South Ocean Capital LLC /s/ Steven Oliveira 04/16/2025