0001773944-19-000002.txt : 20191114 0001773944-19-000002.hdr.sgml : 20191114 20191114171112 ACCESSION NUMBER: 0001773944-19-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191113 FILED AS OF DATE: 20191114 DATE AS OF CHANGE: 20191114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Woodard Jr Joseph Paul CENTRAL INDEX KEY: 0001773944 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36783 FILM NUMBER: 191221538 MAIL ADDRESS: STREET 1: C/O BELLICUM PHARMACEUTICALS, INC. STREET 2: 2130 W. HOLCOMBE BLVD., STE. 800 CITY: HOUSTON STATE: TX ZIP: 77030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BELLICUM PHARMACEUTICALS, INC CENTRAL INDEX KEY: 0001358403 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 201450200 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2130 WEST HOLCOMBE BOULEVARD STREET 2: SUITE 800 CITY: HOUSTON STATE: TX ZIP: 77030 BUSINESS PHONE: (832) 384-1100 MAIL ADDRESS: STREET 1: 2130 WEST HOLCOMBE BOULEVARD STREET 2: SUITE 800 CITY: HOUSTON STATE: TX ZIP: 77030 FORMER COMPANY: FORMER CONFORMED NAME: BELLICUM PHARMACEUTICALS INC DATE OF NAME CHANGE: 20060405 4 1 wf-form4_157376945620388.xml FORM 4 X0306 4 2019-11-13 0 0001358403 BELLICUM PHARMACEUTICALS, INC BLCM 0001773944 Woodard Jr Joseph Paul C/O BELLICUM PHARMACEUTICALS, INC. 2130 W. HOLCOMBE BLVD., STE. 800 HOUSTON TX 77030 0 1 0 0 SVP Clinical & Medical Affairs Common Stock 2019-11-13 4 M 0 3750 A 7064 D Common Stock 2019-11-13 4 F 0 1597 0.82 D 5467 D Restricted Stock Units 2019-11-13 4 M 0 3750 0 D Common Stock 3750.0 7500 D Each Restricted Stock Unit (the "RSU") represents a contingent right to receive one share of BLCM common stock. Includes 899 shares acquired by the reporting person under the Issuer's Employee Stock Purchase Plan. Represents the number of shares withheld by and surrendered to the Issuer on November 13, 2019, to satisfy tax withholding obligations that arose in connection with the vesting of the RSUs granted to the reporting person on November 13, 2017 for 15,000 shares. On November 13, 2017, the reporting person was granted 15,000 RSUs, of which 3,750 vested on November 13, 2019. The RSUs vest in four annual installments beginning November 13, 2018. /s/ Joseph Paul Woodard 2019-11-14