0001773944-19-000002.txt : 20191114
0001773944-19-000002.hdr.sgml : 20191114
20191114171112
ACCESSION NUMBER: 0001773944-19-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191113
FILED AS OF DATE: 20191114
DATE AS OF CHANGE: 20191114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Woodard Jr Joseph Paul
CENTRAL INDEX KEY: 0001773944
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36783
FILM NUMBER: 191221538
MAIL ADDRESS:
STREET 1: C/O BELLICUM PHARMACEUTICALS, INC.
STREET 2: 2130 W. HOLCOMBE BLVD., STE. 800
CITY: HOUSTON
STATE: TX
ZIP: 77030
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BELLICUM PHARMACEUTICALS, INC
CENTRAL INDEX KEY: 0001358403
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 201450200
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2130 WEST HOLCOMBE BOULEVARD
STREET 2: SUITE 800
CITY: HOUSTON
STATE: TX
ZIP: 77030
BUSINESS PHONE: (832) 384-1100
MAIL ADDRESS:
STREET 1: 2130 WEST HOLCOMBE BOULEVARD
STREET 2: SUITE 800
CITY: HOUSTON
STATE: TX
ZIP: 77030
FORMER COMPANY:
FORMER CONFORMED NAME: BELLICUM PHARMACEUTICALS INC
DATE OF NAME CHANGE: 20060405
4
1
wf-form4_157376945620388.xml
FORM 4
X0306
4
2019-11-13
0
0001358403
BELLICUM PHARMACEUTICALS, INC
BLCM
0001773944
Woodard Jr Joseph Paul
C/O BELLICUM PHARMACEUTICALS, INC.
2130 W. HOLCOMBE BLVD., STE. 800
HOUSTON
TX
77030
0
1
0
0
SVP Clinical & Medical Affairs
Common Stock
2019-11-13
4
M
0
3750
A
7064
D
Common Stock
2019-11-13
4
F
0
1597
0.82
D
5467
D
Restricted Stock Units
2019-11-13
4
M
0
3750
0
D
Common Stock
3750.0
7500
D
Each Restricted Stock Unit (the "RSU") represents a contingent right to receive one share of BLCM common stock.
Includes 899 shares acquired by the reporting person under the Issuer's Employee Stock Purchase Plan.
Represents the number of shares withheld by and surrendered to the Issuer on November 13, 2019, to satisfy tax withholding obligations that arose in connection with the vesting of the RSUs granted to the reporting person on November 13, 2017 for 15,000 shares.
On November 13, 2017, the reporting person was granted 15,000 RSUs, of which 3,750 vested on November 13, 2019. The RSUs vest in four annual installments beginning November 13, 2018.
/s/ Joseph Paul Woodard
2019-11-14