0001144204-16-134476.txt : 20161116 0001144204-16-134476.hdr.sgml : 20161116 20161114184302 ACCESSION NUMBER: 0001144204-16-134476 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161116 EFFECTIVENESS DATE: 20161115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bruce & Co., Inc. CENTRAL INDEX KEY: 0001358331 IRS NUMBER: 363481448 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11869 FILM NUMBER: 161997232 BUSINESS ADDRESS: STREET 1: 20 N. WACKER DRIVE STREET 2: SUITE 2414 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312 236-9160 MAIL ADDRESS: STREET 1: 20 N. WACKER DRIVE STREET 2: SUITE 2414 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001358331 XXXXXXXX 09-30-2016 09-30-2016 false Bruce & Co., Inc.

20 N. Wacker Drive Suite 2414 Chicago IL 60606

13F HOLDINGS REPORT 028-11869 N R. Jeffrey Bruce 312-236-9160 /s/ R. Jeffrey Bruce Chicago IL 11-14-2016 0 48 370057 INFORMATION TABLE 2 infotable.xml Abbott Common 002824100 9698 230915 SH SOLE 230915 0 0 Abbvie Common 00287Y109 14440 232915 SH SOLE 232915 0 0 AES Pfd 6.75% 00808N202 2366 46400 SH SOLE 46400 0 0 Allstate Common 020002101 22698 333800 SH SOLE 333800 0 0 AMAG Cv 2.5% 00163UAA4 6600 5500000 PRN SOLE 5500000 0 0 Amerco Common 023586100 62569 193115 SH SOLE 193115 0 0 Agenus Common 00847G705 1089 155677 SH SOLE 155677 0 0 Ashland Common 044209104 2875 25000 SH SOLE 25000 0 0 Avista Common 05379B107 10701 261000 SH SOLE 261000 0 0 Allergan Common G1077J108 5700 25000 SH SOLE 25000 0 0 Calpine Common 131347304 3538 294849 SH SOLE 294849 0 0 CMS Energy Common 125896100 22070 538300 SH SOLE 538300 0 0 Bunge Common G16962105 5900 100000 SH SOLE 100000 0 0 Bunge Pfd 4.875% 032549322 3553 37400 SH SOLE 37400 0 0 DeCode Genetics Cv 3.5% 243586AB0 61 24787000 PRN SOLE 24787000 0 0 Duke Energy Common 26441C204 27475 347788 SH SOLE 347788 0 0 Durect Common 266605104 984 713609 SH SOLE 713609 0 0 EDAP Common 268311107 3136 1045494 SH SOLE 1045494 0 0 Exelexis Cv 4.25% 30161QAC8 1050 500000 PRN SOLE 500000 0 0 Exxon Common 30231G102 445 5184 SH SOLE 5184 0 0 Flotek Common 343389102 9772 664335 SH SOLE 664335 0 0 Fluidigm Cv 2.75% 34385PAA6 3005 5009000 PRN SOLE 5009000 0 0 Nextera Energy Common 302571104 29427 243200 SH SOLE 243200 0 0 Gainsco Common 363127200 3451 246541 SH SOLE 246541 0 0 Gevo Cv 7.5% 374396AA7 600 2000000 PRN SOLE 2000000 0 0 Goldcorp Common 380956409 800 50000 SH SOLE 50000 0 0 IBM Common 459200101 13580 86500 SH SOLE 86500 0 0 WEC Energy Common 976657106 1430 24252 SH SOLE 24252 0 0 Actua Common 46059C205 1820 140000 SH SOLE 140000 0 0 Kellogg Common 487836108 337 4436 SH SOLE 4436 0 0 Mannkind Cv 5.75% 56400PAM4 13845 27690000 PRN SOLE 27690000 0 0 Merck Common 589331107 15823 259400 SH SOLE 259400 0 0 Titan Wheel Cv 5.625% 888305aa7 990 1000000 SH SOLE 1000000 0 0 Perrigo Common BGH1M56 913 9926 SH SOLE 9926 0 0 Petroquest Pfd 6.875% 716748207 2988 259840 SH SOLE 259840 0 0 Petroquest Common 716748306 223 62870 SH SOLE 62870 0 0 Pfizer Common 717081103 15025 455332 SH SOLE 455332 0 0 Pernix Cv 4.25% 71426VAH1 500 2000000 PRN SOLE 2000000 0 0 RLI Common 749607107 3000 44120 SH SOLE 44120 0 0 Solitario Common 8342EP107 165 254040 SH SOLE 254040 0 0 Supernus Common 868459108 3785 164581 SH SOLE 164581 0 0 Supernus Cv 7.5% 868459AA6 5250 1500000 PRN SOLE 1500000 0 0 Synergy Cv 7.5% 871639AA8 4500 2500000 PRN SOLE 2500000 0 0 US Ecology Common 91732J102 1125 25300 SH SOLE 25300 0 0 Astrotech Common 846243400 1765 1070073 SH SOLE 1070073 0 0 XM Sirius Common 82968B103 8245 1972548 SH SOLE 1972548 0 0 XEL Energy Common 98389B100 19745 481600 SH SOLE 481600 0 0 XTNT Cv 6% 05644RAA9 1000 2000000 PRN SOLE 2000000 0 0