0001571049-14-002043.txt : 20140523 0001571049-14-002043.hdr.sgml : 20140523 20140523090025 ACCESSION NUMBER: 0001571049-14-002043 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140521 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20140523 DATE AS OF CHANGE: 20140523 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Energy Services of America CORP CENTRAL INDEX KEY: 0001357971 STANDARD INDUSTRIAL CLASSIFICATION: WATER, SEWER, PIPELINE, COMM AND POWER LINE CONSTRUCTION [1623] IRS NUMBER: 204606266 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-32998 FILM NUMBER: 14865542 BUSINESS ADDRESS: STREET 1: 2450 FIRST AVENUE CITY: HUNTINGTON STATE: WV ZIP: 25703 BUSINESS PHONE: 304-528-2791 MAIL ADDRESS: STREET 1: 2450 FIRST AVENUE CITY: HUNTINGTON STATE: WV ZIP: 25703 FORMER COMPANY: FORMER CONFORMED NAME: Energy Services Acquisition Corp. DATE OF NAME CHANGE: 20060330 8-K 1 t79401_8k.htm FORM 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(D) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): May 21, 2014

 

Energy Services of America Corporation

(Exact Name of Registrant as Specified in its Charter)

 

Delaware

(State or Other Jurisdiction

of Incorporation)

001-32998

(Commission

File Number)

20-4606266

(I.R.S. Employer

Identification No.)

 

 

 

75 West 3rd Ave., Huntington, West Virginia 25701
(Address of Principal Executive Offices) (Zip Code)

 

Registrant’s telephone number, including area code: (304) 522-3868

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 
 

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

 

On May 21, 2014, Energy Services of America Corporation (the “Company”) held its Annual Meeting of Stockholders. At the Annual Meeting, stockholders considered the election of directors, the ratification of Arnett Foster Toothman P.L.L.C. as the Company’s independent registered public accountants, and two advisory proposals relating to executive compensation. A breakdown of the votes cast is set forth below.

 

1. The election of directors.

 

For

Withheld

Broker Non-Votes

Marshall T. Reynolds 6,749,197 266,708 3,300,222
Jack M. Reynolds 6,759,028 256,877 3,300,222
Douglas V. Reynolds 6,777,280 238,625 3,300,222
Neal W. Scaggs 6,938,996 76,909 3,300,222
Joseph L. Williams 6,736,138 279,767 3,300,222
Keith Molihan 6,938,996 76,909 3,300,222
Nester S. Logan 6,957,248 58,657 3,300,222
Samuel G. Kapourales 6,938,996 76,909 3,300,222

 

2. The ratification of the appointment of Arnett Foster Toothman P.L.L.C. as the Company’s independent registered public auditing firm for the year ending September 30, 2014.

 

For

Against

Abstain

10,290,311

235

25,581

 

3. An advisory, non-binding resolution with respect to our executive compensation.

 

For

Against

Abstain

6,886,853

107,289

21,763

 

  

 
 

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

  

  ENERGY SERVICES OF AMERICA CORPORATION
   
   
DATE:  May 23, 2014 By:  /s/ Charles P. Crimmel
    Charles P. Crimmel
Chief Financial Officer