8-K 1 tv514310_8k.htm FORM 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(D) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): February 20, 2019

 

Energy Services of America Corporation

(Exact Name of Registrant as Specified in its Charter)

 

Delaware

(State or other Jurisdiction

of Incorporation)

001-32998

(Commission

File Number)

20-4606266

(I.R.S. Employer

Identification No.) 

 

75 West 3rd Ave., Huntington, West Virginia 25701
(Address of Principal Executive Offices) (Zip Code)

 

Registrant’s telephone number, including area code: (304) 522-3868

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

 

Item 5.07Submission of Matters to a Vote of Security Holders.

 

On February 20, 2019, Energy Services of America Corporation (the “Company”) held its Annual Meeting of Stockholders. At the Annual Meeting, stockholders considered the election of directors, the ratification of Arnett Carbis Toothman LLP as the Company’s independent registered public accountants, an advisory, non-binding resolution with respect to executive compensation, and an advisory, non-binding vote with respect to the frequency of voting on our executive compensation. A breakdown of the votes cast is set forth below.

 

1.       The election of directors.

 

 

For

 

Withheld

 

Broker Non-Votes

           
Marshall T. Reynolds 5,903,255   370,041   3,694,129
Jack M. Reynolds 5,901,255   372,041   3,694,129
Neal W. Scaggs 5,993,090   280,206   3,694,129
Joseph L. Williams 5,936,013   337,283   3,694,129
Douglas V. Reynolds 6,131,079   142,218   3,694,129
Nester S. Logan 6,182,763     90,533   3,694,129
Keith Molihan 5,969,049   304,247   3,694,129
Samuel G. Kapourales 6,234,284     39,012   3,694,129
Charles Abraham 5,931,460   341,836   3,694,129

Bruce H. Elliott

6,234,284     39,012   3,694,129

 

2.       The ratification of the appointment of Arnett Carbis Toothman LLP as the Company’s independent registered public auditing firm for the year ending September 30, 2019.

 

For

Against

Abstain

     

9,689,657

4,118

273,650

 

3.       An advisory, non-binding resolution with respect to our executive compensation.

 

For

Against

Abstain

     

6,193,160

38,719

41,417

 

 

4.        An advisory, non-binging vote with respect to the frequency of voting on our executive compensation.

 

One year Two years Three years Abstain Broker Non-vote
5,811,200 78,245 302,352  81,499 3,694,129

 

 

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

 

 

  ENERGY SERVICES OF AMERICA CORPORATION
   
   
   
DATE:  February 21, 2019 By:  /s/ Charles P. Crimmel
         Charles P. Crimmel
     Chief Financial Officer