0001104659-21-119731.txt : 20210927
0001104659-21-119731.hdr.sgml : 20210927
20210927145933
ACCESSION NUMBER: 0001104659-21-119731
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210903
FILED AS OF DATE: 20210927
DATE AS OF CHANGE: 20210927
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lucente Frank S
CENTRAL INDEX KEY: 0001780236
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32998
FILM NUMBER: 211281185
MAIL ADDRESS:
STREET 1: 75 WEST 3RD AVENUE
CITY: HUNTINGTON
STATE: WV
ZIP: 25701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Energy Services of America CORP
CENTRAL INDEX KEY: 0001357971
STANDARD INDUSTRIAL CLASSIFICATION: WATER, SEWER, PIPELINE, COMM AND POWER LINE CONSTRUCTION [1623]
IRS NUMBER: 204606266
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 75 WEST 3RD AVE.
CITY: HUNTINGTON
STATE: WV
ZIP: 25701
BUSINESS PHONE: (304) 522-3868
MAIL ADDRESS:
STREET 1: 75 WEST 3RD AVE.
CITY: HUNTINGTON
STATE: WV
ZIP: 25701
FORMER COMPANY:
FORMER CONFORMED NAME: Energy Services Acquisition Corp.
DATE OF NAME CHANGE: 20060330
4
1
tm2128567-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-09-03
0
0001357971
Energy Services of America CORP
ESOA
0001780236
Lucente Frank S
75 WEST 3RD AVE
HUNTINGTON
WV
25701
1
0
0
0
Preferred Stock
2
I
Spouse
Common Stock
2021-09-03
4
P
0
1400
1.85
A
351749
D
Common Stock
2021-09-03
4
P
0
1750
1.86
A
353499
D
Common Stock
2021-09-03
4
P
0
1000
1.87
A
354499
D
Series A Preferred Stock will be converted into shares of common stock, at the option of the holders, only in the event that the issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the issuers Notice of Redemption.
Units consist of one share of convertible cumulative perpetual preferred stock at a price of $25,000 per unit.
s/Charles Crimmel
2021-09-27