0001104659-21-119731.txt : 20210927 0001104659-21-119731.hdr.sgml : 20210927 20210927145933 ACCESSION NUMBER: 0001104659-21-119731 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210903 FILED AS OF DATE: 20210927 DATE AS OF CHANGE: 20210927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lucente Frank S CENTRAL INDEX KEY: 0001780236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32998 FILM NUMBER: 211281185 MAIL ADDRESS: STREET 1: 75 WEST 3RD AVENUE CITY: HUNTINGTON STATE: WV ZIP: 25701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Energy Services of America CORP CENTRAL INDEX KEY: 0001357971 STANDARD INDUSTRIAL CLASSIFICATION: WATER, SEWER, PIPELINE, COMM AND POWER LINE CONSTRUCTION [1623] IRS NUMBER: 204606266 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 75 WEST 3RD AVE. CITY: HUNTINGTON STATE: WV ZIP: 25701 BUSINESS PHONE: (304) 522-3868 MAIL ADDRESS: STREET 1: 75 WEST 3RD AVE. CITY: HUNTINGTON STATE: WV ZIP: 25701 FORMER COMPANY: FORMER CONFORMED NAME: Energy Services Acquisition Corp. DATE OF NAME CHANGE: 20060330 4 1 tm2128567-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-09-03 0 0001357971 Energy Services of America CORP ESOA 0001780236 Lucente Frank S 75 WEST 3RD AVE HUNTINGTON WV 25701 1 0 0 0 Preferred Stock 2 I Spouse Common Stock 2021-09-03 4 P 0 1400 1.85 A 351749 D Common Stock 2021-09-03 4 P 0 1750 1.86 A 353499 D Common Stock 2021-09-03 4 P 0 1000 1.87 A 354499 D Series A Preferred Stock will be converted into shares of common stock, at the option of the holders, only in the event that the issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the issuers Notice of Redemption. Units consist of one share of convertible cumulative perpetual preferred stock at a price of $25,000 per unit. s/Charles Crimmel 2021-09-27