0001104659-20-139126.txt : 20201223
0001104659-20-139126.hdr.sgml : 20201223
20201223162149
ACCESSION NUMBER: 0001104659-20-139126
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201216
FILED AS OF DATE: 20201223
DATE AS OF CHANGE: 20201223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lucente Frank S
CENTRAL INDEX KEY: 0001780236
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32998
FILM NUMBER: 201412553
MAIL ADDRESS:
STREET 1: 75 WEST 3RD AVENUE
CITY: HUNTINGTON
STATE: WV
ZIP: 25701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Energy Services of America CORP
CENTRAL INDEX KEY: 0001357971
STANDARD INDUSTRIAL CLASSIFICATION: WATER, SEWER, PIPELINE, COMM AND POWER LINE CONSTRUCTION [1623]
IRS NUMBER: 204606266
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 75 WEST 3RD AVE.
CITY: HUNTINGTON
STATE: WV
ZIP: 25701
BUSINESS PHONE: (304) 522-3868
MAIL ADDRESS:
STREET 1: 75 WEST 3RD AVE.
CITY: HUNTINGTON
STATE: WV
ZIP: 25701
FORMER COMPANY:
FORMER CONFORMED NAME: Energy Services Acquisition Corp.
DATE OF NAME CHANGE: 20060330
4
1
tm2039302d3_form4.xml
FORM 4
X0306
4
2020-12-16
0
0001357971
Energy Services of America CORP
ESOA
0001780236
Lucente Frank S
75 WEST 3RD AVENUE
HUNTINGTON
WV
25701
1
0
0
0
Preferred Stock
2
D
Common Stock
2020-12-16
4
P
0
3975
1.00
A
324174
D
Common Stock
2020-12-16
4
P
0
25
.98
A
324199
D
Common Stock
2020-12-17
4
P
0
3000
1.00
A
327199
D
Series A Preferred Stock will be converted into shares of Common Stock, at the option of the holders, only in the event that the Issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the Issuer's Notice of Redemption.
Units consist of one share of Convertible Cumulative Perpetual Preferred Stock at a price of $25,000 per unit.
/s/ Charles Crimmel
2020-12-23