0001104659-20-139126.txt : 20201223 0001104659-20-139126.hdr.sgml : 20201223 20201223162149 ACCESSION NUMBER: 0001104659-20-139126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201216 FILED AS OF DATE: 20201223 DATE AS OF CHANGE: 20201223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lucente Frank S CENTRAL INDEX KEY: 0001780236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32998 FILM NUMBER: 201412553 MAIL ADDRESS: STREET 1: 75 WEST 3RD AVENUE CITY: HUNTINGTON STATE: WV ZIP: 25701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Energy Services of America CORP CENTRAL INDEX KEY: 0001357971 STANDARD INDUSTRIAL CLASSIFICATION: WATER, SEWER, PIPELINE, COMM AND POWER LINE CONSTRUCTION [1623] IRS NUMBER: 204606266 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 75 WEST 3RD AVE. CITY: HUNTINGTON STATE: WV ZIP: 25701 BUSINESS PHONE: (304) 522-3868 MAIL ADDRESS: STREET 1: 75 WEST 3RD AVE. CITY: HUNTINGTON STATE: WV ZIP: 25701 FORMER COMPANY: FORMER CONFORMED NAME: Energy Services Acquisition Corp. DATE OF NAME CHANGE: 20060330 4 1 tm2039302d3_form4.xml FORM 4 X0306 4 2020-12-16 0 0001357971 Energy Services of America CORP ESOA 0001780236 Lucente Frank S 75 WEST 3RD AVENUE HUNTINGTON WV 25701 1 0 0 0 Preferred Stock 2 D Common Stock 2020-12-16 4 P 0 3975 1.00 A 324174 D Common Stock 2020-12-16 4 P 0 25 .98 A 324199 D Common Stock 2020-12-17 4 P 0 3000 1.00 A 327199 D Series A Preferred Stock will be converted into shares of Common Stock, at the option of the holders, only in the event that the Issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the Issuer's Notice of Redemption. Units consist of one share of Convertible Cumulative Perpetual Preferred Stock at a price of $25,000 per unit. /s/ Charles Crimmel 2020-12-23