0001104659-20-035432.txt : 20200318 0001104659-20-035432.hdr.sgml : 20200318 20200318165121 ACCESSION NUMBER: 0001104659-20-035432 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200228 FILED AS OF DATE: 20200318 DATE AS OF CHANGE: 20200318 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lucente Frank S CENTRAL INDEX KEY: 0001780236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32998 FILM NUMBER: 20725231 MAIL ADDRESS: STREET 1: 75 WEST 3RD AVENUE CITY: HUNTINGTON STATE: WV ZIP: 25701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Energy Services of America CORP CENTRAL INDEX KEY: 0001357971 STANDARD INDUSTRIAL CLASSIFICATION: WATER, SEWER, PIPELINE, COMM AND POWER LINE CONSTRUCTION [1623] IRS NUMBER: 204606266 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 75 WEST 3RD AVE. CITY: HUNTINGTON STATE: WV ZIP: 25701 BUSINESS PHONE: (304) 522-3868 MAIL ADDRESS: STREET 1: 75 WEST 3RD AVE. CITY: HUNTINGTON STATE: WV ZIP: 25701 FORMER COMPANY: FORMER CONFORMED NAME: Energy Services Acquisition Corp. DATE OF NAME CHANGE: 20060330 4 1 tm2013156d1_form4.xml FORM 4 X0306 4 2020-02-28 0 0001357971 Energy Services of America CORP ESOH 0001780236 Lucente Frank S 75 WEST THIRD AVENUE HUNTINGTON WV 25701 1 0 0 0 Preferred Stock 2 D Common Stock 2020-02-28 4 P 0 500 1.00 A 304332 D Common Stock 2020-02-28 4 P 0 500 1.15 A 304832 D Common Stock 2020-03-06 4 P 0 500 1.07 A 305332 D Common Stock 2020-03-09 4 P 0 500 0.9999 A 305832 D Common Stock 2020-03-17 4 P 0 500 0.96 A 306332 D Series A Preferred Stock will be connected into shares of Common Stock. At the option of the holders, only in the event that the Issuer elects to redeem the Series A Preferred Stock, and only during the period provided by the Issuer's Notice of Redemption. Units consist of one share of Convertible Cumulative Perpetual Preferred Stock at a price of $25,000 per unit. /s/ Charles Crimmel 2020-03-18