0001357634-12-000006.txt : 20121024 0001357634-12-000006.hdr.sgml : 20121024 20121024111158 ACCESSION NUMBER: 0001357634-12-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121024 DATE AS OF CHANGE: 20121024 EFFECTIVENESS DATE: 20121024 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Summit Global Management, Inc. CENTRAL INDEX KEY: 0001357634 IRS NUMBER: 311064937 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12205 FILM NUMBER: 121157819 BUSINESS ADDRESS: STREET 1: 9171 TOWNE CENTER DRIVE STREET 2: SUITE 465 CITY: SAN DIEGO STATE: CA ZIP: 92122 BUSINESS PHONE: 858-546-1777 MAIL ADDRESS: STREET 1: 9171 TOWNE CENTER DRIVE STREET 2: SUITE 465 CITY: SAN DIEGO STATE: CA ZIP: 92122 13F-HR 1 r13f-093012.txt SUMMIT GLOBAL MANAGEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Form 13F Cover Page Report for the Calendar year or Quarter Ended: 09/30/2012 Check here if Amendment [ ]: Amendment Number: _____ This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this report: Name: Summit Global Management, Inc. Address:9191 Towne Centre Drive Suite 210 San Diego, CA 92122 Form 13F File number 28-______ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Paul Ang 858-736- ext 14 Signature, Place, and Date of Signing: ____________________________ _____________________ ___________ (Signature) (City, State) (Date) Report Type (check only one): [X] 13F Holdings Report (if all holdings of this reporting manager are reported) [ ] 13F Notice (if no holdings reported are in this report-all holdings reported by another manager) [ ] 13F Combination Report (if a portion of the holdings for this reporting manager are reported and a portion are reported by another manager) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: _____________________ Form 13F Information Table Entry Total: ______24________ Form 13F Information Table Value Total: __$107536_____________ (Thousands) FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- American Water Works COM 030420103 12870 347288.000 SH Sole 347288.000 California Water Service Group COM 20441A102 9354 501577.000 SH Sole 501577.000 SJW Corp (SJW) COM 784305104 7292 287526.000 SH Sole 287526.000 CIA Saneamento Basico ADR(SBS) COM 20441A102 7095 87365.000 SH Sole 87365.000 Flowserve Corp (FLS) COM 34354P105 6688 52355.000 SH Sole 52355.000 Itron, Inc (ITRI) COM 465741106 6652 154241.000 SH Sole 154241.000 Pentair Inc (PNR) COM 709631105 6219 139715.000 SH Sole 139715.000 Ashland Inc (ASH) COM 044209104 5701 79620.000 SH Sole 79620.000 Aqua America, Inc (WTR) COM 03836W103 5509 225515.000 SH Sole 225515.000 Tetra Tech, Inc. (TTEK) COM 88162G103 5399 205595.000 SH Sole 205595.000 Xylem, Inc. (XYL) COM 98419M100 5348 212625.000 SH Sole 212625.000 Aegion Inc (AEGN) COM 00770F104 4833 252253.000 SH Sole 252253.000 Watts Water Technoligies (WTS) COM 942749102 4472 118210.000 SH Sole 118210.000 Mueller Industries, Inc(MLI) COM 624756102 4084 89807.000 SH Sole 89807.000 Artesian Resources Corp.(ARTNA) COM 043113208 3476 149625.000 SH Sole 149625.000 Connecticut Water Service, Inc COM 207797101 3394 106389.000 SH Sole 106389.000 Consolidated Water Company(CWCO)COM G23773107 3068 370925.000 SH Sole 370925.000 Layne Christensen Co. (LAYN) COM 521050104 2760 140751.000 SH Sole 140751.000 Badger Meter, Inc. (BMI) COM 056525108 1541 42352.000 SH Sole 42352.000 American States Water Co. (AWR) COM 029899101 772 17380.000 SH Sole 17380.000 Powershares Global Water (PIO) COM 73936T623 288 16675.000 SH Sole 16675.000 Kurita Water Industires (KTWIF) COM J37221116 265 12080.000 SH Sole 12080.000 Kubota Corp Spons ADR (KUB) COM 501173207 256 5070.000 SH Sole 5070.000 Suez Environment ADR (SZEVY) COM 864691100 199 35280.000 SH Sole 35280.000