0001357550-21-000054.txt : 20210813
0001357550-21-000054.hdr.sgml : 20210813
20210813135740
ACCESSION NUMBER: 0001357550-21-000054
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210813
DATE AS OF CHANGE: 20210813
EFFECTIVENESS DATE: 20210813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Weiss Asset Management LP
CENTRAL INDEX KEY: 0001357550
IRS NUMBER: 611451623
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12911
FILM NUMBER: 211171325
BUSINESS ADDRESS:
STREET 1: 222 BERKELEY STREET, 16TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-778-7780
MAIL ADDRESS:
STREET 1: 222 BERKELEY STREET, 16TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER COMPANY:
FORMER CONFORMED NAME: WEISS CAPITAL LLC
DATE OF NAME CHANGE: 20060327
13F-HR
1
primary_doc.xml
13F-HR
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0001357550
XXXXXXXX
06-30-2021
06-30-2021
Weiss Asset Management LP
222 BERKELEY STREET, 16TH FLOOR
BOSTON
MA
02116
13F HOLDINGS REPORT
028-12911
N
Georgiy Nikitin
Chief Compliance Officer
6177787725
Georgiy Nikitin
Boston
MA
08-13-2021
2
497
4028411
false
1
0001357643
WEISS ANDREW M
2
0001298983
BIP GP LLC
INFORMATION TABLE
2
wam13fh2q2021.xml
890 5TH AVE PARTNERS INC
COM CL A
28250A105
7667
777622
SH
DFND
1,2
777622
0
0
ABBOTT LABS
COM
002824100
7463
64373
SH
DFND
1,2
64373
0
0
ABBVIE INC
COM
00287Y109
7474
66349
SH
DFND
1,2
66349
0
0
ABERDEEN INCOME CR STRATEGIE
COM
003057106
1188
106847
SH
DFND
1,2
106847
0
0
ACE CONVERGENCE ACQU CORP
CL A
G0083D120
4629
465010
SH
DFND
1,2
465010
0
0
ACKRELL SPAC PARTNERS I CO
UNIT 99/99/9999
00461L303
3222
324134
SH
DFND
1,2
324134
0
0
ACON S2 ACQUISITION CORP
CL SHS
G00748106
12122
1224450
SH
DFND
1,2
1224450
0
0
ADVANTAGE SOLUTIONS INC
*W EXP 07/18/202
00791N110
62
25000
SH
DFND
1,2
25000
0
0
AEA-BRIDGES IMPACT CORP
SHS CL A
G01046104
487
50000
SH
DFND
1,2
50000
0
0
ELDORADO GOLD CORP NEW
COM
284902509
10970
1102500
SH
DFND
1,2
1102500
0
0
AERSALE CORPORATION
*W EXP 12/22/202
00810F114
71
25000
SH
DFND
1,2
25000
0
0
AFRICAN GOLD ACQUISITION COR
SHS CL A
G0112R108
9650
1000000
SH
DFND
1,2
1000000
0
0
AGILE GROWTH CORP
CLASS A ORD
G01202103
760
78609
SH
DFND
1,2
78609
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
1666
11274
SH
DFND
1,2
11274
0
0
AJAX I
COM
G0190X100
7804
783528
SH
DFND
1,2
783528
0
0
AJAX I
*W EXP 10/27/202
G0190X126
21
11286
SH
DFND
1,2
11286
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
50363
274142
SH
DFND
1,2
274142
0
0
ALKURI GLOBAL ACQUISITION CO
COM CL A
66981N103
19810
2000979
SH
DFND
1,2
2000979
0
0
ALPHA CAPITAL ACQUISITION CO
CL A ORD SHS
G0316P130
486
50000
SH
DFND
1,2
50000
0
0
ALTRIA GROUP INC
COM
02209S103
4926
103322
SH
DFND
1,2
103322
0
0
AMERICAN ACQUISITION OPPT IN
CLASS A COM
02369M102
792
79758
SH
DFND
1,2
79758
0
0
SEABRIDGE GOLD INC
COM
811916105
7963
453719
SH
DFND
1
453719
0
0
AMERICAN ELEC PWR CO INC
COM
025537101
10884
128668
SH
DFND
1,2
128668
0
0
AMERICAN ELEC PWR CO INC
UNIT 08/01/2021
025537127
1161
23625
SH
DFND
1,2
23625
0
0
SQUARE INC
CL A
852234103
62635
256911
SH
DFND
1,2
256911
0
0
AMERICAN NATIONAL GROUP INC
COM NEW
02772A109
654
4400
SH
DFND
1,2
4400
0
0
AMERISOURCEBERGEN CORP
COM
03073E105
642
5611
SH
DFND
1,2
5611
0
0
AMGEN INC
COM
031162100
5216
21401
SH
DFND
1,2
21401
0
0
AMPLITUDE HLTHCRE AQUSTIN CO
COM CL A
03212A105
1069
107475
SH
DFND
1,2
107475
0
0
ANTHEM INC
COM
036752103
3482
9120
SH
DFND
1,2
9120
0
0
APOLLO STRATEGIC GROWTH CAPT
SHS CL A
G0411R106
7689
786215
SH
DFND
1,2
786215
0
0
APOLLO STRATEGIC GRWT CPTL I
SHS CL A
G0412A102
954
97955
SH
DFND
1,2
97955
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
2135
35239
SH
DFND
1,2
35239
0
0
ARCLIGHT CLEAN TRANSITION II
CLASS A ORD SHS
G0R21B104
7469
759811
SH
DFND
1,2
759811
0
0
ARES ACQUISITION CORPORATION
COM CL A
G33032106
8363
857752
SH
DFND
1,2
857752
0
0
THUNDER BRDG CAP PRTNRS IV I
UNIT 06/30/2026
88605L206
23931
2410000
SH
DFND
1,2
2410000
0
0
ARK ETF TR
NEXT GNRTN INTER
00214Q401
14254
92516
SH
DFND
1,2
92516
0
0
ARK ETF TR
INNOVATION ETF
00214Q104
23677
181044
SH
DFND
1,2
181044
0
0
ARKO CORP
*W EXP 12/22/202
041242116
33
16666
SH
DFND
1,2
16666
0
0
ASCENDANT DIGITAL ACQUISITIO
COM CL A
G05155109
13536
1360421
SH
DFND
1,2
1360421
0
0
ASPIRATIONAL CONSUMER LIFEST
COM
G05436103
8993
901146
SH
DFND
1,2
901146
0
0
ASPIRATIONAL CONSUMER LIFEST
*W EXP 09/19/202
G05436111
14
7515
SH
DFND
1,2
7515
0
0
ATI PHYSICAL THERAPY INC
COM CL A
00216W109
35298
3700000
SH
DFND
1,2
3700000
0
0
ATLAS CREST INVT CORP
COM
049284102
11002
1104623
SH
DFND
1,2
1104623
0
0
AURORA ACQUISITION CORP
CLASS A ORD SHS
G0698L103
20964
2115473
SH
DFND
1,2
2115473
0
0
AUSTERLITZ ACQUISITION CORP
COM CL A
G0633U101
22057
2266869
SH
DFND
1,2
2266869
0
0
AUSTERLITZ ACQUISITION CORP
SHS CL A
G0633D109
30794
3104237
SH
DFND
1,2
3104237
0
0
AUSTERLITZ ACQUISITION CORP
*W EXP 02/19/202
G0633D125
240
138464
SH
DFND
1,2
138464
0
0
AEROJET ROCKETDYNE HLDGS INC
NOTE 2.250%12/1
007800AB1
79632
42982000
PRN
DFND
1,2
0
0
0
BAXTER INTL INC
COM
071813109
1521
18889
SH
DFND
1,2
18889
0
0
BECTON DICKINSON & CO
COM
075887109
17807
73223
SH
DFND
1,2
73223
0
0
BIOGEN INC
COM
09062X103
1943
5612
SH
DFND
1,2
5612
0
0
BIOMX INC
*W EXP 10/16/202
09090D111
238
396370
SH
DFND
1,2
396370
0
0
BLACKROCK SCIENCE & TECHNOLO
RIGHT 07/14/2021
09258G112
187
283097
SH
DFND
1,2
283097
0
0
BLUE SAFARI GRP ACQUISITN CO
UNIT 06/10/2026
G1195R122
2243
225000
SH
DFND
1,2
225000
0
0
BOOKING HOLDINGS INC
COM
09857L108
2188
1000
SH
DFND
1,2
1000
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
2319
54242
SH
DFND
1,2
54242
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
5587
83608
SH
DFND
1,2
83608
0
0
BROADSCALE ACQUISITION CORP
COM CL A
11134Y101
10868
1119209
SH
DFND
1,2
1119209
0
0
BROADSTONE ACQUISITION CORP
SHS CL A
G1739V100
253
25602
SH
DFND
1,2
25602
0
0
BROOGE ENERGY LTD
*W EXP 12/20/202
G1611B115
192
325286
SH
DFND
1,2
325286
0
0
BROOKLINE CAP ACQUISITION CO
COM
11374E104
259
26154
SH
DFND
1,2
26154
0
0
BROWN FORMAN CORP
CL B
115637209
843
11249
SH
DFND
1,2
11249
0
0
CA HEALTHCARE ACQUISITION CO
COM CL A
12510W107
861
87036
SH
DFND
1,2
87036
0
0
CADENCE BANCORPORATION
CL A
12739A100
280
13430
SH
DFND
1,2
13430
0
0
CAESARS ENTERTAINMENT INC NE
COM
12769G100
203
1957
SH
DFND
1,2
1957
0
0
CAMPBELL SOUP CO
COM
134429109
573
12571
SH
DFND
1,2
12571
0
0
CAPITOL INVESTMENT CORP V
COM CL A
14064F100
4694
470772
SH
DFND
1,2
470772
0
0
CARDINAL HEALTH INC
COM
14149Y108
622
10898
SH
DFND
1,2
10898
0
0
CARNEY TECHNOLOGY ACQU CORP
CL A COMMON STK
143636108
485
49999
SH
DFND
1,2
49999
0
0
CARTESIAN GROWTH CORP
CL A SHS
G19276107
572
59123
SH
DFND
1,2
59123
0
0
CASCADE ACQUISITION CORP
COM CL A
147151104
3844
389100
SH
DFND
1,2
389100
0
0
CATALENT INC
COM
148806102
696
6436
SH
DFND
1,2
6436
0
0
CATALYST PARTNRS ACQUISITN C
UNIT 99/99/9999
G19550113
10179
1013797
SH
DFND
1,2
1013797
0
0
CBRE ACQUISITION HLDGS INC
COM CL A
12510J106
18682
1924031
SH
DFND
1,2
1924031
0
0
CC NEUBERGER PRIN HLDGS II
SHS CL A
G3166T103
6264
633384
SH
DFND
1,2
633384
0
0
CC NEUBERGER PRINCIPAL HOLDN
SHS CL A
G1992N100
702
71800
SH
DFND
1,2
71800
0
0
CENTENE CORP DEL
COM
15135B101
1599
21927
SH
DFND
1,2
21927
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
10605
500000
SH
Put
DFND
1,2
0
0
0
CENTRICUS ACQUISITION CORP
CL A SHS
G2072Q104
3980
402047
SH
DFND
1,2
402047
0
0
CENTRICUS ACQUISITION CORP
*W EXP 02/04/202
G2072Q120
120
85900
SH
DFND
1,2
85900
0
0
CERBERUS TELECOM ACQUISITION
*W EXP 99/99/999
G2040C120
612
371089
SH
DFND
1,2
371089
0
0
CERBERUS TELECOM ACQUISITION
SHS CL A
G2040C104
16116
1622916
SH
DFND
1,2
1622916
0
0
CERNER CORP
COM
156782104
879
11246
SH
DFND
1,2
11246
0
0
CF ACQUISITION CORP IV
COM CL A
12520T102
4442
458370
SH
DFND
1,2
458370
0
0
CF ACQUISITION CORP V
CL A
12520R106
1799
184285
SH
DFND
1,2
184285
0
0
CF ACQUISITION CORP V
UNIT 01/25/2026
12520R205
0
2
SH
DFND
1
2
0
0
CF ACQUISITION CORP VI
COM CL A
12521J103
2007
206097
SH
DFND
1,2
206097
0
0
CF FIN ACQUISITION CORP III
CL A
12529D108
15381
1533511
SH
DFND
1,2
1533511
0
0
CHANGE HEALTHCARE INC
UNIT 99/99/9999
15912K209
7358
96779
SH
DFND
1,2
96779
0
0
CHARLES RIV LABS INTL INC
COM
159864107
680
1839
SH
DFND
1,2
1839
0
0
CHESAPEAKE ENERGY CORP
*W EXP 09/02/202
165167180
4172
200000
SH
DFND
1,2
200000
0
0
CHESAPEAKE ENERGY CORP
*W EXP 99/99/999
165167172
5624
236000
SH
DFND
1,2
236000
0
0
CHP MERGER CORP
COM CL A
12558Y106
3450
346721
SH
DFND
1,2
346721
0
0
CHURCH & DWIGHT INC
COM
171340102
1277
14987
SH
DFND
1,2
14987
0
0
CHURCHILL CAPITAL CORP VI
COM CL A
17143W101
7456
756144
SH
DFND
1,2
756144
0
0
CHURCHILL CAPITAL CORP VII
COM CL A
17144M102
45094
4634560
SH
DFND
1,2
4634560
0
0
CHURCHILL CAPITAL CORP VII
UNIT 99/99/9999
17144M201
3153
315000
SH
DFND
1,2
315000
0
0
CHURCHILL CAPITAL CORP VII
*W EXP 02/29/202
17144M110
7
5383
SH
DFND
1,2
5383
0
0
CIGNA CORP NEW
COM
125523100
3024
12756
SH
DFND
1,2
12756
0
0
CITIC CAPITAL ACQUISITION CO
COM CL A
G21513109
12440
1255263
SH
DFND
1,2
1255263
0
0
CLOVER HEALTH INVESTMENTS CO
COM CL A
18914F103
13320
1000000
SH
DFND
1,2
1000000
0
0
COCA COLA CO
COM
191216100
11197
206927
SH
DFND
1,2
206927
0
0
COHN ROBBINS HOLDINGS CORP
COM CL A
G23726105
13191
1339176
SH
DFND
1,2
1339176
0
0
COLGATE PALMOLIVE CO
COM
194162103
4281
52624
SH
DFND
1,2
52624
0
0
COLONNADE ACQUISITION CORP I
SHS CL A
G2284B101
11038
1130315
SH
DFND
1,2
1130315
0
0
COMPUTE HEALTH ACQUISITIN CO
COM CL A
204833107
634
64577
SH
DFND
1,2
64577
0
0
CONAGRA BRANDS INC
COM
205887102
1053
28941
SH
DFND
1,2
28941
0
0
CONSTELLATION ACQUISITN CORP
SHS CL A
G2R18K105
2590
264539
SH
DFND
1,2
264539
0
0
COOPER COS INC
COM NEW
216648402
728
1836
SH
DFND
1,2
1836
0
0
CORNER GROWTH ACQUISITION CO
CL A SHS
G2425N105
1744
179074
SH
DFND
1,2
179074
0
0
CORNER GROWTH ACQUISITION CO
UNIT 01/01/2027
G2425N121
0
4
SH
DFND
1,2
4
0
0
COSTCO WHSL CORP NEW
COM
22160K105
5236
13232
SH
DFND
1,2
13232
0
0
COVA ACQUISITION CORP
CL A SHS
G2554Y104
1607
165849
SH
DFND
1,2
165849
0
0
CROWN PROPTECH ACQUISITIONS
SHS CL A
G25741102
666
68863
SH
DFND
1,2
68863
0
0
CVR ENERGY INC
COM
12662P108
8082
450000
SH
DFND
1,2
450000
0
0
CVS HEALTH CORP
COM
126650100
4131
49512
SH
DFND
1,2
49512
0
0
D AND Z MEDIA ACQUISITION CO
COM CL A
23305Q106
4766
490860
SH
DFND
1,2
490860
0
0
D8 HOLDINGS CORP
SHS CL A
G2614K110
6338
635713
SH
DFND
1,2
635713
0
0
DANAHER CORPORATION
COM
235851102
11387
42433
SH
DFND
1,2
42433
0
0
DATA KNIGHTS ACQUISITION COR
CLASS A COM
237699103
9396
950000
SH
DFND
1,2
950000
0
0
DATA KNIGHTS ACQUISITION COR
*W EXP 11/11/202
237699111
340
698000
SH
DFND
1,2
698000
0
0
DAVITA INC
COM
23918K108
318
2641
SH
DFND
1,2
2641
0
0
DECARBONIZATION PLUS ACQU II
COM CL A
242794105
10804
1094655
SH
DFND
1,2
1094655
0
0
DECARBONIZATION PLUS ACQU II
*W EXP 03/19/202
24279D113
401
157966
SH
DFND
1,2
157966
0
0
DECARBONIZATION PLUS ACQU II
UNIT 03/19/2026
24279D204
0
2
SH
DFND
1
2
0
0
DELEK US HLDGS INC NEW
COM
24665A103
1020
47179
SH
DFND
1,2
47179
0
0
DENTSPLY SIRONA INC
COM
24906P109
526
8307
SH
DFND
1,2
8307
0
0
DEXCOM INC
COM
252131107
1546
3620
SH
DFND
1,2
3620
0
0
DFP HEALTHCARE ACQUISITNS CO
COM CL A
23343Q100
6198
623542
SH
DFND
1,2
623542
0
0
DHB CAPITAL CORP
CL A COM
23291W109
1318
135173
SH
DFND
1,2
135173
0
0
DIAMONDHEAD HOLDINGS CORP
CL A
25278L105
2052
211367
SH
DFND
1,2
211367
0
0
DIGITAL MEDIA SOLUTIONS INC
*W EXP 07/15/202
25401G114
284
200000
SH
DFND
1,2
200000
0
0
DIGITAL TRANSFORMATN OPT COR
CLASS A COM
25401K107
15035
1549992
SH
DFND
1,2
1549992
0
0
DMY TECHNOLOGY GROUP INC IV
COM CL A
23344K102
23829
2438968
SH
DFND
1,2
2438968
0
0
DMY TECHNOLOGY GROUP INC IV
*W EXP 03/04/202
23344K110
225
158560
SH
DFND
1,2
158560
0
0
DPCM CAP INC
COM CL A
23344P101
5145
520780
SH
DFND
1,2
520780
0
0
DRAGONEER GROWTH OPPORTUN CO
COM CL A
G28302100
4683
470136
SH
DFND
1,2
470136
0
0
DRAGONEER GROWTH OPPTY CORP
SHS CL A
G28314105
3924
388553
SH
DFND
1,2
388553
0
0
DRAGONEER GROWTH OPT CORP II
CL A SHS
G28315102
1012
101195
SH
DFND
1,2
101195
0
0
DTE ENERGY CO
UNIT 11/01/2022S
233331842
8490
171750
SH
DFND
1,2
171750
0
0
DUNE ACQUISITION CORP
COM CL A
265334102
2390
244328
SH
DFND
1,2
244328
0
0
DUNE ACQUISITION CORP
UNIT 10/29/2027
265334201
0
1
SH
DFND
1
1
0
0
EAST STONE ACQUISITION CORP
SHS
G2911D108
5345
529779
SH
DFND
1,2
529779
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
2394
23110
SH
DFND
1,2
23110
0
0
EJF ACQUISITION CORP
CL A SHS
G2955B109
1406
145322
SH
DFND
1,2
145322
0
0
AMERICAN ELEC PWR CO INC
COM
025537101
25377
300000
SH
Put
DFND
1,2
0
0
0
EMPOWER LTD
*W EXP 11/30/202
G3R39W110
86
45509
SH
DFND
1,2
45509
0
0
EQ HEALTH ACQUISITION CORP
COM CL A
26886A101
722
74700
SH
DFND
1,2
74700
0
0
EQUITY DISTR ACQUISITION COR
COM CL A
29465E106
5995
607962
SH
DFND
1,2
607962
0
0
ESM ACQUISITION CORPORATION
SHS CL A
G3195H104
238
24525
SH
DFND
1,2
24525
0
0
ESM ACQUISITION CORPORATION
UNIT 99/99/9999
G3195H120
0
2
SH
DFND
1,2
2
0
0
EXECUTIVE NETWORK PARTNERING
CL A
30158L100
6696
687500
SH
DFND
1,2
687500
0
0
FAR PEAK ACQUISITION CORP
SHS CL A
G3312L103
4975
499983
SH
DFND
1,2
499983
0
0
FAR PEAK ACQUISITION CORP
*W EXP 12/07/202
G3312L111
66
46500
SH
DFND
1,2
46500
0
0
FAR PEAK ACQUISITION CORP
UNIT 99/99/9999
G3312L129
0
1
SH
DFND
1,2
1
0
0
FARFETCH LTD
ORD SH CL A
30744W107
1259
25000
SH
DFND
1,2
25000
0
0
FG NEW AMER ACQUISITION CORP
COM
30259V106
15367
1505078
SH
DFND
1,2
1505078
0
0
FINSERV ACQUISITION CORP II
COM CL A
31809Y103
11914
1228267
SH
DFND
1,2
1228267
0
0
FINTECH ACQUISITION CORP VI
UNIT 06/24/2026
31811H205
2522
250000
SH
DFND
1,2
250000
0
0
FORESIGHT ACQUISITION CORP
CL A
34552Y106
7197
727750
SH
DFND
1,2
727750
0
0
FOREST ROAD ACQUISITION COR
CL A
34619V103
6325
645377
SH
DFND
1,2
645377
0
0
FOREST ROAD ACQUISITION COR
UNIT 99/99/9999
34619V202
0
5
SH
DFND
1,2
5
0
0
FORTRESS VALUE ACQUIS CORP I
COM CL A
34964G107
2750
280000
SH
DFND
1,2
280000
0
0
FORTRESS VALUE ACQUISI CORP
COM CL A
34964K108
7358
750000
SH
DFND
1,2
750000
0
0
FTAC ATHENA ACQUISITION CORP
CL A SHS
G37283101
1518
154086
SH
DFND
1,2
154086
0
0
FTAC HERA ACQUISITION CORP
CLASS A ORD SHS
G3728Y103
27898
2861365
SH
DFND
1,2
2861365
0
0
FUSION ACQUISITION CORP
CL A
36118H105
20686
2078949
SH
DFND
1,2
2078949
0
0
G SQUARED ASCEND II INC
UNIT 99/99/9999
G42041114
3003
300000
SH
DFND
1,2
300000
0
0
GABELLI EQUITY TR INC
RIGHT 07/14/2021
362397218
1513
12964674
SH
DFND
1,2
12964674
0
0
GALILEO ACQUISITION CORP
SHS
G3770A102
3944
394418
SH
DFND
1,2
394418
0
0
GENERAL MLS INC
COM
370334104
2242
36795
SH
DFND
1,2
36795
0
0
GENESIS PK ACQUISITION CORP
SHS CL A
G38245109
11153
1081782
SH
DFND
1,2
1081782
0
0
GIGCAPITAL4 INC
COM
37518G101
11159
1132859
SH
DFND
1,2
1132859
0
0
GIGCAPITAL4 INC
*W EXP 02/08/202
37518G119
24
21100
SH
DFND
1,2
21100
0
0
GIGINTERNATIONAL1 INC
UNIT 05/19/2026
37518W205
10843
1080000
SH
DFND
1,2
1080000
0
0
GILEAD SCIENCES INC
COM
375558103
3192
46362
SH
DFND
1,2
46362
0
0
GLOBAL BLUE GROUP HOLDING AG
*W EXP 08/28/202
H33700115
25
16767
SH
DFND
1,2
16767
0
0
GLOBAL SYNERGY ACQUISIT CORP
CL A SHS
G3934J106
5141
530000
SH
DFND
1,2
530000
0
0
GOLDEN PATH ACQUISITION CORP
UNIT 01/31/2028
G4028H139
4103
407890
SH
DFND
1,2
407890
0
0
GOOD WORKS ACQUISITION CORP
COM
38216X107
10364
1041569
SH
DFND
1,2
1041569
0
0
GOOD WORKS ACQUISITION CORP
*W EXP 10/22/202
38216X115
42
25000
SH
DFND
1,2
25000
0
0
GORES GUGGENHEIM INC
CLASS A COM
38286Q107
7324
750000
SH
DFND
1,2
750000
0
0
GORES HLDGS VIII INC
CL A
382863108
1718
173216
SH
DFND
1,2
173216
0
0
GORES METROPOULOS II INC
CL A
382873107
18406
1861045
SH
DFND
1,2
1861045
0
0
ARK ETF TR
INNOVATION ETF
00214Q104
40529
309900
SH
Put
DFND
1,2
0
0
0
HAMILTON LANE ALLIANCE HLDGS
COM CL A
40749M103
407
41780
SH
DFND
1,2
41780
0
0
HCA HEALTHCARE INC
COM
40412C101
2041
9871
SH
DFND
1,2
9871
0
0
HEALTH ASSURN ACQUISITION CO
COM CL A
42226W109
9686
967663
SH
DFND
1,2
967663
0
0
HEALTHCARE CAPITAL CORP
COM CL A
42228C101
3346
346764
SH
DFND
1,2
346764
0
0
HEALTHCARE CAPITAL CORP
UNIT 12/31/2025
42228C200
0
2
SH
DFND
1,2
2
0
0
HENNESSY CAPITAL INVS CORP V
COM CL A
42589T107
11450
1132510
SH
DFND
1,2
1132510
0
0
HENRY SCHEIN INC
COM
806407102
394
5305
SH
DFND
1,2
5305
0
0
HERSHEY CO
COM
427866108
1589
9123
SH
DFND
1,2
9123
0
0
HIGHLAND TRANSCEND PARTNERS
COM CL A
G44690108
670
68900
SH
DFND
1,2
68900
0
0
HOLOGIC INC
COM
436440101
623
9342
SH
DFND
1,2
9342
0
0
HORMEL FOODS CORP
COM
440452100
833
17449
SH
DFND
1,2
17449
0
0
HPX CORP
SHS CL A
G32219100
3136
318366
SH
DFND
1,2
318366
0
0
BAOZUN INC
NOTE 1.625% 5/0
06684LAB9
42805
42233000
PRN
DFND
1,2
0
0
0
CENTERPOINT ENERGY INC
COM
15189T107
7356
300000
SH
Call
DFND
1,2
0
0
0
HUDSON EXECUTIVE INVES III
COM CL A
44376L107
7563
775339
SH
DFND
1,2
775339
0
0
HUMANA INC
COM
444859102
2124
4797
SH
DFND
1,2
4797
0
0
IDEXX LABS INC
COM
45168D104
1965
3111
SH
DFND
1,2
3111
0
0
IHS MARKIT LTD
SHS
G47567105
16077
142702
SH
DFND
1,2
142702
0
0
ILLUMINA INC
COM
452327109
2507
5298
SH
DFND
1,2
5298
0
0
IMMATICS N.V
*W EXP 07/01/202
N44445117
74
21400
SH
DFND
1,2
21400
0
0
IMMUNOVANT INC
COM
45258J102
317
30000
SH
DFND
1,2
30000
0
0
INCYTE CORP
COM
45337C102
606
7199
SH
DFND
1,2
7199
0
0
INDEPENDENCE HOLDINGS CORP
CLASS A ORD SHS
G4761A101
9248
924820
SH
DFND
1,2
924820
0
0
INDUSTRIAL TECH ACQU INC
COM CL A
456357102
1921
191375
SH
DFND
1,2
191375
0
0
GREENLIGHT CAP RE LTD
NOTE 4.000% 8/0
395366AB3
9767
10275000
PRN
DFND
1,2
0
0
0
INSU ACQUISITION CORP III
COM CL A
457817104
195
20000
SH
DFND
1,2
20000
0
0
HUAZHU GROUP LTD
NOTE 0.375%11/0
16949NAC3
9992
7958000
PRN
DFND
1,2
0
0
0
INTERNATIONAL FLAVORS&FRAGRA
UNIT 09/15/2021
459506309
27329
540000
SH
DFND
1,2
540000
0
0
INTERPRIVATE II ACQUISITION
CL A COM
46064Q108
3059
315340
SH
DFND
1,2
315340
0
0
INTERPRIVATE II ACQUISITION
UNIT 99/99/9999
46064Q207
7336
735810
SH
DFND
1,2
735810
0
0
INTERPRIVATE II ACQUISITION
*W EXP 09/03/202
46064Q116
75
63068
SH
DFND
1,2
63068
0
0
INTERPRIVATE III FINANCIAL P
*W EXP 99/99/999
46064R114
296
255965
SH
DFND
1,2
255965
0
0
INTERPRIVATE III FINANCIAL P
COM CL A
46064R106
12414
1279825
SH
DFND
1,2
1279825
0
0
INTERPRIVATE IV INFRATECH PR
CLASS A COM
46064T102
3618
371055
SH
DFND
1,2
371055
0
0
INTERPRIVATE IV INFRATECH PR
*W EXP 03/05/202
46064T110
83
74211
SH
DFND
1,2
74211
0
0
INTERPRIVATE IV INFRATECH PR
UNIT 03/05/2026
46064T201
8615
865804
SH
DFND
1,2
865804
0
0
INTL GNRL INSURANCE HLDNGS L
*W EXP 03/17/202
G4809J114
1397
1383157
SH
DFND
1,2
1383157
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
4010
4360
SH
DFND
1,2
4360
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
2290
6460
SH
DFND
1,2
6460
0
0
ION ACQUISITION CORP 2 LTD
SHS CL A
G49393104
16293
1647440
SH
DFND
1,2
1647440
0
0
HUAZHU GROUP LTD
SPONSORED ADS
44332N106
6601
125000
SH
Put
DFND
1,2
0
0
0
INSMED INC
NOTE 1.750% 1/1
457669AA7
464
443000
PRN
DFND
1,2
0
0
0
IQVIA HLDGS INC
COM
46266C105
1753
7234
SH
DFND
1,2
7234
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
22410
150000
SH
Put
DFND
1,2
0
0
0
IQIYI INC
SPONSORED ADS
46267X108
30649
1967200
SH
Put
DFND
1,2
0
0
0
ISHARES TR
U.S. TECH ETF
464287721
2982
30000
SH
DFND
1,2
30000
0
0
IQIYI INC
NOTE 3.750%12/0
46267XAB4
71077
70376000
PRN
DFND
1,2
0
0
0
ISHARES TR
RUS 2000 GRW ETF
464287648
530
1700
SH
DFND
1,2
1700
0
0
ISHARES INC
MSCI STH KOR ETF
464286772
18636
200000
SH
Put
DFND
1
0
0
0
ITHAX ACQUISITION CORP
CL A SHS
G49775102
2916
300000
SH
DFND
1,2
300000
0
0
ITIQUIRA ACQUISITION CORP
CL A SHS
G49773107
482
50000
SH
DFND
1,2
50000
0
0
IVANHOE CAPITAL ACQUISTIN CO
COM CL A
G4R87P114
12711
1249898
SH
DFND
1,2
1249898
0
0
JANUS INTERNATIONAL GROUP IN
COMMON STOCK
47103N106
28260
2000000
SH
DFND
1,2
2000000
0
0
JAWS HURRICANE ACQUISITN COR
UNIT 06/08/2026
47201B202
5030
500000
SH
DFND
1,2
500000
0
0
JAWS JUGGERNAUT ACQUISITN CO
UNIT 06/17/2026
G50735128
5684
565000
SH
DFND
1,2
565000
0
0
JAWS MUSTANG ACQUISITION COR
SHS CL A
G50737108
7326
750615
SH
DFND
1,2
750615
0
0
JAWS SPITFIRE ACQUISITION CO
SHS CL A
G50740102
5519
551336
SH
DFND
1,2
551336
0
0
JOHNSON & JOHNSON
COM
478160104
16161
98103
SH
DFND
1,2
98103
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
67228
293100
SH
Put
DFND
1,2
0
0
0
ISHARES TR
RUS 2000 GRW ETF
464287648
9351
30000
SH
Put
DFND
1,2
0
0
0
KAIROS ACQUISITION CORP
CL A SHS
G52110114
158
16260
SH
DFND
1,2
16260
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
7183
25348
SH
DFND
1,2
25348
0
0
KATAPULT HOLDINGS INC
COM
485859102
1081
100000
SH
DFND
1,2
100000
0
0
KELLOGG CO
COM
487836108
992
15417
SH
DFND
1,2
15417
0
0
KHOSLA VENTURES ACQUISITION
CL A
482504107
15699
1587387
SH
DFND
1,2
1587387
0
0
KHOSLA VENTURES ACQUSTN CO I
COM CL A
482505104
7719
778900
SH
DFND
1,2
778900
0
0
KHOSLA VENTURES ACQUT CO III
COM CL A
482506102
2481
250567
SH
DFND
1,2
250567
0
0
KIMBERLY-CLARK CORP
COM
494368103
2780
20784
SH
DFND
1,2
20784
0
0
KISMET ACQUISITION ONE CORP
SHS
G52753103
4224
426211
SH
DFND
1,2
426211
0
0
KISMET ACQUISITION THREE COR
CL A SHARES
G5276C110
2778
288422
SH
DFND
1,2
288422
0
0
KISMET ACQUISITION TWO CORP
CL A SHS
G52807107
1932
199631
SH
DFND
1,2
199631
0
0
KKR & CO INC
COM
48251W104
6533
110276
SH
DFND
1,2
110276
0
0
KKR ACQUISITION HOLDING I CO
COM CLASS A
48253T109
7127
725793
SH
DFND
1,2
725793
0
0
KRAFT HEINZ CO
COM
500754106
1631
40000
SH
DFND
1,2
40000
0
0
KROGER CO
COM
501044101
1837
47945
SH
DFND
1,2
47945
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
976
3539
SH
DFND
1,2
3539
0
0
LAMB WESTON HLDGS INC
COM
513272104
736
9129
SH
DFND
1,2
9129
0
0
LAUDER ESTEE COS INC
CL A
518439104
4532
14249
SH
DFND
1,2
14249
0
0
LDH GROWTH CORP I
CLASS A ORD SHS
G54094100
487
50000
SH
DFND
1,2
50000
0
0
LEAD EDGE GROWTH OPRTUNTS LT
COM
G54085108
10812
1105534
SH
DFND
1,2
1105534
0
0
LEAD EDGE GROWTH OPRTUNTS LT
*W EXP 04/01/202
G54085116
645
460745
SH
DFND
1,2
460745
0
0
LEAD EDGE GROWTH OPRTUNTS LT
UNIT 04/01/2026
G54085124
0
1
SH
DFND
1,2
1
0
0
LEFTERIS ACQUISITION CORP
COM CL A
52470X109
13450
1379508
SH
DFND
1,2
1379508
0
0
LEGATO MERGER CORP
*W EXP 12/31/202
52473X114
562
310638
SH
DFND
1,2
310638
0
0
LEO HLDGS CORP II
COM CL A
G5463R102
6550
674253
SH
DFND
1,2
674253
0
0
LEO HOLDINGS III CORP
SHS CL A
G5463T108
2136
216400
SH
DFND
1,2
216400
0
0
LGL SYS ACQUISITION CORP
COM CL A
50201G106
8420
842834
SH
DFND
1,2
842834
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
4219
76500
SH
Put
DFND
1,2
0
0
0
JOYY INC
ADS REPSTG COM A
46591M109
5495
83300
SH
Put
DFND
1,2
0
0
0
LIBERTY MEDIA CORP DEL
COM C SIRIUSXM
531229607
4
100
SH
DFND
1,2
100
0
0
LILLY ELI & CO
COM
532457108
6810
29672
SH
DFND
1,2
29672
0
0
LIVE OAK ACQUISITION CORP II
COM CL A
53804W106
3161
318666
SH
DFND
1,2
318666
0
0
LOCUST WALK ACQUISITION CORP
COM CL A
54015L103
4263
431066
SH
DFND
1,2
431066
0
0
LONGVIEW ACQUISITION CORP II
COM CL A
54319Q105
1078
109999
SH
DFND
1,2
109999
0
0
LUX HEALTH TECH ACQUISITION
COM CL A
55068A100
7622
770646
SH
DFND
1,2
770646
0
0
M & T BK CORP
COM
55261F104
5301
36478
SH
DFND
1,2
36478
0
0
M3 BRIGADE ACQUISITION II CO
COM CL A
553800103
788
81086
SH
DFND
1,2
81086
0
0
MAGNACHIP SEMICONDUCTOR CORP
COM
55933J203
1496
62690
SH
DFND
1,2
62690
0
0
MALACCA STRAITS ACQUISITION
COM CL A
G5859B117
1964
198386
SH
DFND
1,2
198386
0
0
MAQUIA CAPITAL ACQUISITION C
CLASS A COM
56564V101
9840
1000000
SH
DFND
1,2
1000000
0
0
MARQUEE RAINE ACQUISITION CO
CL A SHS
G58442107
36575
3694443
SH
DFND
1,2
3694443
0
0
MAXIM INTEGRATED PRODS INC
COM
57772K101
30632
290735
SH
DFND
1,2
290735
0
0
MCAP ACQUISITION CORP
COM CL A
55282T109
869
90368
SH
DFND
1,2
90368
0
0
MCCORMICK & CO INC
COM NON VTG
579780206
1349
15275
SH
DFND
1,2
15275
0
0
MCEWEN MNG INC
COM
58039P107
10518
7669900
SH
DFND
1
7669900
0
0
MCKESSON CORP
COM
58155Q103
1124
5876
SH
DFND
1,2
5876
0
0
MDH ACQUISITION CORP
COM CL A
55283P106
1156
119933
SH
DFND
1,2
119933
0
0
MDH ACQUISITION CORP
UNIT 99/99/9999
55283P205
0
1
SH
DFND
1,2
1
0
0
MEDTRONIC PLC
SHS
G5960L103
6255
50394
SH
DFND
1,2
50394
0
0
MERCK & CO INC
COM
58933Y105
7312
94025
SH
DFND
1,2
94025
0
0
METTLER TOLEDO INTERNATIONAL
COM
592688105
1176
849
SH
DFND
1,2
849
0
0
MODEL PERFORMANCE ACQU CORP
CLASS A ORD SHS
G6246M105
3732
378462
SH
DFND
1,2
378462
0
0
MODEL PERFORMANCE ACQU CORP
RIGHT 04/29/2026
G6246M121
130
365911
SH
DFND
1,2
365911
0
0
MODEL PERFORMANCE ACQU CORP
UNIT 04/29/2026
G6246M113
0
2
SH
DFND
1,2
2
0
0
MONDELEZ INTL INC
CL A
609207105
5053
80924
SH
DFND
1,2
80924
0
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
2108
23079
SH
DFND
1,2
23079
0
0
MONTES ARCHIMEDES ACQUISITIO
COM CL A
612657106
6843
691954
SH
DFND
1,2
691954
0
0
MORINGA ACQUISITION CORP
CL A SHS
G6S23K108
842
87262
SH
DFND
1,2
87262
0
0
MOTION ACQUISITION CORP
COM CL A
61980M107
1752
176089
SH
DFND
1,2
176089
0
0
MOTION ACQUISITION CORP
*W EXP 10/02/202
61980M115
254
170334
SH
DFND
1,2
170334
0
0
MOUNTAIN CREST ACQSTN CORP I
RIGHT 05/14/2026
62402U115
129
235000
SH
DFND
1,2
235000
0
0
MOUNTAIN CREST ACQSTN CORP I
COMMON STOCK
62402U107
2308
235000
SH
DFND
1,2
235000
0
0
MULTIPLAN CORPORATION
*W EXP 02/13/202
62548M118
2175
962205
SH
DFND
1,2
962205
0
0
NAVSIGHT HLDGS INC
CL A
639358100
13320
1334660
SH
DFND
1,2
1334660
0
0
NEBULA CARAVEL ACQUISITION C
COM CL A
629070103
14680
1469445
SH
DFND
1,2
1469445
0
0
JOYY INC
NOTE 0.750% 6/1
98426TAD8
81094
81021000
PRN
DFND
1,2
0
0
0
NEW FRONTIER HEALTH CORP
*W EXP 11/30/202
G6461G114
790
300000
SH
DFND
1,2
300000
0
0
NEW VISTA ACQUISITION CORP
CL A SHS
G6529L105
7043
728336
SH
DFND
1,2
728336
0
0
NEW VISTA ACQUISITION CORP
UNIT 02/01/2026
G6529L113
1429
142500
SH
DFND
1,2
142500
0
0
NEWHOLD INVESTMENT CORP
COM CL A
651448102
1991
198490
SH
DFND
1,2
198490
0
0
NEXTERA ENERGY INC
UNIT 99/99/9999
65339F770
52473
1080000
SH
DFND
1,2
1080000
0
0
NEXTERA ENERGY INC
UNIT 09/01/2022S
65339F796
9635
172500
SH
DFND
1,2
172500
0
0
LI AUTO INC
DEBT 0.250% 5/0
G5479MAA3
17400
12500000
PRN
DFND
1,2
0
0
0
NEXTERA ENERGY PARTNERS LP
COM UNIT PART IN
65341B106
1199
15700
SH
DFND
1,2
15700
0
0
NEXTGEN ACQUISITION CORP
CL A
G65305107
28154
2832378
SH
DFND
1,2
2832378
0
0
NIGHTDRAGON ACQUISITION CORP
CLASS A COM
65413D105
4671
478613
SH
DFND
1,2
478613
0
0
LIBERTY MEDIA CORP DEL
DEB 3.500% 1/1
530715AN1
39149
33941000
PRN
DFND
1,2
0
0
0
NEUROCRINE BIOSCIENCES INC
NOTE 2.250% 5/1
64125CAD1
13290
10000000
PRN
DFND
1,2
0
0
0
NOCTURNE ACQUISITION CORP
RIGHT 12/26/2025
G6580S106
65
171846
SH
DFND
1,2
171846
0
0
NOCTURNE ACQUISITION CORP
ORDINARY SHARES
G6580S114
3050
309300
SH
DFND
1,2
309300
0
0
NORTH ATLANTIC ACQUISITN COR
CL A SHS
G66139109
1024
105315
SH
DFND
1,2
105315
0
0
NORTHERN GENESIS ACQUISITION
COMMON STOCK
66516U101
4812
483616
SH
DFND
1,2
483616
0
0
NORTHERN LIGHTS ACQUISITN CO
UNIT 11/01/2027
66538L204
3570
350000
SH
DFND
1,2
350000
0
0
NORTHERN STAR INVSTMNT CORP
COM CLASS A
66573W107
13575
1362939
SH
DFND
1,2
1362939
0
0
NORTHERN STAR INVSTMNT CORP
*W EXP 01/31/202
66573W115
164
67102
SH
DFND
1,2
67102
0
0
NEXTERA ENERGY INC
COM
65339F101
40304
550000
SH
Put
DFND
1,2
0
0
0
OAKTREE ACQUISITION CORP II
CL A SHS
G6715X103
6966
705073
SH
DFND
1,2
705073
0
0
OAKTREE SPECIALTY LENDING CO
COM
67401P108
440
65807
SH
DFND
1,2
65807
0
0
OCEANTECH ACQUISITIONS I COR
UNIT 05/12/2026
675507206
295
29458
SH
DFND
1,2
29458
0
0
ONE
COM CL A
G7000X105
351
35208
SH
DFND
1,2
35208
0
0
OSPREY TECHNLGY AQUISTION CO
COM CL A
68839R104
27214
2724174
SH
DFND
1,2
2724174
0
0
PAE INC
*W EXP 09/11/202
69290Y117
1618
735228
SH
DFND
1,2
735228
0
0
PEPSICO INC
COM
713448108
10742
72499
SH
DFND
1,2
72499
0
0
PERIPHAS CAPITAL PARTNERING
COM CL A
713895100
6147
250771
SH
DFND
1,2
250771
0
0
PERKINELMER INC
COM
714046109
637
4126
SH
DFND
1,2
4126
0
0
PERRIGO CO PLC
SHS
G97822103
231
5042
SH
DFND
1,2
5042
0
0
PETRA ACQUISITION INC
COM
716421102
3142
313843
SH
DFND
1,2
313843
0
0
PFIZER INC
COM
717081103
8176
208797
SH
DFND
1,2
208797
0
0
PG&E CORP
UNIT 99/99/9999
69331C140
17740
175000
SH
DFND
1,2
175000
0
0
PHILIP MORRIS INTL INC
COM
718172109
5125
51710
SH
DFND
1,2
51710
0
0
PINE IS ACQUISITION CORP
CL A
722615101
487
50025
SH
DFND
1,2
50025
0
0
PINE IS ACQUISITION CORP
UNIT 99/99/9999
722615200
1012
100000
SH
DFND
1,2
100000
0
0
PIONEER MERGER CORP
CL A SHS
G7S24C103
11334
1143708
SH
DFND
1,2
1143708
0
0
PIVOTAL INVESTMENT CORP III
COM CL A
72582M106
976
100088
SH
DFND
1,2
100088
0
0
PONTEM CORPORATION
SHS CL A
G71707106
2271
233647
SH
DFND
1,2
233647
0
0
PONTEM CORPORATION
*W EXP 01/05/202
G71707122
342
345355
SH
DFND
1,2
345355
0
0
POPULATION HEALTH INVS CO IN
SHS CL A
G71716107
2698
275000
SH
DFND
1,2
275000
0
0
POST HOLDINGS PARTNERING COR
UNIT 99/99/9999
737465203
7747
745635
SH
DFND
1,2
745635
0
0
POWER & DIGITAL INFRA ACQ CO
COM CL A
739190106
17202
1750000
SH
DFND
1,2
1750000
0
0
POWER & DIGITAL INFRA ACQ CO
*W EXP 02/12/202
739190114
608
437500
SH
DFND
1,2
437500
0
0
POWERED BRANDS
CL A
G7209M108
6104
627947
SH
DFND
1,2
627947
0
0
PROCTER AND GAMBLE CO
COM
742718109
17502
129708
SH
DFND
1,2
129708
0
0
NIO INC
SPON ADS
62914V106
13300
250000
SH
Put
DFND
1,2
0
0
0
PROTERRA INC
COM
74374T109
34220
2000000
SH
DFND
1
2000000
0
0
PTK ACQUISITION CORP
COM
69375F108
4603
464433
SH
DFND
1,2
464433
0
0
QELL ACQUISITION CORP
CL A
G7307X105
21028
2113349
SH
DFND
1,2
2113349
0
0
QUEENS GAMBIT GROWTH CAPITAL
CL A SHS
G7315C101
5683
585874
SH
DFND
1,2
585874
0
0
QUEENS GAMBIT GROWTH CAPITAL
*W EXP 01/19/202
G7315C119
132
131100
SH
DFND
1,2
131100
0
0
QUEST DIAGNOSTICS INC
COM
74834L100
629
4767
SH
DFND
1,2
4767
0
0
REDBALL ACQUISITION CORP
COM CL A
G7417R105
4885
499994
SH
DFND
1,2
499994
0
0
REINVENT TECHNOLOGY PARTNERS
SHS CL A
G74847107
9324
939005
SH
DFND
1,2
939005
0
0
REINVENT TECHNOLOGY PARTNERS
CL A
G7483N129
30539
3060053
SH
DFND
1,2
3060053
0
0
REINVENT TECHNOLOGY PARTNERS
CLASS A ORD SHS
G7484L106
38532
3900000
SH
DFND
1,2
3900000
0
0
REINVENT TECHNOLOGY PARTNERS
*W EXP 03/12/202
G7484L122
878
487500
SH
DFND
1,2
487500
0
0
RESMED INC
COM
761152107
1326
5379
SH
DFND
1,2
5379
0
0
REVOLUTION ACCELERTN ACQU CO
COM CL A
76156P106
16405
1645423
SH
DFND
1,2
1645423
0
0
REVOLUTION HEALTHCAR AQ CORP
CLASS A COM
76155Y108
41735
4250000
SH
DFND
1,2
4250000
0
0
REVOLUTION HEALTHCAR AQ CORP
*W EXP 12/31/202
76155Y116
483
345257
SH
DFND
1,2
345257
0
0
RIBBIT LEAP LTD
SHS CL A
G7552B105
2672
250000
SH
DFND
1,2
250000
0
0
RIBBIT LEAP LTD
*W EXP 09/09/202
G7552B113
112
50000
SH
DFND
1,2
50000
0
0
RMG ACQUISITION CORP II
CL A SHS
G76083107
11145
1120100
SH
DFND
1,2
1120100
0
0
RMG ACQUISITION CORP III
CL A SHS
G76088106
8824
905928
SH
DFND
1,2
905928
0
0
ROCKET INTERNET GRWT OPRT CO
SHS CL A
G7613T103
1477
150294
SH
DFND
1,2
150294
0
0
ROMAN DBDR TECH ACQUISITION
COM CL A
77584N101
9339
923752
SH
DFND
1,2
923752
0
0
ROTH CH ACQUISITION II CO
COM
778673103
632
63620
SH
DFND
1,2
63620
0
0
ROTH CH ACQUISITION III CO
COM
77867Q102
2019
204514
SH
DFND
1,2
204514
0
0
ROTH CH ACQUISITION III CO
UNIT 02/26/2026
77867Q201
0
4
SH
DFND
1,2
4
0
0
ROTOR ACQUISITION CORP
COM
77879W105
6889
690324
SH
DFND
1,2
690324
0
0
SANDBRIDGE ACQUISITION CORP
COM CL A
799793104
2793
279900
SH
DFND
1,2
279900
0
0
SANDBRIDGE ACQUISITION CORP
*W EXP 09/14/202
799793112
64
45684
SH
DFND
1,2
45684
0
0
SANDBRIDGE X2 CORP
COM CLASS A
799792106
288
29748
SH
DFND
1,2
29748
0
0
SANDBRIDGE X2 CORP
UNIT 99/99/9999
799792205
0
3
SH
DFND
1,2
3
0
0
SC HEALTH CORP
COM CL A
G78516203
343
34005
SH
DFND
1,2
34005
0
0
SCION TECH GROWTH I
CL A SHS
G31067104
8241
843542
SH
DFND
1,2
843542
0
0
SCION TECH GROWTH II
CL A SHS
G31070108
1282
132191
SH
DFND
1,2
132191
0
0
SCP & CO HEALTHCARE ACQUSTN
COM CL A
784065104
958
99000
SH
DFND
1,2
99000
0
0
SCVX CORP
COM
G79448208
6228
629777
SH
DFND
1,2
629777
0
0
NIO INC
DEBT 2/0
G6525FAC6
21391
22352000
PRN
DFND
1,2
0
0
0
SEAPORT GLOBAL ACQUISITN COR
COM CL A
812227106
3941
395640
SH
DFND
1,2
395640
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
2826
15829
SH
DFND
1,2
15829
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
919
17062
SH
DFND
1
17062
0
0
NUANCE COMMUNICATIONS INC
NOTE 1.250% 4/0
67020YAN0
104008
37333000
PRN
DFND
1,2
0
0
0
PROOFPOINT INC
NOTE 0.250% 8/1
743424AF0
144888
115466000
PRN
DFND
1,2
0
0
0
SEVEN OAKS ACQUISITION CORP
COM CL A
81787X106
9912
1002243
SH
DFND
1,2
1002243
0
0
SEVEN OAKS ACQUISITION CORP
UNIT 12/18/2025
81787X205
0
2
SH
DFND
1,2
2
0
0
SILVERBOX ENGAGED MERGER CO
COM CL A
82836L101
1940
200000
SH
DFND
1,2
200000
0
0
SIMON PROPERTY GRP ACQ HOLDI
COM CL A
82880R103
218
22405
SH
DFND
1,2
22405
0
0
SLACK TECHNOLOGIES INC
COM CL A
83088V102
24171
545621
SH
DFND
1,2
545621
0
0
SMUCKER J M CO
COM NEW
832696405
871
6722
SH
DFND
1,2
6722
0
0
SOARING EAGLE ACQUISITION CO
CL A SHS
G8354H126
45039
4521963
SH
DFND
1,2
4521963
0
0
SOC TELEMED INC
*W EXP 11/30/202
78472F119
72
74107
SH
DFND
1,2
74107
0
0
SOCIAL CAP SUVRETTA HLD CRPI
CLASS A ORD SHS
G8253W109
4305
425000
SH
DFND
1,2
425000
0
0
SOCIAL CAP SUVRETTA HLDS CP
CLASS A ORD SHS
G8253Y105
4297
425000
SH
DFND
1,2
425000
0
0
SOCIAL CAP SUVRETTA HLDS CRP
CLASS A ORD SHS
G8253T106
4297
425000
SH
DFND
1,2
425000
0
0
SOCIAL CAP SUVRETTA HLDS CRP
CLASS A ORD SHS
G8253U103
4301
425000
SH
DFND
1,2
425000
0
0
SOCIAL LEVERAGE ACQUISN CORP
COM CL A
83363K102
3028
311545
SH
DFND
1,2
311545
0
0
SOCIAL LEVERAGE ACQUISN CORP
UNIT 99/99/9999
83363K201
0
1
SH
DFND
1,2
1
0
0
SOFTWARE ACQUISITN GRUP INC
COM CL A
83407F101
4414
443570
SH
DFND
1,2
443570
0
0
SPARTACUS ACQUISITION CORP
CL A
84677L109
4077
405647
SH
DFND
1,2
405647
0
0
SPARTAN ACQUISITION CORP II
COM
846775104
2701
270413
SH
DFND
1,2
270413
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
13468
250000
SH
Put
DFND
1,2
0
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
5712
13343
SH
DFND
1,2
13343
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
60069
950000
SH
Put
DFND
1,2
0
0
0
SPDR INDEX SHS FDS
EURO STOXX 50
78463X202
9638
205800
SH
Put
DFND
1,2
0
0
0
SPK AQUISITION CORP
UNIT 05/13/2026
848651204
3108
309905
SH
DFND
1,2
309905
0
0
SPORTSTEK ACQUISITION CORP
COM CL A
849196100
1567
162855
SH
DFND
1,2
162855
0
0
SPRING VY ACQUISITION CORP
CL A
G8377A108
21021
2100034
SH
DFND
1,2
2100034
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
15367
35900
SH
Put
DFND
1,2
0
0
0
STANLEY BLACK & DECKER INC
COM
854502101
21339
104096
SH
DFND
1,2
104096
0
0
STAR PEAK CORP II
COM CL A
855179107
28178
2846230
SH
DFND
1,2
2846230
0
0
STARBOARD VALUE ACQUISITN CO
COM CL A
85521J109
3125
312533
SH
DFND
1,2
312533
0
0
STERIS PLC
SHS USD
G8473T100
754
3657
SH
DFND
1,2
3657
0
0
STRONGBRIDGE BIOPHARMA PLC
SHS USD
G85347105
1625
547089
SH
DFND
1,2
547089
0
0
STRYKER CORPORATION
COM
863667101
3204
12335
SH
DFND
1,2
12335
0
0
SUNNOVA ENERGY INTL INC.
COM
86745K104
5065
134500
SH
DFND
1,2
134500
0
0
SUPERNOVA PARTN ACQ CO III L
SHS CL A
G8T90F102
486
50000
SH
DFND
1,2
50000
0
0
SUPERNOVA PARTNERS ACQUISITI
COM CL A
86846V108
26603
2679058
SH
DFND
1,2
2679058
0
0
SUPERNOVA PARTNERS ACQUISITI
*W EXP 10/16/202
86846V116
260
168533
SH
DFND
1,2
168533
0
0
SUPERNOVA PARTNERS ACQUISTN
SHS CL A
G8T86C105
1942
200000
SH
DFND
1,2
200000
0
0
SUSTAINABLE OPPORTNTS ACQ CO
ORD SHS A
G8598Y109
7440
747715
SH
DFND
1,2
747715
0
0
SVF INVESTMENT CORP
CL A SHS
G8601L102
7564
765614
SH
DFND
1,2
765614
0
0
SVF INVESTMENT CORP 2
CL A SHS
G8601M100
2369
238082
SH
DFND
1,2
238082
0
0
SWITCHBACK II CORPORATION
COM CL A
G8633T115
15417
1558836
SH
DFND
1,2
1558836
0
0
SPDR SER TR
S&P RETAIL ETF
78464A714
11094
114100
SH
Put
DFND
1,2
0
0
0
SYSCO CORP
COM
871829107
2465
31700
SH
DFND
1,2
31700
0
0
TAILWIND ACQUISITION CORP
COM CL A
87403Q102
10858
1089028
SH
DFND
1,2
1089028
0
0
TAILWIND INTERNATNAL ACQ COR
COM CL A
G8662F101
967
99999
SH
DFND
1,2
99999
0
0
TAILWIND TWO ACQUISITION COR
SHS CL A
G86613109
1609
166513
SH
DFND
1,2
166513
0
0
TELEFLEX INCORPORATED
COM
879369106
712
1772
SH
DFND
1,2
1772
0
0
THAYER VENTURES ACQU CORP
COM CL A
88332T100
1817
180776
SH
DFND
1,2
180776
0
0
THE MUSIC ACQUISITION CORP
COM CLASS A
62752R100
1681
173854
SH
DFND
1,2
173854
0
0
THE REALREAL INC
COM
88339P101
1976
100000
SH
DFND
1,2
100000
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
7192
14257
SH
DFND
1,2
14257
0
0
THIMBLE POINT ACQUISITION CO
COM CL A
88408P107
494
49998
SH
DFND
1,2
49998
0
0
SYNAPTICS INC
NOTE 0.500% 6/1
87157DAD1
1579
750000
PRN
DFND
1,2
0
0
0
THUNDER BRIDGE CAP PRTNRS II
COM CL A
88605T100
24300
2499997
SH
DFND
1,2
2499997
0
0
THUNDER BRIDGE CAP PRTNRS II
UNIT 02/15/2028
88605T209
1598
160000
SH
DFND
1,2
160000
0
0
TIGA ACQUISITION CORP
SHS CL A
G88672103
3159
315000
SH
DFND
1,2
315000
0
0
TISHMAN SPEYER INNOVATION CO
COM CL A
88825H100
1531
155120
SH
DFND
1,2
155120
0
0
TORTOISE ACQUISITION CORP II
COM CL A
G89554102
9295
926755
SH
DFND
1,2
926755
0
0
TPG PACE BENEFICIAL II CORP
COMMON STOCK
G89826104
3024
300000
SH
DFND
1,2
300000
0
0
TPG PACE SOLUTIONS CORP
SHS CL A
G8656V104
3875
389073
SH
DFND
1,2
389073
0
0
TREBIA ACQUISITION CORP
COM CL A
G9027T109
19798
1999785
SH
DFND
1,2
1999785
0
0
TRIP COM GROUP LTD
DEBT 1.500% 7/0
G9066FAA9
63490
44500000
PRN
DFND
1,2
0
0
0
TRITON INTL LTD
CL A
G9078F107
12562
240000
SH
Put
DFND
1,2
0
0
0
TRITON INTL LTD
CL A
G9078F107
6863
131130
SH
DFND
1,2
131130
0
0
TUSCAN HLDGS CORP II
COM
90070A103
14065
1399539
SH
DFND
1,2
1399539
0
0
TWC TECH HLDGS II CORP
COM
90117G105
29755
2996446
SH
DFND
1,2
2996446
0
0
TWITTER INC
NOTE 1.000% 9/1
90184LAD4
21420
21000000
PRN
DFND
1,2
0
0
0
TYSON FOODS INC
CL A
902494103
1364
18493
SH
DFND
1,2
18493
0
0
TZP STRATEGIES ACQUISTN CORP
CL A SHS
G91595101
6419
661788
SH
DFND
1,2
661788
0
0
UCOMMUNE INTERNATIONAL LTD
*W EXP 11/17/202
G9449A118
43
158100
SH
DFND
1,2
158100
0
0
UGI CORP NEW
UNIT 99/99/9999
902681113
10660
100000
SH
DFND
1,2
100000
0
0
UIPATH INC
CL A
90364P105
340
5000
SH
DFND
1,2
5000
0
0
UNION ACQUISITION CORP II
SHS
G9402Q100
2983
295642
SH
DFND
1,2
295642
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
14305
35722
SH
DFND
1,2
35722
0
0
UPSTART HLDGS INC
COM
91680M107
1249
10000
SH
DFND
1,2
10000
0
0
VECTOR ACQUISITION CORP
COM CL A
G9442R126
3658
335906
SH
DFND
1,2
335906
0
0
VENUS ACQUISITION CORPORATIO
SHS
G9420F102
2644
265770
SH
DFND
1,2
265770
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
1901
9428
SH
DFND
1,2
9428
0
0
VIATRIS INC
COM
92556V106
654
45739
SH
DFND
1,2
45739
0
0
VIRTUOSO ACQUISITION CORP
COM CL A
92837J104
16147
1627690
SH
DFND
1,2
1627690
0
0
VIRTUOSO ACQUISITION CORP
*W EXP 01/31/202
92837J112
195
116478
SH
DFND
1,2
116478
0
0
VISTAS MEDIA ACQUISITION CO
COM CL A
92840T107
883
88365
SH
DFND
1,2
88365
0
0
VIVEON HEALTH ACQUISITION CO
COMMON STOCK
92853V106
13729
1386800
SH
DFND
1,2
1386800
0
0
VPC IMPACT ACQU HOLDI III IN
COM CL A
91835J108
1146
115861
SH
DFND
1,2
115861
0
0
VY GLOBAL GROWTH
COM CL A
G9444H100
31548
3170680
SH
DFND
1,2
3170680
0
0
WALMART INC
COM
931142103
10053
71289
SH
DFND
1,2
71289
0
0
WARBURG PINCUS CAPTAL CORP I
SHS CL A
G9460M108
14421
1459615
SH
DFND
1,2
1459615
0
0
WARRIOR TECHNOLOGIES ACQUI C
COM CL A
936273101
114
11804
SH
DFND
1,2
11804
0
0
WATERS CORP
COM
941848103
785
2271
SH
DFND
1,2
2271
0
0
WEST PHARMACEUTICAL SVSC INC
COM
955306105
992
2762
SH
DFND
1,2
2762
0
0
WILLIS TOWERS WATSON PLC LTD
SHS
G96629103
6194
26926
SH
DFND
1,2
26926
0
0
XILINX INC
COM
983919101
16793
116105
SH
DFND
1,2
116105
0
0
YELLOWSTONE ACQUISITION CO
COM CL A
98566K105
3566
354831
SH
DFND
1,2
354831
0
0
YUCAIPA ACQUISITION CORP
COM
G9879L105
6844
693397
SH
DFND
1,2
693397
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
1285
7989
SH
DFND
1,2
7989
0
0
ZIMMER ENERGY TRANSITION ACQ
UNIT 06/16/2026
989570205
8404
837043
SH
DFND
1,2
837043
0
0
ZOETIS INC
CL A
98978V103
3296
17687
SH
DFND
1,2
17687
0
0