The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
GUGGENHEIM ENHNCD EQTY INCM COM 40167B100 115 14,234 SH   DFND 1,2 14,234 0 0
TEMPLETON EMERG MKTS INCOME COM 880192109 293 26,062 SH   DFND 1,2 26,062 0 0
COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9999 203668116 26 3,000,000 SH   DFND 1,2 3,000,000 0 0
CBL & ASSOC PPTYS INC COM 124830100 159 16,647 SH   DFND 1,2 16,647 0 0
JPMORGAN CHINA REGION FD INC COM 48126T104 2,064 112,775 SH   DFND 1,2 112,775 0 0
ZWEIG FD COM NEW 989834205 124 11,148 SH   DFND 1,2 11,148 0 0
CREDIT SUISSE HIGH YLD BND F SH BEN INT 22544F103 48 18,141 SH   DFND 1,2 18,141 0 0
KOREA EQUITY FD INC COM 50063B104 1,822 207,572 SH   DFND 1,2 207,572 0 0
SEABRIDGE GOLD INC COM 811916105 2,419 220,143 SH   DFND 1,2 220,143 0 0
ADVENT CLAYMORE ENH GRW & IN COM 00765E104 1,662 196,864 SH   DFND 1,2 196,864 0 0
NAVIENT CORPORATION COM 63938C108 155 10,470 SH   DFND 1,2 10,470 0 0
FUTUREFUEL CORPORATION COM 36116M106 158 11,126 SH   DFND 1,2 11,126 0 0
SOUTHWESTERN ENERGY CO DEP SHS 1/20 B 845467208 9,818 496,362 SH   DFND 1,2 496,362 0 0
EXELON CORP UNIT 99/99/9999 30161N127 5,973 121,000 SH   DFND 1,2 121,000 0 0
BARINGTON HILCO ACQUISITION COM 06759V101 1,921 185,598 SH   DFND 1,2 185,598 0 0
TURKISH INVT FD INC COM 900145103 388 46,561 SH   DFND 1,2 46,561 0 0
WESTERN ASSET HIGH INCM OPP COM 95766K109 62 12,293 SH   DFND 1,2 12,293 0 0
AMERICAN TOWER CORP NEW PFD CONV SER A 03027X308 25,128 220,000 SH   DFND 1,2 220,000 0 0
ORIGO ACQUISITION CORP SHS G67789126 1,324 126,676 SH   DFND 1 126,676 0 0
HEALTHSOUTH CORP DEBT 2.000%12/0 421924BL4 17,132 13,983,000 PRN   DFND 1,2 0 0 0
BROCADE COMMUNICATIONS SYS I NOTE 1.375% 1/0 111621AQ1 62,449 61,739,000 PRN   DFND 1,2 0 0 0
MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 10,790 7,500,000 PRN   DFND 1,2 0 0 0
SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 2,459 317,293 SH   DFND 1,2 317,293 0 0
PACIFIC SPL ACQUISITION CORP SHS G68588105 2,546 246,000 SH   DFND 1,2 246,000 0 0
KLR ENERGY ACQUISITION CORP CL A 49877M108 8,407 814,000 SH   DFND 1,2 814,000 0 0
NORTH AMERN ENERGY PARTNERS COM 656844107 266 53,736 SH   DFND 1,2 53,736 0 0
HERBALIFE LTD COM USD SHS G4412G101 1,441 24,793 SH   DFND 1,2 24,793 0 0
GP INVTS ACQUISITION COR SHS G40357124 11,928 1,196,315 SH   DFND 1,2 1,196,315 0 0
NEW SR INVT GROUP INC COM 648691103 156 15,320 SH   DFND 1,2 15,320 0 0
AXAR ACQUISITION CORP *W EXP 10/28/2019 05455L110 14 195,415 SH   DFND 1,2 195,415 0 0
NOVELLUS SYS INC NOTE 2.625% 5/1 670008AD3 66,886 17,590,000 PRN   DFND 1,2 0 0 0
WENDYS CO COM 95058W100 150 11,001 SH   DFND 1,2 11,001 0 0
CHESAPEAKE ENERGY CORP NOTE 2.250%12/1 165167CB1 69 70,000 PRN   DFND 1,2 0 0 0
GTY TECHNOLOGY HOLDINGS INC UNIT 99/99/9999 G4182A110 769 74,500 SH   DFND 1,2 74,500 0 0
DONNELLEY R R & SONS CO COM 257867200 159 13,122 SH   DFND 1,2 13,122 0 0
T MOBILE US INC CONV PFD SER A 872590203 13,226 125,000 SH   DFND 1,2 125,000 0 0
NORTHSTAR REALTY EUROPE CORP COM 66706L101 151 13,054 SH   DFND 1,2 13,054 0 0
M I ACQUISITIONS INC COM 55304A104 4,000 400,000 SH   DFND 1,2 400,000 0 0
ENVISION HEALTHCARE CORP PFD CNV 5.25% A1 29414D209 26,081 228,737 SH   DFND 1,2 228,737 0 0
M III ACQUISITION CORP COM 55378T104 10,368 1,058,000 SH   DFND 1,2 1,058,000 0 0
BROCADE COMMUNICATIONS SYS I COM NEW 111621306 479 38,400 SH Put DFND 1,2 0 0 0
UNIVERSAL AMERN CORP NEW COM 91338E101 10,072 1,010,275 SH   DFND 1,2 1,010,275 0 0
THERAVANCE BIOPHARMA INC NOTE 3.250%11/0 88339KAA0 3,835 3,000,000 PRN   DFND 1,2 0 0 0
WPX ENERGY INC PFD SER A CV 98212B202 7,314 121,010 SH   DFND 1,2 121,010 0 0
INVESTORS BANCORP INC NEW COM 46146L101 148 10,277 SH   DFND 1,2 10,277 0 0
BLACK HILLS CORP UNIT 99/99/9999 092113125 7,338 100,000 SH   DFND 1,2 100,000 0 0
XILINX INC NOTE 2.625% 6/1 983919AF8 38,174 19,062,000 PRN   DFND 1,2 0 0 0
CAPSTEAD MTG CORP COM NO PAR 14067E506 151 14,330 SH   DFND 1,2 14,330 0 0
CENOVUS ENERGY INC COM 15135U109 3,955 350,000 SH   DFND 1,2 350,000 0 0
KEYCORP NEW COM 493267108 23,470 1,320,000 SH Put DFND 1,2 0 0 0
FINISH LINE INC CL A 317923100 157 11,042 SH   DFND 1,2 11,042 0 0
BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 262 11,507 SH   DFND 1,2 11,507 0 0
ARES CAP CORP COM 04010L103 673 38,700 SH Put DFND 1,2 0 0 0
ARRAY BIOPHARMA INC NOTE 3.000% 6/0 04269XAA3 19,975 13,841,000 PRN   DFND 1,2 0 0 0
NXP SEMICONDUCTORS N V DBCV 1.000%12/0 62952QAB6 28,958 25,007,000 PRN   DFND 1,2 0 0 0
ARBOR RLTY TR INC NOTE 6.500%10/0 038923AA6 2,886 2,750,000 PRN   DFND 1,2 0 0 0
SILVER RUN ACQUISITION UNIT 99/99/9999 82812A202 5,220 500,000 SH   DFND 1,2 500,000 0 0
NVIDIA CORP NOTE 1.000%12/0 67066GAC8 119,368 21,992,000 PRN   DFND 1,2 0 0 0
MICRON TECHNOLOGY INC NOTE 3.125% 5/0 595112AX1 45,406 15,300,000 PRN   DFND 1,2 0 0 0
MGIC INVT CORP WIS NOTE 2.000% 4/0 552848AE3 51,486 35,373,000 PRN   DFND 1,2 0 0 0
KAYNE ANDERSON ACQUISITION UNIT 06/30/2022 48661U201 7,515 750,000 SH   DFND 1,2 750,000 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 6,470 60,000 SH Put DFND 1,2 0 0 0
MATLIN & PARTNERS ACQUISITIO UNIT 05/28/2021A 57682V205 853 85,086 SH   DFND 1,2 85,086 0 0
INTEL CORP SDCV 12/1 458140AD2 71,523 52,629,000 PRN   DFND 1,2 0 0 0
CYS INVTS INC COM 12673A108 151 18,999 SH   DFND 1,2 18,999 0 0
ARCONIC INC PFD CONV B SER 1 03965L308 1,026 25,000 SH   DFND 1,2 25,000 0 0
TWO HBRS INVT CORP COM 90187B101 149 15,524 SH   DFND 1,2 15,524 0 0
SEABRIDGE GOLD INC COM 811916105 374 34,000 SH Put DFND 1,2 0 0 0
MFA FINL INC COM 55272X102 148 18,330 SH   DFND 1,2 18,330 0 0
ELECTRUM SPL ACQUISITION COR SHS G3105C104 18,272 1,836,395 SH   DFND 1,2 1,836,395 0 0
EASTERLY ACQUISITION CORP COM 27616L102 2,904 290,400 SH   DFND 1,2 290,400 0 0
ANWORTH MORTGAGE ASSET CP COM 037347101 152 27,348 SH   DFND 1,2 27,348 0 0
AXAR ACQUISITION CORP *W EXP 12/31/202 05455L128 100 124,999 SH   DFND 1,2 124,999 0 0