0001357550-17-000013.txt : 20170512 0001357550-17-000013.hdr.sgml : 20170512 20170512101952 ACCESSION NUMBER: 0001357550-17-000013 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170512 DATE AS OF CHANGE: 20170512 EFFECTIVENESS DATE: 20170512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Weiss Asset Management LP CENTRAL INDEX KEY: 0001357550 IRS NUMBER: 611451623 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12911 FILM NUMBER: 17836832 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET, 16TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-778-7780 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET, 16TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: WEISS CAPITAL LLC DATE OF NAME CHANGE: 20060327 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001357550 XXXXXXXX 03-31-2017 03-31-2017 Weiss Asset Management LP

222 BERKELEY STREET, 16TH FLOOR BOSTON MA 02116

13F HOLDINGS REPORT 028-12911 N Georgiy Nikitin 617-778-7725 Georgiy Nikitin Boston MA 05-12-2017 2 73 772070 false 1 0001357643 WEISS ANDREW M 2 0001298983 BIP GP LLC INFORMATION TABLE 2 informationTableQ12017.xml GUGGENHEIM ENHNCD EQTY INCM COM 40167B100 115 14234 SH DFND 1,2 14234 0 0 TEMPLETON EMERG MKTS INCOME COM 880192109 293 26062 SH DFND 1,2 26062 0 0 COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9999 203668116 26 3000000 SH DFND 1,2 3000000 0 0 CBL & ASSOC PPTYS INC COM 124830100 159 16647 SH DFND 1,2 16647 0 0 JPMORGAN CHINA REGION FD INC COM 48126T104 2064 112775 SH DFND 1,2 112775 0 0 ZWEIG FD COM NEW 989834205 124 11148 SH DFND 1,2 11148 0 0 CREDIT SUISSE HIGH YLD BND F SH BEN INT 22544F103 48 18141 SH DFND 1,2 18141 0 0 KOREA EQUITY FD INC COM 50063B104 1822 207572 SH DFND 1,2 207572 0 0 SEABRIDGE GOLD INC COM 811916105 2419 220143 SH DFND 1,2 220143 0 0 ADVENT CLAYMORE ENH GRW & IN COM 00765E104 1662 196864 SH DFND 1,2 196864 0 0 NAVIENT CORPORATION COM 63938C108 155 10470 SH DFND 1,2 10470 0 0 FUTUREFUEL CORPORATION COM 36116M106 158 11126 SH DFND 1,2 11126 0 0 SOUTHWESTERN ENERGY CO DEP SHS 1/20 B 845467208 9818 496362 SH DFND 1,2 496362 0 0 EXELON CORP UNIT 99/99/9999 30161N127 5973 121000 SH DFND 1,2 121000 0 0 BARINGTON HILCO ACQUISITION COM 06759V101 1921 185598 SH DFND 1,2 185598 0 0 TURKISH INVT FD INC COM 900145103 388 46561 SH DFND 1,2 46561 0 0 WESTERN ASSET HIGH INCM OPP COM 95766K109 62 12293 SH DFND 1,2 12293 0 0 AMERICAN TOWER CORP NEW PFD CONV SER A 03027X308 25128 220000 SH DFND 1,2 220000 0 0 ORIGO ACQUISITION CORP SHS G67789126 1324 126676 SH DFND 1 126676 0 0 HEALTHSOUTH CORP DEBT 2.000%12/0 421924BL4 17132 13983000 PRN DFND 1,2 0 0 0 BROCADE COMMUNICATIONS SYS I NOTE 1.375% 1/0 111621AQ1 62449 61739000 PRN DFND 1,2 0 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 10790 7500000 PRN DFND 1,2 0 0 0 SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 2459 317293 SH DFND 1,2 317293 0 0 PACIFIC SPL ACQUISITION CORP SHS G68588105 2546 246000 SH DFND 1,2 246000 0 0 KLR ENERGY ACQUISITION CORP CL A 49877M108 8407 814000 SH DFND 1,2 814000 0 0 NORTH AMERN ENERGY PARTNERS COM 656844107 266 53736 SH DFND 1,2 53736 0 0 HERBALIFE LTD COM USD SHS G4412G101 1441 24793 SH DFND 1,2 24793 0 0 GP INVTS ACQUISITION COR SHS G40357124 11928 1196315 SH DFND 1,2 1196315 0 0 NEW SR INVT GROUP INC COM 648691103 156 15320 SH DFND 1,2 15320 0 0 AXAR ACQUISITION CORP *W EXP 10/28/2019 05455L110 14 195415 SH DFND 1,2 195415 0 0 NOVELLUS SYS INC NOTE 2.625% 5/1 670008AD3 66886 17590000 PRN DFND 1,2 0 0 0 WENDYS CO COM 95058W100 150 11001 SH DFND 1,2 11001 0 0 CHESAPEAKE ENERGY CORP NOTE 2.250%12/1 165167CB1 69 70000 PRN DFND 1,2 0 0 0 GTY TECHNOLOGY HOLDINGS INC UNIT 99/99/9999 G4182A110 769 74500 SH DFND 1,2 74500 0 0 DONNELLEY R R & SONS CO COM 257867200 159 13122 SH DFND 1,2 13122 0 0 T MOBILE US INC CONV PFD SER A 872590203 13226 125000 SH DFND 1,2 125000 0 0 NORTHSTAR REALTY EUROPE CORP COM 66706L101 151 13054 SH DFND 1,2 13054 0 0 M I ACQUISITIONS INC COM 55304A104 4000 400000 SH DFND 1,2 400000 0 0 ENVISION HEALTHCARE CORP PFD CNV 5.25% A1 29414D209 26081 228737 SH DFND 1,2 228737 0 0 M III ACQUISITION CORP COM 55378T104 10368 1058000 SH DFND 1,2 1058000 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 479 38400 SH Put DFND 1,2 0 0 0 UNIVERSAL AMERN CORP NEW COM 91338E101 10072 1010275 SH DFND 1,2 1010275 0 0 THERAVANCE BIOPHARMA INC NOTE 3.250%11/0 88339KAA0 3835 3000000 PRN DFND 1,2 0 0 0 WPX ENERGY INC PFD SER A CV 98212B202 7314 121010 SH DFND 1,2 121010 0 0 INVESTORS BANCORP INC NEW COM 46146L101 148 10277 SH DFND 1,2 10277 0 0 BLACK HILLS CORP UNIT 99/99/9999 092113125 7338 100000 SH DFND 1,2 100000 0 0 XILINX INC NOTE 2.625% 6/1 983919AF8 38174 19062000 PRN DFND 1,2 0 0 0 CAPSTEAD MTG CORP COM NO PAR 14067E506 151 14330 SH DFND 1,2 14330 0 0 CENOVUS ENERGY INC COM 15135U109 3955 350000 SH DFND 1,2 350000 0 0 KEYCORP NEW COM 493267108 23470 1320000 SH Put DFND 1,2 0 0 0 FINISH LINE INC CL A 317923100 157 11042 SH DFND 1,2 11042 0 0 BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 262 11507 SH DFND 1,2 11507 0 0 ARES CAP CORP COM 04010L103 673 38700 SH Put DFND 1,2 0 0 0 ARRAY BIOPHARMA INC NOTE 3.000% 6/0 04269XAA3 19975 13841000 PRN DFND 1,2 0 0 0 NXP SEMICONDUCTORS N V DBCV 1.000%12/0 62952QAB6 28958 25007000 PRN DFND 1,2 0 0 0 ARBOR RLTY TR INC NOTE 6.500%10/0 038923AA6 2886 2750000 PRN DFND 1,2 0 0 0 SILVER RUN ACQUISITION UNIT 99/99/9999 82812A202 5220 500000 SH DFND 1,2 500000 0 0 NVIDIA CORP NOTE 1.000%12/0 67066GAC8 119368 21992000 PRN DFND 1,2 0 0 0 MICRON TECHNOLOGY INC NOTE 3.125% 5/0 595112AX1 45406 15300000 PRN DFND 1,2 0 0 0 MGIC INVT CORP WIS NOTE 2.000% 4/0 552848AE3 51486 35373000 PRN DFND 1,2 0 0 0 KAYNE ANDERSON ACQUISITION UNIT 06/30/2022 48661U201 7515 750000 SH DFND 1,2 750000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 6470 60000 SH Put DFND 1,2 0 0 0 MATLIN & PARTNERS ACQUISITIO UNIT 05/28/2021A 57682V205 853 85086 SH DFND 1,2 85086 0 0 INTEL CORP SDCV 12/1 458140AD2 71523 52629000 PRN DFND 1,2 0 0 0 CYS INVTS INC COM 12673A108 151 18999 SH DFND 1,2 18999 0 0 ARCONIC INC PFD CONV B SER 1 03965L308 1026 25000 SH DFND 1,2 25000 0 0 TWO HBRS INVT CORP COM 90187B101 149 15524 SH DFND 1,2 15524 0 0 SEABRIDGE GOLD INC COM 811916105 374 34000 SH Put DFND 1,2 0 0 0 MFA FINL INC COM 55272X102 148 18330 SH DFND 1,2 18330 0 0 ELECTRUM SPL ACQUISITION COR SHS G3105C104 18272 1836395 SH DFND 1,2 1836395 0 0 EASTERLY ACQUISITION CORP COM 27616L102 2904 290400 SH DFND 1,2 290400 0 0 ANWORTH MORTGAGE ASSET CP COM 037347101 152 27348 SH DFND 1,2 27348 0 0 AXAR ACQUISITION CORP *W EXP 12/31/202 05455L128 100 124999 SH DFND 1,2 124999 0 0