The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ADAMS DIVERSIFIED EQUITY FD COM 006212104 240 18,869 SH   DFND 1,2 18,869 0 0
ADVANCED MICRO DEVICES INC COM 007903107 192 16,904 SH   DFND 1,2 16,904 0 0
ALCOA CORP COM 013872106 181 6,451 SH   DFND 1,2 6,451 0 0
ALPINE TOTAL DYNAMIC DIVID F COM SH BEN INT N 021060207 668 88,170 SH   DFND 1,2 88,170 0 0
ANWORTH MORTGAGE ASSET CP COM 037347101 177 34,142 SH   DFND 1,2 34,142 0 0
BARNES & NOBLE INC COM 067774109 181 16,241 SH   DFND 1,2 16,241 0 0
BLACK HILLS CORP UNIT 99/99/9999 092113125 18,939 275,000 SH   DFND 1,2 275,000 0 0
BLACKROCK MUNICIPL INC QLTY COM 092479104 205 14,753 SH   DFND 1,2 14,753 0 0
BLACKROCK GLOBAL OPP EQTY TR COM 092501105 265 22,884 SH   DFND 1,2 22,884 0 0
BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 341 61,872 SH   DFND 1,2 61,872 0 0
BLOOMIN BRANDS INC COM 094235108 187 10,373 SH   DFND 1,2 10,373 0 0
BROCADE COMMUNICATIONS SYS I COM NEW 111621306 162 13,000 SH Put DFND 1,2 0 0 0
CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 490 47,621 SH   DFND 1,2 47,621 0 0
CARNIVAL CORP UNIT 99/99/9999 143658300 203 3,905 SH   DFND 1,2 3,905 0 0
CENTURY ALUM CO COM 156431108 204 23,888 SH   DFND 1,2 23,888 0 0
CHESAPEAKE ENERGY CORP COM 165167107 210 29,923 SH   DFND 1,2 29,923 0 0
CLEARBRIDGE ENERGY MLP FD IN COM 184692101 831 53,404 SH   DFND 1,2 53,404 0 0
COMMUNITY HEALTH SYS INC NEW COM 203668108 185 33,175 SH   DFND 1,2 33,175 0 0
COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9999 203668116 13 3,000,000 SH   DFND 1,2 3,000,000 0 0
DONNELLEY R R & SONS CO COM 257867200 181 11,103 SH   DFND 1,2 11,103 0 0
DOUBLELINE INCOME SOLUTIONS COM 258622109 827 43,525 SH   DFND 1,2 43,525 0 0
DOUBLELINE OPPORTUNISTIC CR COM 258623107 370 16,025 SH   DFND 1,2 16,025 0 0
EATON VANCE ENHANCED EQ INC COM 278274105 227 18,305 SH   DFND 1,2 18,305 0 0
EATON VANCE ENH EQTY INC FD COM 278277108 333 26,019 SH   DFND 1,2 26,019 0 0
FLAHERTY&CRMN PFD SEC INCOM COM 338478100 200 10,622 SH   DFND 1,2 10,622 0 0
GENERAL AMERN INVS INC COM 368802104 258 8,303 SH   DFND 1,2 8,303 0 0
GUGGENHEIM TAXABLE MUN MNGD COM 401664107 451 21,065 SH   DFND 1,2 21,065 0 0
JACK IN THE BOX INC COM 466367109 209 1,875 SH   DFND 1,2 1,875 0 0
KEYCORP NEW PFD 7.75% SR A 493267405 46,067 341,235 SH   DFND 1,2 341,235 0 0
KLONDEX MNS LTD COM 498696103 577 124,000 SH   DFND 1,2 124,000 0 0
LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 587 113,828 SH   DFND 1,2 113,828 0 0
LINCOLN ELEC HLDGS INC COM 533900106 205 2,672 SH   DFND 1,2 2,672 0 0
MANITOWOC INC COM 563571108 185 31,013 SH   DFND 1,2 31,013 0 0
MCDERMOTT INTL INC COM 580037109 296 40,000 SH Call DFND 1,2 0 0 0
MEXICO FD INC COM 592835102 222 15,768 SH   DFND 1,2 15,768 0 0
MORGAN STANLEY CHINA A SH FD COM 617468103 440 25,876 SH   DFND 1,2 25,876 0 0
MORGAN STANLEY EM MKTS DM DE COM 617477104 450 62,786 SH   DFND 1,2 62,786 0 0
NEW SR INVT GROUP INC COM 648691103 191 19,465 SH   DFND 1,2 19,465 0 0
NORTH AMERN ENERGY PARTNERS COM 656844107 5,039 1,307,473 SH   DFND 1,2 1,307,473 0 0
NUVEEN CALIFORNIA AMT QLT MU COM 670651108 552 38,563 SH   DFND 1,2 38,563 0 0
NUVEEN NEW YORK AMT QLT MUNI COM 670656107 272 21,245 SH   DFND 1,2 21,245 0 0
NUVEEN AMT-FREE MUN VALUE FD COM 670695105 195 12,015 SH   DFND 1,2 12,015 0 0
NUVEEN MUN VALUE FD INC COM 670928100 948 99,147 SH   DFND 1,2 99,147 0 0
NUVEEN PENNSYLVANIA QLT MUN COM 670972108 156 11,917 SH   DFND 1,2 11,917 0 0
PIONEER MUN HIGH INCOME TR COM SHS 723763108 119 10,018 SH   DFND 1,2 10,018 0 0
PUTNAM MANAGED MUN INCOM TR COM 746823103 105 14,877 SH   DFND 1,2 14,877 0 0
PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 294 24,618 SH   DFND 1,2 24,618 0 0
REDWOOD TR INC COM 758075402 199 13,068 SH   DFND 1,2 13,068 0 0
ROYCE VALUE TR INC COM 780910105 328 24,510 SH   DFND 1,2 24,510 0 0
RUTHS HOSPITALITY GROUP INC COM 783332109 183 10,005 SH   DFND 1,2 10,005 0 0
SOURCE CAP INC COM 836144105 223 6,204 SH   DFND 1,2 6,204 0 0
SOUTHWESTERN ENERGY CO DEP SHS 1/20 B 845467208 8,451 331,800 SH   DFND 1,2 331,800 0 0
SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 205 3,515 SH   DFND 1,2 3,515 0 0
SYMANTEC CORP COM 871503108 202 8,460 SH   DFND 1,2 8,460 0 0
TEKLA HEALTHCARE OPPORTUNIT SHS 879105104 269 17,326 SH   DFND 1,2 17,326 0 0
TEMPLETON EMERGING MKTS FD I COM 880191101 131 10,869 SH   DFND 1,2 10,869 0 0
TEMPLETON EMERG MKTS INCOME COM 880192109 386 35,362 SH   DFND 1,2 35,362 0 0
TEMPLETON GLOBAL INCOME FD COM 880198106 214 33,018 SH   DFND 1,2 33,018 0 0
THAI FD INC COM 882904105 139 18,348 SH   DFND 1,2 18,348 0 0
TIME INC NEW COM 887228104 353 19,757 SH   DFND 1,2 19,757 0 0
TRI CONTL CORP COM 895436103 210 9,540 SH   DFND 1,2 9,540 0 0
BLACKROCK CORE BD TR SHS BEN INT 09249E101 269 20,670 SH   DFND 1,2 20,670 0 0
GAMCO NAT RES GOLD & INCOME SH BEN INT 36465E101 159 23,893 SH   DFND 1,2 23,893 0 0
UNIVERSAL AMERN CORP NEW COM 91338E101 190 19,061 SH   DFND 1,2 19,061 0 0
BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 298 20,569 SH   DFND 1,2 20,569 0 0
ADVENT CLAYMORE ENH GRW & IN COM 00765E104 2,830 340,523 SH   DFND 1,2 340,523 0 0
BLACKROCK MUNIYIELD QLTY FD COM 09254E103 225 16,450 SH   DFND 1,2 16,450 0 0
INVESCO ADVANTAGE MUNICIPAL SH BEN INT 46132E103 283 25,317 SH   DFND 1,2 25,317 0 0
TRINA SOLAR LIMITED SPON ADR 89628E104 862 92,700 SH Put DFND 1,2 0 0 0
CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 440 49,158 SH   DFND 1,2 49,158 0 0
KAYNE ANDERSON MDSTM ENERGY COM 48661E108 167 10,495 SH   DFND 1,2 10,495 0 0
AGNC INVT CORP COM 00123Q104 189 10,416 SH   DFND 1,2 10,416 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 5,269 60,000 SH Put DFND 1,2 0 0 0
ALLIANZGI NFJ DIVID INT & PR COM 01883A107 302 23,920 SH   DFND 1,2 23,920 0 0
ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 366 71,286 SH   DFND 1,2 71,286 0 0
AMERICAN AIRLS GROUP INC COM 02376R102 205 4,387 SH   DFND 1,2 4,387 0 0
AMERICAN TOWER CORP NEW PFD CONV SER A 03027X308 3,669 35,000 SH   DFND 1,2 35,000 0 0
ARBOR RLTY TR INC NOTE 6.500%10/0 038923AA6 2,761 2,750,000 PRN   DFND 1,2 0 0 0
ARES CAP CORP COM 04010L103 638 38,700 SH Put DFND 1,2 0 0 0
AXAR ACQUISITION CORP *W EXP 10/28/2019 05455L110 15 195,415 SH   DFND 1,2 195,415 0 0
AXAR ACQUISITION CORP *W EXP 12/31/2022 05455L128 0 124,999 SH   DFND 1,2 124,999 0 0
BARINGTON HILCO ACQUISITION COM 06759V101 1,595 157,000 SH   DFND 1,2 157,000 0 0
BLACKROCK MUN INCOME TR SH BEN INT 09248F109 334 24,161 SH   DFND 1,2 24,161 0 0
BLACKROCK MUNIYIELD FD INC COM 09253W104 192 13,599 SH   DFND 1,2 13,599 0 0
BLACKROCK MUNIHLDNGS QLTY II COM 09254C107 229 16,980 SH   DFND 1,2 16,980 0 0
BLACKROCK MUNIASSETS FD INC COM 09254J102 252 18,735 SH   DFND 1,2 18,735 0 0
BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 446 31,653 SH   DFND 1,2 31,653 0 0
BLACKROCK MUNIHLDS INVSTM QL COM 09254P108 161 11,326 SH   DFND 1,2 11,326 0 0
BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 255 18,348 SH   DFND 1,2 18,348 0 0
BLACKROCK RES & COMM STRAT T SHS 09257A108 281 33,992 SH   DFND 1,2 33,992 0 0
BLACKROCK MULTI-SECTOR INC T COM 09258A107 224 13,563 SH   DFND 1,2 13,563 0 0
BOULEVARD ACQUISITION CL A 10157Q102 4,711 474,901 SH   DFND 1,2 474,901 0 0
BROCADE COMMUNICATIONS SYS I NOTE 1.375% 1/0 111621AQ1 36,653 36,385,000 PRN   DFND 1,2 0 0 0
CBRE CLARION GLOBAL REAL EST COM 12504G100 718 98,327 SH   DFND 1,2 98,327 0 0
CYS INVTS INC COM 12673A108 188 24,317 SH   DFND 1,2 24,317 0 0
CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 228 21,596 SH   DFND 1,2 21,596 0 0
CALAMOS DYNAMIC CONV & INCOM COM 12811V105 237 13,541 SH   DFND 1,2 13,541 0 0
CHESAPEAKE ENERGY CORP NOTE 2.250%12/1 165167CB1 3,450 3,500,000 PRN   DFND 1,2 0 0 0
CHIMERA INVT CORP COM NEW 16934Q208 206 12,077 SH   DFND 1,2 12,077 0 0
COHEN & STEERS QUALITY RLTY COM 19247L106 900 73,708 SH   DFND 1,2 73,708 0 0
COHEN & STEERS TOTAL RETURN COM 19247R103 211 17,464 SH   DFND 1,2 17,464 0 0
COHEN & STEERS REIT & PFD IN COM 19247X100 325 16,991 SH   DFND 1,2 16,991 0 0
COHEN & STEERS GLOBAL INC BL COM 19248M103 123 14,399 SH   DFND 1,2 14,399 0 0
DOMINOS PIZZA INC COM 25754A201 204 1,281 SH   DFND 1,2 1,281 0 0
DREYFUS MUN BD INFRSTRCTR FD SHS 26203D101 153 12,474 SH   DFND 1,2 12,474 0 0
DUFF & PHELPS GLB UTL INC FD COM 26433C105 469 30,292 SH   DFND 1,2 30,292 0 0
DYNEGY INC NEW DEL UNIT 07/01/20191 26817R405 15,947 256,630 SH   DFND 1,2 256,630 0 0
EASTERLY ACQUISITION CORP COM 27616L102 398 40,400 SH   DFND 1,2 40,400 0 0
EATON VANCE TAX ADVT DIV INC COM 27828G107 201 9,785 SH   DFND 1,2 9,785 0 0
EATON VANCE TX MGD DIV EQ IN COM 27828N102 1,004 97,036 SH   DFND 1,2 97,036 0 0
EATON VANCE TX ADV GLBL DIV COM 27828S101 690 49,055 SH   DFND 1,2 49,055 0 0
EATON VANCE TXMGD GL BUYWR O COM 27829C105 791 78,509 SH   DFND 1,2 78,509 0 0
EATON VANCE TAX MNGD GBL DV COM 27829F108 1,833 228,559 SH   DFND 1,2 228,559 0 0
EATON VANCE RISK MNGD DIV EQ COM 27829G106 476 53,101 SH   DFND 1,2 53,101 0 0
ENVISION HEALTHCARE CORP PFD CNV 5.25% A1 29414D209 20,741 173,737 SH   DFND 1,2 173,737 0 0
FIDELITY NATIONAL FINANCIAL FNFV GROUP COM 31620R402 192 14,002 SH   DFND 1,2 14,002 0 0
FIRST TR DYNAMIC EUROPE EQT COM SHS 33740D107 334 21,491 SH   DFND 1,2 21,491 0 0
FLAHERTY & CRUMRINE DYN PFD SHS 33848W106 281 11,820 SH   DFND 1,2 11,820 0 0
FOUR CORNERS PPTY TR INC COM 35086T109 218 10,635 SH   DFND 1,2 10,635 0 0
FREEPORT-MCMORAN INC CL B 35671D857 165 12,529 SH   DFND 1,2 12,529 0 0
GNC HLDGS INC COM CL A 36191G107 189 17,163 SH   DFND 1,2 17,163 0 0
GABELLI MULTIMEDIA TR INC COM 36239Q109 92 12,743 SH   DFND 1,2 12,743 0 0
GABELLI HLTHCARE & WELLNESS SHS 36246K103 108 11,461 SH   DFND 1,2 11,461 0 0
GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 995 187,690 SH   DFND 1,2 187,690 0 0
GENERAL MTRS CO *W EXP 07/10/201 37045V126 5,139 300,000 SH   DFND 1,2 300,000 0 0
GRACE W R & CO DEL NEW COM 38388F108 203 3,007 SH   DFND 1,2 3,007 0 0
GREEN PLAINS INC NOTE 3.250%10/0 393222AD6 3,781 2,627,000 PRN   DFND 1,2 0 0 0
HANCOCK JOHN TAX-ADV DIV INC COM 41013V100 336 14,540 SH   DFND 1,2 14,540 0 0
HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 204 10,004 SH   DFND 1,2 10,004 0 0
HANCOCK JOHN PFD INCOME FD I COM 41013X106 283 13,986 SH   DFND 1,2 13,986 0 0
ISTAR INC COM 45031U101 199 16,121 SH   DFND 1,2 16,121 0 0
INSPERITY INC COM 45778Q107 205 2,889 SH   DFND 1,2 2,889 0 0
INTEL CORP SDCV 12/1 458140AD2 74,389 54,675,000 PRN   DFND 1,2 0 0 0
INVESCO MORTGAGE CAPITAL INC COM 46131B100 203 13,905 SH   DFND 1,2 13,905 0 0
INVESCO MUN TR COM 46131J103 567 46,252 SH   DFND 1,2 46,252 0 0
INVESCO TR INVT GRADE MUNS COM 46131M106 249 19,540 SH   DFND 1,2 19,540 0 0
INVESCO TR INVT GRADE NY MUN COM 46131T101 218 16,407 SH   DFND 1,2 16,407 0 0
INVESCO CALIF VALUE MUN INC COM 46132H106 498 41,005 SH   DFND 1,2 41,005 0 0
INVESCO PA VALUE MUN INCOME COM 46132K109 166 13,654 SH   DFND 1,2 13,654 0 0
INVESCO MUNI INCOME OPP TRST COM 46132X101 196 27,399 SH   DFND 1,2 27,399 0 0
INVESCO QUALITY MUNI INC TRS COM 46133G107 167 13,437 SH   DFND 1,2 13,437 0 0
INVESTORS BANCORP INC NEW COM 46146L101 202 14,482 SH   DFND 1,2 14,482 0 0
JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 6,322 200,000 SH   DFND 1,2 200,000 0 0
KLR ENERGY ACQUISITION CORP CL A 49877M108 8,425 814,000 SH   DFND 1,2 814,000 0 0
LEGG MASON BW GLB INC OPP FD COM 52469B100 133 11,257 SH   DFND 1,2 11,257 0 0
MBIA INC COM 55262C100 186 17,422 SH   DFND 1,2 17,422 0 0
MFA FINL INC COM 55272X102 198 25,885 SH   DFND 1,2 25,885 0 0
M I ACQUISITIONS INC COM 55304A104 4,000 400,000 SH   DFND 1,2 400,000 0 0
M I ACQUISITIONS INC *W EXP 99/99/999 55304A112 94 378,000 SH   DFND 1,2 378,000 0 0
MTGE INVT CORP COM 55378A105 191 12,148 SH   DFND 1,2 12,148 0 0
M III ACQUISITION CORP COM 55378T104 10,316 1,058,000 SH   DFND 1,2 1,058,000 0 0
MANPOWERGROUP INC COM 56418H100 207 2,327 SH   DFND 1,2 2,327 0 0
MENTOR GRAPHICS CORP SDCV 4.000% 4/0 587200AK2 44,861 24,153,000 PRN   DFND 1,2 0 0 0
NAVIENT CORP COM 63938C108 190 11,592 SH   DFND 1,2 11,592 0 0
NORTHSTAR RLTY FIN CORP COM 66704R803 192 12,691 SH   DFND 1,2 12,691 0 0
NORTHSTAR REALTY EUROPE CORP COM 66706L101 181 14,397 SH   DFND 1,2 14,397 0 0
NUVEEN MARYLAND QLT MUN INC COM 67061Q107 153 12,338 SH   DFND 1,2 12,338 0 0
NUVEEN SELECT TAX FREE INCM SH BEN INT 67062F100 158 11,386 SH   DFND 1,2 11,386 0 0
NVIDIA CORP NOTE 1.000%12/0 67066GAC8 28,902 5,434,000 PRN   DFND 1,2 0 0 0
NUVEEN NEW YORK QLT MUN INC COM 67066X107 200 14,918 SH   DFND 1,2 14,918 0 0
NUVEEN CA QUALTY MUN INCOME COM 67066Y105 1,193 84,369 SH   DFND 1,2 84,369 0 0
NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 404 30,687 SH   DFND 1,2 30,687 0 0
NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 623 49,002 SH   DFND 1,2 49,002 0 0
NUVEEN REAL ESTATE INCOME FD COM 67071B108 267 24,785 SH   DFND 1,2 24,785 0 0
NUVEEN PREFERRED SECURITIES COM 67072C105 378 40,654 SH   DFND 1,2 40,654 0 0
NUVEEN BUILD AMER BD FD COM 67074C103 446 21,608 SH   DFND 1,2 21,608 0 0
NUVEEN PFD & INCOME TERM FD COM 67075A106 390 16,993 SH   DFND 1,2 16,993 0 0
NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 236 14,743 SH   DFND 1,2 14,743 0 0
NUVEEN TX ADV TOTAL RET STRG COM 67090H102 123 10,819 SH   DFND 1,2 10,819 0 0
OVERSEAS SHIPHOLDING GROUP I CL A NEW 69036R863 44 11,560 SH   DFND 1,2 11,560 0 0
PACIRA PHARMACEUTICALS INC NOTE 3.250% 2/0 695127AB6 11,166 7,819,000 PRN   DFND 1,2 0 0 0
PILGRIMS PRIDE CORP NEW COM 72147K108 191 10,080 SH   DFND 1,2 10,080 0 0
QUINPARIO ACQUISITION CORP 2 COM 74874U101 38,053 3,824,400 SH   DFND 1,2 3,824,400 0 0
RSP PERMIAN INC COM 74978Q105 234 5,236 SH   DFND 1,2 5,236 0 0
SM ENERGY CO COM 78454L100 223 6,481 SH   DFND 1,2 6,481 0 0
SANDRIDGE ENERGY INC NOTE 10/0 80007PBC2 474 376,539 PRN   DFND 1,2 0 0 0
SEMGROUP CORP CL A 81663A105 237 5,678 SH   DFND 1,2 5,678 0 0
SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 28,333 3,017,325 SH   DFND 1,2 3,017,325 0 0
SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 5,846 847,238 SH   DFND 1,2 847,238 0 0
SPRINT CORP COM SER 1 85207U105 189 22,391 SH   DFND 1,2 22,391 0 0
STILLWATER MNG CO NOTE 1.750%10/1 86074QAL6 7,691 6,025,000 PRN   DFND 1,2 0 0 0
SUCAMPO PHARMACEUTICALS INC DBCV 3.250%12/1 864909AA4 2,000 2,000,000 PRN   DFND 1,2 0 0 0
SYNTEL INC COM 87162H103 202 10,202 SH   DFND 1,2 10,202 0 0
TEKLA HEALTHCARE INVS SH BEN INT 87911J103 379 17,956 SH   DFND 1,2 17,956 0 0
TEKLA LIFE SCIENCES INVS SH BEN INT 87911K100 213 12,538 SH   DFND 1,2 12,538 0 0
TEMPLETON DRAGON FD INC COM 88018T101 197 12,000 SH   DFND 1,2 12,000 0 0
THERAVANCE BIOPHARMA INC NOTE 3.250%11/0 88339KAA0 3,446 3,000,000 PRN   DFND 1,2 0 0 0
TRINA SOLAR LIMITED NOTE 4.000%10/1 89628EAE4 334 360,000 PRN   DFND 1,2 0 0 0
TWENTY FIRST CENTY FOX INC CL A 90130A101 201 7,151 SH   DFND 1,2 7,151 0 0
TWO HBRS INVT CORP COM 90187B101 192 21,989 SH   DFND 1,2 21,989 0 0
VECTOR GROUP LTD FRNT 1/1 92240MAY4 8,160 5,200,000 PRN   DFND 1,2 0 0 0
VISTEON CORP COM NEW 92839U206 206 2,558 SH   DFND 1,2 2,558 0 0
VOYA ASIA PAC DIVID EQUITY I COM 92912J102 88 10,152 SH   DFND 1,2 10,152 0 0
VOYA GLBL ADV & PREM OPP FD COM 92912R104 116 11,802 SH   DFND 1,2 11,802 0 0
VOYA GLBL EQTY DIV & PREM OP COM 92912T100 586 86,445 SH   DFND 1,2 86,445 0 0
WELLS FARGO GLOBAL DIVIDEND COM 94987C103 239 43,827 SH   DFND 1,2 43,827 0 0
WESTERN ASSET GLB HI INCOME COM 95766B109 209 21,286 SH   DFND 1,2 21,286 0 0
WESTERN ASSET HIGH INCM FD I COM 95766J102 167 23,587 SH   DFND 1,2 23,587 0 0
WESTROCK CO COM 96145D105 202 3,985 SH   DFND 1,2 3,985 0 0
WPX ENERGY INC PFD SER A CV 98212B202 3,284 50,000 SH   DFND 1,2 50,000 0 0
XILINX INC NOTE 2.625% 6/1 983919AF8 71,889 33,628,000 PRN   DFND 1,2 0 0 0
ALLERGAN PLC PFD CONV SER A G0177J116 21,375 28,034 SH   DFND 1,2 28,034 0 0
CF CORP SHS CL A G20307107 1,966 196,960 SH   DFND 1 196,960 0 0
CF CORP *W EXP 05/25/202 G20307115 230 184,158 SH   DFND 1,2 184,158 0 0
DOUBLE EAGLE ACQUISITION COR COM G28195124 3,974 399,393 SH   DFND 1 399,393 0 0
E COMPASS ACQUISITION CORP ORD SHS G2920Y101 3,075 300,000 SH   DFND 1,2 300,000 0 0
ELECTRUM SPL ACQUISITION COR SHS G3105C104 18,180 1,836,395 SH   DFND 1,2 1,836,395 0 0
ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 433 39,241 SH   DFND 1,2 39,241 0 0
GP INVTS ACQUISITION COR SHS G40357124 11,844 1,196,315 SH   DFND 1,2 1,196,315 0 0
GTY TECHNOLOGY HOLDINGS INC UNIT 99/99/9999 G4182A110 4,200 400,000 SH   DFND 1,2 400,000 0 0
ORIGO ACQUISITION CORP SHS G67789126 1,317 126,676 SH   DFND 1 126,676 0 0
PACIFIC SPL ACQUISITION CORP SHS G68588105 2,546 246,000 SH   DFND 1,2 246,000 0 0
XL GROUP LTD COM G98294104 203 5,454 SH   DFND 1,2 5,454 0 0
STELLAR ACQUISITION III INC COM Y8172W107 5,000 500,000 SH   DFND 1,2 500,000 0 0
STELLAR ACQUISITION III INC *W EXP 03/22/202 Y8172W115 100 500,000 SH   DFND 1,2 500,000 0 0