0001357550-14-000011.txt : 20141114 0001357550-14-000011.hdr.sgml : 20141114 20141114093408 ACCESSION NUMBER: 0001357550-14-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Weiss Asset Management LP CENTRAL INDEX KEY: 0001357550 IRS NUMBER: 611451623 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12911 FILM NUMBER: 141220886 BUSINESS ADDRESS: STREET 1: 222 BERKELEY STREET, 16TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 617-778-7780 MAIL ADDRESS: STREET 1: 222 BERKELEY STREET, 16TH FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: WEISS CAPITAL LLC DATE OF NAME CHANGE: 20060327 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001357550 XXXXXXXX 09-30-2014 09-30-2014 Weiss Asset Management LP
222 BERKELEY STREET, 16TH FLOOR BOSTON MA 02116
13F HOLDINGS REPORT 028-12911 N
Georgiy Nikitin Chief Compliance Officer 617-778-7725 Georgiy Nikitin Boston MA 11-14-2014 2 39 99340 false 1 0001357643 028-12279 WEISS ANDREW M 2 0001298983 028-12910 BIP GP LLC
INFORMATION TABLE 2 informationTableQ32014.xml 13F ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2221 25000 SH DFND 1,2 25000 0 0 CAMBRIDGE CAP ACQUISITION CO COM 13215Q106 970 100000 SH DFND 1,2 100000 0 0 CAPITOL ACQUISITION CORP II COM 14056V105 4905 500000 SH DFND 1,2 500000 0 0 CENTRUS ENERGY CORP CL A 15643U104 221 21780 SH DFND 1,2 21780 0 0 COMMUNITY HEALTH SYS INC NEW RIGHT 01/27/2016 203668116 90 3000000 SH DFND 1,2 3000000 0 0 CORNERSTONE STRATEGIC VALUE COM NEW 21924B203 368 63078 SH DFND 1,2 63078 0 0 CORNERSTONE TOTAL RTRN FD IN COM NEW 21924U201 755 138704 SH DFND 1,2 138704 0 0 DENISON MINES CORP COM 248356107 2824 2470000 SH DFND 1,2 2470000 0 0 ENSERVCO CORP COM 29358Y102 69 19075 SH DFND 1,2 19075 0 0 FIRSTHAND TECH VALUE FD INC COM 33766Y100 2783 115921 SH DFND 1,2 115921 0 0 GABELLI EQUITY TR INC RIGHT 10/20/2014 362397184 56 976156 SH DFND 1,2 976156 0 0 GRUPO AVAL ACCIONES Y VALORE SPONSORED ADS 40053W101 1016 75000 SH DFND 1,2 75000 0 0 HF2 FINL MGMT INC CL A 40421A104 12480 1200000 SH DFND 1,2 1200000 0 0 HERZFELD CARIBBEAN BASIN FD COM 42804T106 122 15200 SH DFND 1,2 15200 0 0 IDREAMSKY TECHNOLOGY LIMITED SPONSORED ADS 45173K101 595 35000 SH DFND 1,2 35000 0 0 ISHARES MSCI STH KOR ETF 464286772 13615 225000 SH DFND 1 225000 0 0 MEDLEY MGMT INC CL A COM 58503T106 422 25000 SH DFND 1,2 25000 0 0 MERGEWORTHRX CORP COM 58952R106 2675 325000 SH DFND 1,2 325000 0 0 MICROCHIP TECHNOLOGY INC SDCV 2.125%12/1 595017AB0 9291 5000000 PRN DFND 1,2 5000000 0 0 NUVEEN CONN PREM INCOME MUN COM 67060D107 155 12436 SH DFND 1,2 12436 0 0 NUVEEN MD PREM INCOME MUN FD COM 67061Q107 663 52968 SH DFND 1,2 52968 0 0 NUVEEN QUALITY MUN FD INC COM 67062N103 405 31290 SH DFND 1,2 31290 0 0 NUVEEN GLOBAL EQUITY INCOME COM 6706EH103 2382 178317 SH DFND 1,2 178317 0 0 NUVEEN EQUITY PREM ADV FD COM 6706ET107 2563 196263 SH DFND 1,2 196263 0 0 NUVEEN DIVER CURRENCY OPPOR COM 67090N109 11243 1054679 SH DFND 1,2 1054679 0 0 1347 CAP CORP COM 68245V103 3346 350000 SH DFND 1,2 350000 0 0 1347 CAP CORP RIGHT 07/21/2016 68245V111 126 350000 SH DFND 1,2 350000 0 0 1347 CAP CORP *W EXP 07/15/202 68245V129 88 350000 SH DFND 1,2 350000 0 0 SILVER EAGLE ACQUISITION COR COM 827694100 2268 228200 SH DFND 1,2 228200 0 0 SMART & FINAL STORES INC COM 83190B101 722 50000 SH DFND 1,2 50000 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 3008 301754 SH DFND 1,2 301754 0 0 VITAE PHARMACEUTICALS INC COM 92847N103 305 40000 SH DFND 1,2 40000 0 0 GARNERO GROUP ACQUISITION CO SHS G5866L108 5480 575000 SH DFND 1,2 575000 0 0 GARNERO GROUP ACQUISITION CO RIGHT 06/25/2016 G5866L132 75 267600 SH DFND 1,2 267600 0 0 HOEGH LNG PARTNERS LP COM UNIT LTD Y3262R100 458 20000 SH DFND 1,2 20000 0 0 GARNERO GROUP ACQUISITION CO *W EXP 06/24/201 G5866L116 40 334000 SH DFND 1,2 334000 0 0 MOUNTAIN PROV DIAMONDS INC COM NEW 62426E402 375 75000 SH DFND 1,2 75000 0 0 SEABRIDGE GOLD INC COM 811916105 7654 950000 SH DFND 1,2 950000 0 0 VTTI ENERGY PARTNERS LP COM UNIT RP LT Y9384M101 2506 100000 SH DFND 1,2 100000 0 0