0001357550-14-000011.txt : 20141114
0001357550-14-000011.hdr.sgml : 20141114
20141114093408
ACCESSION NUMBER: 0001357550-14-000011
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141114
DATE AS OF CHANGE: 20141114
EFFECTIVENESS DATE: 20141114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Weiss Asset Management LP
CENTRAL INDEX KEY: 0001357550
IRS NUMBER: 611451623
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12911
FILM NUMBER: 141220886
BUSINESS ADDRESS:
STREET 1: 222 BERKELEY STREET, 16TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 617-778-7780
MAIL ADDRESS:
STREET 1: 222 BERKELEY STREET, 16TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER COMPANY:
FORMER CONFORMED NAME: WEISS CAPITAL LLC
DATE OF NAME CHANGE: 20060327
13F-HR
1
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13F-HR
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0001357550
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09-30-2014
09-30-2014
Weiss Asset Management LP
222 BERKELEY STREET, 16TH FLOOR
BOSTON
MA
02116
13F HOLDINGS REPORT
028-12911
N
Georgiy Nikitin
Chief Compliance Officer
617-778-7725
Georgiy Nikitin
Boston
MA
11-14-2014
2
39
99340
false
1
0001357643
028-12279
WEISS ANDREW M
2
0001298983
028-12910
BIP GP LLC
INFORMATION TABLE
2
informationTableQ32014.xml
13F
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
2221
25000
SH
DFND
1,2
25000
0
0
CAMBRIDGE CAP ACQUISITION CO
COM
13215Q106
970
100000
SH
DFND
1,2
100000
0
0
CAPITOL ACQUISITION CORP II
COM
14056V105
4905
500000
SH
DFND
1,2
500000
0
0
CENTRUS ENERGY CORP
CL A
15643U104
221
21780
SH
DFND
1,2
21780
0
0
COMMUNITY HEALTH SYS INC NEW
RIGHT 01/27/2016
203668116
90
3000000
SH
DFND
1,2
3000000
0
0
CORNERSTONE STRATEGIC VALUE
COM NEW
21924B203
368
63078
SH
DFND
1,2
63078
0
0
CORNERSTONE TOTAL RTRN FD IN
COM NEW
21924U201
755
138704
SH
DFND
1,2
138704
0
0
DENISON MINES CORP
COM
248356107
2824
2470000
SH
DFND
1,2
2470000
0
0
ENSERVCO CORP
COM
29358Y102
69
19075
SH
DFND
1,2
19075
0
0
FIRSTHAND TECH VALUE FD INC
COM
33766Y100
2783
115921
SH
DFND
1,2
115921
0
0
GABELLI EQUITY TR INC
RIGHT 10/20/2014
362397184
56
976156
SH
DFND
1,2
976156
0
0
GRUPO AVAL ACCIONES Y VALORE
SPONSORED ADS
40053W101
1016
75000
SH
DFND
1,2
75000
0
0
HF2 FINL MGMT INC
CL A
40421A104
12480
1200000
SH
DFND
1,2
1200000
0
0
HERZFELD CARIBBEAN BASIN FD
COM
42804T106
122
15200
SH
DFND
1,2
15200
0
0
IDREAMSKY TECHNOLOGY LIMITED
SPONSORED ADS
45173K101
595
35000
SH
DFND
1,2
35000
0
0
ISHARES
MSCI STH KOR ETF
464286772
13615
225000
SH
DFND
1
225000
0
0
MEDLEY MGMT INC
CL A COM
58503T106
422
25000
SH
DFND
1,2
25000
0
0
MERGEWORTHRX CORP
COM
58952R106
2675
325000
SH
DFND
1,2
325000
0
0
MICROCHIP TECHNOLOGY INC
SDCV 2.125%12/1
595017AB0
9291
5000000
PRN
DFND
1,2
5000000
0
0
NUVEEN CONN PREM INCOME MUN
COM
67060D107
155
12436
SH
DFND
1,2
12436
0
0
NUVEEN MD PREM INCOME MUN FD
COM
67061Q107
663
52968
SH
DFND
1,2
52968
0
0
NUVEEN QUALITY MUN FD INC
COM
67062N103
405
31290
SH
DFND
1,2
31290
0
0
NUVEEN GLOBAL EQUITY INCOME
COM
6706EH103
2382
178317
SH
DFND
1,2
178317
0
0
NUVEEN EQUITY PREM ADV FD
COM
6706ET107
2563
196263
SH
DFND
1,2
196263
0
0
NUVEEN DIVER CURRENCY OPPOR
COM
67090N109
11243
1054679
SH
DFND
1,2
1054679
0
0
1347 CAP CORP
COM
68245V103
3346
350000
SH
DFND
1,2
350000
0
0
1347 CAP CORP
RIGHT 07/21/2016
68245V111
126
350000
SH
DFND
1,2
350000
0
0
1347 CAP CORP
*W EXP 07/15/202
68245V129
88
350000
SH
DFND
1,2
350000
0
0
SILVER EAGLE ACQUISITION COR
COM
827694100
2268
228200
SH
DFND
1,2
228200
0
0
SMART & FINAL STORES INC
COM
83190B101
722
50000
SH
DFND
1,2
50000
0
0
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
3008
301754
SH
DFND
1,2
301754
0
0
VITAE PHARMACEUTICALS INC
COM
92847N103
305
40000
SH
DFND
1,2
40000
0
0
GARNERO GROUP ACQUISITION CO
SHS
G5866L108
5480
575000
SH
DFND
1,2
575000
0
0
GARNERO GROUP ACQUISITION CO
RIGHT 06/25/2016
G5866L132
75
267600
SH
DFND
1,2
267600
0
0
HOEGH LNG PARTNERS LP
COM UNIT LTD
Y3262R100
458
20000
SH
DFND
1,2
20000
0
0
GARNERO GROUP ACQUISITION CO
*W EXP 06/24/201
G5866L116
40
334000
SH
DFND
1,2
334000
0
0
MOUNTAIN PROV DIAMONDS INC
COM NEW
62426E402
375
75000
SH
DFND
1,2
75000
0
0
SEABRIDGE GOLD INC
COM
811916105
7654
950000
SH
DFND
1,2
950000
0
0
VTTI ENERGY PARTNERS LP
COM UNIT RP LT
Y9384M101
2506
100000
SH
DFND
1,2
100000
0
0