0001420811-18-000151.txt : 20180918 0001420811-18-000151.hdr.sgml : 20180918 20180918162127 ACCESSION NUMBER: 0001420811-18-000151 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180914 FILED AS OF DATE: 20180918 DATE AS OF CHANGE: 20180918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sinigaglia Nicholas A CENTRAL INDEX KEY: 0001357484 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 181075910 MAIL ADDRESS: STREET 1: 2530 MERIDAN PARKWAY CITY: DURHAM STATE: NC ZIP: 27713 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: On Deck Capital, Inc. CENTRAL INDEX KEY: 0001420811 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 421709682 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 BROADWAY STREET 2: 25TH FLOOR CITY: New York STATE: ny ZIP: 10018 BUSINESS PHONE: 888-269-4246 MAIL ADDRESS: STREET 1: 1400 BROADWAY STREET 2: 25TH FLOOR CITY: New York STATE: ny ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: On Deck Capital Inc DATE OF NAME CHANGE: 20071210 4 1 wf-form4_153730207049191.xml FORM 4 X0306 4 2018-09-14 0 0001420811 On Deck Capital, Inc. ONDK 0001357484 Sinigaglia Nicholas A C/O ON DECK CAPITAL, INC. 1400 BROADWAY, 25TH FLOOR NEW YORK NY 10018 0 1 0 0 Chief Accounting Officer Common Stock 2018-09-14 4 A 0 3014 4.445 A 83925 D Common Stock 2018-09-17 4 S 0 3014 7.5838 D 80911 D The reported shares were acquired under the On Deck Capital, Inc. 2014 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(c) and Rule 16b-3(d). The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at per share prices ranging from $7.53 to $7.645, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. /s/ Robert A. Zuccaro, by power of attorney 2018-09-18